DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Bruce Butler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 12, 2021 |
| Anas Shraim | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2021 | Nov 1, 2021 |
| Daniel Ronis | Chapin Davis Asset Management independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2021 | Oct 5, 2021 |
| Tammy Ratliff Spradlin | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Sep 30, 2021 |
| Kate Spradlin Failla | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Sep 30, 2021 |
| Thomas Cohen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2021 | Oct 8, 2021 |
| Alexander Dempsey | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2021 | Sep 21, 2021 |
| Joshua David Hogan | Pruco Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Sep 28, 2021 |
| Louis Lograsso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2021 | Aug 14, 2023 (726 d) |
| Alfred Robert Cordell | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 12, 2021 |
| Richard Andrew Link | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 5, 2021 |
| Andrew Michael Ciappa | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 5, 2021 |
| Dedra Brust | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 4, 2021 |
| Sean Michael Link | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 5, 2021 |
| Philip George Blumel | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jul 29, 2021 |
| Alexander Faris Giles | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2021 | Jul 29, 2021 |
| Wendy Ann Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2021 | Aug 10, 2021 |
| James Bernard Kraft | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 22, 2021 |
| Lupton Thomson Haigler | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 22, 2021 |
| Christopher Michael Walters | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Jul 20, 2021 |
| David George Grahn | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Jul 13, 2021 |
| Paul Joseph Lofurno | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Jul 13, 2021 |
| Jeannie Christine Willits | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Jul 13, 2021 |
| George Donald Mackenzie | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Jul 13, 2021 |
| Robert Nicholas Cappelli | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Jul 13, 2021 |
| Peter Michael Butera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 15, 2021 |
| John Campbell Yackel | Envestnet Pmc independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2021 | May 22, 2023 (675 d) |
| Steven E Jordan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 15, 2021 |
| Brad G Bender | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 15, 2021 |
| Mandie Hendricks | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 15, 2021 |
| Tracy A Smithnosky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 15, 2021 |
| Dawn Marie Bloom | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2021 | Jul 2, 2021 |
| Jeffrey Ryan Tidwell | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2021 | Jul 2, 2021 |
| Linda D Wall | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2021 | Jul 2, 2021 |
| Michael Lawrence Graves | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2021 | Jul 6, 2021 |
| Jose Daniel Giraldo | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Sep 6, 2022 (435 d) |
| Andrew James Beltz | First Trust Advisors LP asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jun 24, 2021 | Nov 1, 2021 (130 d) |
| Michael S Archer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2021 | Jun 18, 2021 |
| Kaitlin Nicole Lepre | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2021 | Jun 18, 2021 |
| Julie Elaine Warren Holton | Swan Global Investments, LLC mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2021 | Nov 4, 2021 (153 d) |
| Robert Allan Mauk | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 3, 2021 |
| Joseph Andrew Chornyak | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 3, 2021 |
| Joseph Andrew Chornyak | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 3, 2021 |
| Kyle Michael Lingg | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | May 28, 2021 |
| Paul Denis Girard | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 27, 2021 |
| Vincent Dominick Crudo | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | May 26, 2021 |
| Richard William Morrow | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2021 | May 20, 2021 |
| Thomas Edward Hicks | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2021 | May 20, 2021 |
| Gunnar Himmel | Goldman Sachs Wealth Services, L.P. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 14, 2021 |
| Norma Denise Duckett | Nationwide Securities, LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | May 10, 2021 | May 10, 2021 |
| Gregory John Kuhn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2021 | May 4, 2021 |
| Michael Thomas Ohlman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | May 25, 2021 |
| Regina Elena Ohlman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | May 25, 2021 |
| Patrick G Witheril | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2021 | Apr 30, 2021 |
| Andrew Foster Meredith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Kevin Matthew Lindung | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 17, 2021 |
| Scott Dahlin Kelly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Steven Howard Fox | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Mar 12, 2021 |
| Matthew James Levy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 22, 2021 | Mar 19, 2021 |
| Julie Uzzell Daniels | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Mar 22, 2021 |
1,090 moves match.