| Courtney Mowen Wright | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 16, 2019 |
| Andrew Kaye Klinger | Huntington Financial Advisors BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Mar 4, 2019 |
| Craig Scott Fichtenbaum | Valic Financial Advisors, Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Mar 13, 2019 |
| Thomas Reed Avant | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2018 | Dec 21, 2018 |
| Joshua Michael Hayes | Waddell & Reed BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Jan 9, 2019 |
| Rebecca Lynne Timmerman | Raymond James Financial Services Advisors, Inc BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2018 | Nov 14, 2018 |
| Troy Allen Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Nov 12, 2018 |
| Nicholas Alexander Harris | Raymond James Financial Services Advisors, Inc BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Nov 12, 2018 |
| Merrill Vincent Snowden | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2018 | Nov 5, 2018 |
| Matthew William Buller | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2018 | Oct 12, 2018 |
| Marcia Tudor Gregory | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2018 | Sep 14, 2018 |
| Bryan Thomas Hoppe | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2018 | Sep 14, 2018 |
| Beverly S Nesbit | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2018 | Sep 14, 2018 |
| Jennifer Ann Espinoza | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2018 | Sep 26, 2018 |
| Kristin Louise Jackson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | Sep 27, 2018 |
| Clifford Edward Bryan | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2018 | Aug 23, 2018 |
| Jeffrey R Fernandez | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2018 | Aug 23, 2018 |
| Jimmy Ray Scruggs | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2018 | Aug 17, 2018 |
| William Shane Sumlin | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2018 | Aug 17, 2018 |
| Marcia Jones | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2018 | Aug 17, 2018 |
| Richard Christopher Lawrence | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2018 | Sep 11, 2018 |
| Christopher John Trovitch | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2018 | Aug 22, 2018 |
| Matthew David Smith | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2018 | Jul 12, 2018 |
| Tyler Benjamin Herr | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2018 | Jun 29, 2018 |
| James Michael Goehl | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2018 | May 25, 2018 |
| James Watson Garner | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2018 | May 7, 2018 |
| William Harry Raymon | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2018 | May 4, 2018 |
| Kevin Christopher Rodeffer | LPL Financial LLC independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2018 | May 4, 2018 |
| Sviatlana Maslava | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2018 | Jul 23, 2018 (83 d) |
| Anthony Kevin Swart | Truist Advisory Services, Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2018 | Jun 20, 2018 (69 d) |
| Matthew Paul Muckler | Scottrade Investment Management BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Aug 13, 2018 (157 d) |
| Christopher James Cook | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 20, 2018 | Feb 16, 2018 |
| Christopher Gant | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 20, 2018 | Feb 16, 2018 |
| Michael Joseph Zunini | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 20, 2018 | Feb 26, 2018 |
| Craig Belis | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 20, 2018 | Feb 16, 2018 |
| David Andrew Kohlmeyer | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 25, 2018 | Jan 19, 2018 |
| Kari Ann Beyer | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 10, 2017 |
| Craig Scott Morgan | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 10, 2017 |
| Craig Scott Morgan | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 13, 2017 |
| Gwendolyn Madison Taylor | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2017 | Dec 6, 2019 (763 d) |
| Chung Kuo Lieu | J.J.B. Hilliard, W.L. Lyons, LLC other | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 19, 2017 | Oct 7, 2017 |
| Richard Perry Moore | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 25, 2017 | Sep 22, 2017 |
| Joseph Wesley Hurston | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 25, 2017 | Sep 22, 2017 |
| Ryan Matthew Pollacci | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 25, 2017 | Sep 22, 2017 |
| Laney H Mitcham | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 5, 2017 | Sep 1, 2017 |
| Robert Lloyd Waggoner | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 5, 2017 | Sep 1, 2017 |
| Jeffrey Lynn Green | Stephens other | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 9, 2017 | Aug 4, 2017 |
| Timothy Garry Fitzgerald | Stephens other | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 9, 2017 | Aug 4, 2017 |
| Stacy Carol Jennings | Stephens other | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 9, 2017 | Aug 4, 2017 |
| Jason Edward Hall | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 7, 2017 | Jun 2, 2017 |
| Daniel Adam Parish | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Benjamin F. Edwards & Company, Incorporated other | Other | May 26, 2017 | May 30, 2017 |
| Eric Sellars Loy | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 1, 2017 | Apr 28, 2017 |
| Linda Lee Dial | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated other | Other | May 1, 2017 | Apr 28, 2017 |
| Robert Forrest Zimmer | Eagle Strategies LLC other | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 25, 2017 | Apr 21, 2017 |
| Richard C Dworzak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 27, 2017 | Mar 29, 2017 |
| Kathryn Sue Watts | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 20, 2017 | Mar 17, 2017 |
| Andrew James Kjolsrud | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 20, 2017 | Mar 17, 2017 |
| Richard Alexander Lawson | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 20, 2017 | Mar 13, 2017 |
| John Martin Templeton | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 7, 2017 | Mar 8, 2017 |
| James Bruce Evans | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 7, 2017 | Mar 6, 2017 |