Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Yi-Ling Chen	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Feb 27, 2014	Mar 5, 2014
Nicholas Maffucci	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Feb 26, 2014	Dec 3, 2025 (4298 d)
Yen Ting Ashley Lu	UBS Financial Services Inc. wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 10, 2014	Mar 6, 2014
John Zuzulo	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 3, 2014	Feb 24, 2014
Felipe Restrepo	Brickell Global Advisory, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Jan 30, 2014	Jun 19, 2014 (140 d)
Jeanne A. Holmes	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Jan 15, 2014	Apr 14, 2014 (89 d)
Andrew Julius Hack	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 6, 2014	Jan 24, 2014
Jean C Jimenez	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 2, 2014	Jan 29, 2014
Rana L Choubah	Ameriprise Financial Services, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Dec 23, 2013	Jan 24, 2014 (32 d)
Kun Li	Bancwest Investment Services, Inc. (Bwis) other	Hsbc Securities (USA) Inc. other	Other	Dec 13, 2013	Sep 12, 2014 (273 d)
Ying Lu	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 10, 2013	Jan 2, 2014
Michael Rader	Capital Synergy Partners independent RIA	Hsbc Securities (USA) Inc. other	Other	Nov 13, 2013	Nov 25, 2013
Garrick Gomez	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 12, 2013	Dec 18, 2013 (36 d)
Yamila Hernandez Parra	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 11, 2013	Jan 13, 2014 (63 d)
Karma Shahin	Waddell & Reed other	Hsbc Securities (USA) Inc. other	Other	Oct 30, 2013	Nov 7, 2013
Edward Mezzacappa	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 21, 2013	Dec 4, 2013 (44 d)
Matthew R Millahn	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Oct 15, 2013	Oct 28, 2013
Jianmin Gu	Transamerica Financial Advisors, LLC other	Hsbc Securities (USA) Inc. other	Other	Sep 6, 2013	Oct 2, 2013
Federico E Gatti	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Sep 4, 2013	Sep 17, 2013
Xi Wang	UBS Financial Services Inc. wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 26, 2013	Sep 23, 2013
Corey Powder	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 26, 2013	Sep 6, 2013
Gom Tran	Santander Securities other	Hsbc Securities (USA) Inc. other	Other	Aug 22, 2013	Dec 12, 2013 (112 d)
Qingyin You	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 12, 2013	Aug 28, 2013
Anita En Lam	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 5, 2013	Aug 12, 2013
Michael Edward Morrison	Charles Schwab & Co., Inc. national BD	Hsbc Securities (USA) Inc. other	Other	Aug 2, 2013	Aug 21, 2014 (384 d)
Henry Ken Tam	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 1, 2013	Aug 14, 2014 (378 d)
Benvenuto Anthony Derosa	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Jul 30, 2013	Aug 7, 2013
Van Tran	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 25, 2013	Aug 8, 2013
Denny Tsuei	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Jul 22, 2013	Aug 29, 2013 (38 d)
Charles P Churchill	Fcg Wealth Management, LLC other	Hsbc Securities (USA) Inc. other	Other	Jul 19, 2013	Aug 9, 2013
Brian Gartland Murphy	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 17, 2013	Jul 26, 2013
Robert Joseph Patrick Sforza	Charles Schwab & Co., Inc. national BD	Hsbc Securities (USA) Inc. other	Other	Jul 16, 2013	Aug 19, 2013 (34 d)
Stephanie Lynn Schultz	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 15, 2013	Aug 2, 2013
Frank Wen Dah Huang	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 12, 2013	Aug 2, 2013
Richard Romero	Lara, May & Associates, LLC other	Hsbc Securities (USA) Inc. other	Other	Jul 2, 2013	Aug 11, 2014 (405 d)
Chong Lam Kam	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 2, 2013	Aug 2, 2013 (31 d)
Stefano Catalano	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jun 27, 2013	Jul 30, 2013 (33 d)
Peter David Dubin	Gilford Financial Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 13, 2013	Jul 1, 2013
Jorge B Garcia	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jun 12, 2013	Apr 14, 2014 (306 d)
Lori Delynn Russell	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Jun 7, 2013	Aug 28, 2013 (82 d)
Gordon Sun	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Jun 3, 2013	Jun 17, 2013
Jimmy Roman Castrillon	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	May 21, 2013	Aug 9, 2013 (80 d)
Stephen Mersinger	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	May 17, 2013	May 24, 2013
Frank Richard Petrilli	People'S Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	May 13, 2013	May 30, 2013
Yanay L Garciga	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	May 10, 2013	Jun 3, 2013
Xuan Cao	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 23, 2013	May 1, 2013
Righetti Joseph	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 15, 2013	Apr 23, 2013
John Sky Griffin	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 4, 2013	Mar 27, 2013
Roberto Teofilo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 26, 2013	Aug 26, 2022 (3440 d)
Mark Andre Poitras	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Mar 14, 2013	Mar 26, 2013
Ethan Lee Willis	Valic Financial Advisors, Inc. other	Hsbc Securities (USA) Inc. other	Other	Mar 7, 2013	Apr 2, 2013
Michael John Smith	Seelaus Asset Management, LLC other	Hsbc Securities (USA) Inc. other	Other	Feb 11, 2013	Apr 16, 2015 (794 d)
Joseph Frank Persichetti	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Jan 28, 2013	Feb 1, 2013
Maximillian Chernavsky	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 18, 2013	Feb 19, 2013 (32 d)
Susan S Bishara	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Jan 14, 2013	Jan 25, 2013
Michael G Mcternan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 11, 2013	Feb 20, 2013 (40 d)
Rock Navamuel	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Jan 8, 2013	Mar 24, 2014 (440 d)
Jason Klein	Charles Schwab & Co., Inc. national BD	Hsbc Securities (USA) Inc. other	Other	Dec 31, 2012	Jul 21, 2015 (932 d)
Trajan X Sung	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 17, 2012	Mar 19, 2013 (92 d)
John Joseph Wagner	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 5, 2012	Dec 10, 2012

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708 moves match.