DFX Intelligence
Advisor moves
Arrivals at Corient
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Robert Johnson | LPL Financial LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 24, 2024 |
| Clayton William Haak | Brighton Jones LLC independent RIA | Corient independent RIA | RIA to RIA | Jan 26, 2024 | Jun 6, 2025 (497 d) |
| Olivia Herzog | Raymond James Financial Services Advisors, Inc BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 10, 2024 |
| Rose Pflug | D.A. Davidson & Co. independent RIA | Corient independent RIA | RIA to RIA | Dec 20, 2023 | Sep 11, 2025 (631 d) |
| Jeffrey Lawrence Slepian | Segall Bryant & Hamill other | Corient independent RIA | Other | Dec 14, 2023 | Aug 4, 2023 |
| Charles Alfred Bryant | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Jeffrey Robert Rode | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| John Norman Roberts | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Scott Havens Newhall | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Glenn Tammen Rippey | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Keith William Minogue | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Chad Aaron Mcdonnell | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Meghan Shay O'Donnell | Segall Bryant & Hamill other | Corient independent RIA | Other | Dec 14, 2023 | Jan 1, 2025 (384 d) |
| Alexander I Crevi | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Jun 23, 2023 |
| John Merrill Lafferty | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Timothy Robert Rich | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| Thomas Patrick Mcgrath | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Apr 10, 2023 |
| Victoria Kelso Cunningham | Segall Bryant & Hamill other | Corient BD affiliated | Other | Dec 14, 2023 | Mar 31, 2023 |
| John Christopher Harrington | Segall Bryant & Hamill other | Corient independent RIA | Other | Dec 14, 2023 | Oct 5, 2023 |
| Drew Michael Serres | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Corient independent RIA | Wirehouse to independent RIA | Dec 12, 2023 | Nov 22, 2024 (346 d) |
| John Gray Youngman | Barrett Asset Management, LLC asset manager | Corient independent RIA | Other | Dec 6, 2023 | Feb 16, 2023 |
| Christina Ann Bater | Barrett Asset Management, LLC asset manager | Corient independent RIA | Other | Dec 6, 2023 | Feb 16, 2023 |
| Edwin Wells Beck | Barrett Asset Management, LLC asset manager | Corient independent RIA | Other | Dec 6, 2023 | Feb 16, 2023 |
| Mariette Louise Graeme Campbell | Barrett Asset Management, LLC asset manager | Corient independent RIA | Other | Dec 6, 2023 | Feb 16, 2023 |
| Amy Kong | Barrett Asset Management, LLC asset manager | Corient independent RIA | Other | Dec 6, 2023 | Feb 16, 2023 |
| Anton Thomas Schirmang | Rwa Wealth Partners independent RIA | Corient independent RIA | RIA to RIA | Dec 1, 2023 | Dec 8, 2023 |
| Randall Dean Clark | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Robert Stephen Kaspar | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Sandra Ruth Villiger | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Brian Todd Shupe | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Matthew Brian Ulsas | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| James Michael Leach | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Mark A Wittleder | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| Bret James Horsfield | Windsor Wealth Management, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 13, 2023 | Oct 31, 2023 |
| David Michael Harris | U.S. Capital Wealth Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 25, 2024 (113 d) |
| Peyton Ross Eckert | Bmo Direct Invest Inc. independent RIA | Corient independent RIA | RIA to RIA | Sep 15, 2023 | Jan 10, 2025 (483 d) |
| Aaron M Motai | Td Ameritrade Investment Management, LLC independent RIA | Corient independent RIA | RIA to RIA | Sep 7, 2023 | Jun 19, 2025 (651 d) |
| Jordan M Wessell | Goldman Sachs Wealth Services, L.P. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jun 10, 2025 (648 d) |
| Mia J Werner | Morgan Stanley wirehouse | Corient independent RIA | Wirehouse to independent RIA | Aug 22, 2023 | Sep 14, 2023 |
| Michael Johann Zoller | Hightower Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2023 | Dec 21, 2023 (123 d) |
| Thomas David Cordovano | La Ferla Group LLC independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Jun 14, 2023 |
| John Glenn Macri | La Ferla Group LLC independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Jun 14, 2023 |
| Regis R Dillon | La Ferla Group LLC independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Jun 14, 2023 |
| John Leo Kauth | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| John Maurice Hennessy | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Isidoro Korngold | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Alfredo Larosa | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Kenneth Marck Korngold | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Howard Hearn Lutz | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Jerry Orosco Orosco | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Charles Day Lutz | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Fernanda Novaes | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Adrian Devoto | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Pablo Sotomayor | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Nestor Hernandez Rivera | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Savion L Harris | Intercontinental Wealth Advisors, LLC mixed wealth | Corient independent RIA | RIA to RIA | Aug 2, 2023 | Aug 1, 2023 |
| Henry James Lartigue | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 18, 2023 |
| Christopher David Carter | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 18, 2023 |
| Jessica Feng Hui Lim | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Christopher M Halaska | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
446 moves match.