| Christian Craig Zernich | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Apr 4, 2011 | Apr 1, 2011 |
| Kurt Richard Ringenbach | Cetera Advisor Networks LLC other | Stratos Wealth Partners, Ltd other | Other | Mar 24, 2011 | Oct 27, 2011 (217 d) |
| Brandon Joon Chang | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Mar 23, 2011 | Mar 21, 2011 |
| Winifred Shih Sun | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Mar 23, 2011 | Mar 18, 2011 |
| Rachel Dina Dennenberg | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Feb 9, 2011 | Jan 19, 2011 |
| Suzanne Elaine Walker-Hanf | RBC Capital Markets, LLC national BD | Stratos Wealth Partners, Ltd other | Other | Jan 13, 2011 | Jan 6, 2011 |
| Eugene Donald Heflin | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Jan 4, 2011 | Dec 23, 2010 |
| Joseph Anthony Miner | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2010 | Aug 13, 2010 |
| Francis Albert Bautz | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2010 | Sep 27, 2010 |
| Rachelle Renee Kovacs | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2010 | Aug 17, 2010 |
| Josephine Laspina Trotta | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2010 | Aug 13, 2010 |
| John Michael Krajnik | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2010 | Aug 13, 2010 |
| Harry Eugene Butson | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 21, 2010 | Dec 20, 2010 |
| Richard Haig Maloyan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 21, 2010 | Dec 20, 2010 |
| Grant Harris Butson | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 21, 2010 | Dec 17, 2010 |
| Brian Davis James | Pnc Wealth Management other | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2010 | Dec 23, 2010 |
| Scot Andrew Millen | Baltimore Washington Financial Advisors Inc other | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2010 | Dec 23, 2010 |
| Nancy Ann Briguglio | Intervest International, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2010 | Dec 23, 2010 |
| Scott Alan Kinsell | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 17, 2010 | Dec 20, 2010 |
| Douglas A Kartsen | Edward Jones national BD | Stratos Wealth Partners, Ltd other | Other | Dec 2, 2010 | Dec 6, 2010 |
| Kathleen Morgan Futey | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Nov 19, 2010 | Nov 8, 2010 |
| Kevin John Obrien | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Nov 18, 2010 | Nov 15, 2010 |
| Jennifer C. Hart | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Nov 8, 2010 | Oct 28, 2010 |
| Susan Hays Robenalt | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Oct 1, 2010 | Oct 1, 2010 |
| Jeffrey George Kitzberger | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Sep 30, 2010 | Sep 28, 2010 |
| Charles Lewis Shapiro | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Sep 9, 2010 | Mar 17, 2016 (2016 d) |
| Blake Neil Rawson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Sep 7, 2010 | Sep 8, 2010 |
| Douglas Ryan Magers | Huntington Financial Advisors other | Stratos Wealth Partners, Ltd other | Other | Sep 2, 2010 | Sep 16, 2010 |
| Julee Ann Mott | RBC Capital Markets, LLC national BD | Stratos Wealth Partners, Ltd other | Other | Aug 26, 2010 | Aug 26, 2010 |
| Edward Joseph Wilson | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Apr 14, 2010 | Aug 13, 2010 (121 d) |
| Michael S Karder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Mar 9, 2010 | Jun 12, 2012 (826 d) |
| Keith Neil Schuss | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 7, 2009 | Aug 13, 2010 (249 d) |
| John Peter Ruebsteck | Huntington Wealth Planning Advisors unclassified | Stratos Wealth Partners, Ltd other | Other | Nov 18, 2009 | Mar 20, 2014 (1583 d) |
| Christopher Breed Walling | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Aug 5, 2009 | Aug 13, 2010 (373 d) |
| David C Vespoli | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Jul 27, 2009 | Aug 13, 2010 (382 d) |
| Sean Patrick Hesch | Ownership Advisors, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Mar 24, 2009 | Aug 13, 2010 (507 d) |
| Daniel Jack Jacoby | J.P. Morgan Securities LLC wirehouse | Stratos Wealth Partners, Ltd other | Other | Mar 4, 2009 | Aug 13, 2010 (527 d) |
| John Brown Hlay | Aspen Management Group Ltd unclassified | Stratos Wealth Partners, Ltd other | Other | Feb 26, 2009 | Aug 13, 2010 (533 d) |
| Marc Adam Sack | Citigroup Global Markets Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 12, 2009 | Sep 1, 2010 (566 d) |
| Michael Joseph Zembala | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Scott David Ziska | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Carmelito M Olaes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| David Kenneth Thorne | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Kent Randall Mosher | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Joseph Andrew Zarlinga | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Justin R Horton | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 4, 2009 | Aug 13, 2010 (555 d) |
| Robert Andrew Heksch | Silver Mountain Capital Partners LLC unclassified | Stratos Wealth Partners, Ltd other | Other | Jan 23, 2009 | Aug 13, 2010 (567 d) |
| Samuel James Lupica | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 8, 2008 | Aug 13, 2010 (613 d) |
| Robert Anthony Laraia | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Nov 6, 2008 | Sep 1, 2010 (664 d) |
| Vicki Rene Brackens | Msi Financial Services, Inc. other | Stratos Wealth Partners, Ltd independent RIA | Other | Oct 23, 2008 | Nov 27, 2018 (3687 d) |
| James Valentine Lupica | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | Aug 13, 2008 | Aug 13, 2010 (730 d) |
| Stephen Platt Byrne | Thompson, Diaz, Baxter And Assoc. unclassified | Stratos Wealth Partners, Ltd BD affiliated | Other | Dec 13, 2007 | Jun 23, 2025 (6402 d) |
| Brita Michele Jones | Uvest Financial Services Group, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Oct 9, 2007 | Feb 17, 2016 (3053 d) |
| Christopher H Miller | Uvest Financial Services Group, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Oct 9, 2007 | Feb 17, 2016 (3053 d) |
| Jason Scott Cohen | Uvest Financial Services Group, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Oct 9, 2007 | Feb 17, 2016 (3053 d) |
| Andrew Paul Mercer | Uvest Financial Services Group, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Oct 9, 2007 | Feb 17, 2016 (3053 d) |
| John Brian Oettinger | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Oct 2, 2007 | Feb 17, 2016 (3060 d) |
| Jordan Scott Kraus | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Oct 2, 2007 | Feb 17, 2016 (3060 d) |
| Constantine Spiro Basdakis | Transamerica Financial Advisors, LLC other | Stratos Wealth Partners, Ltd other | Other | Apr 11, 2007 | Nov 21, 2016 (3512 d) |
| Frederick Thomas Cook | Keybanc Capital Markets Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Feb 15, 2007 | Aug 15, 2013 (2373 d) |