Advisor moves

Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stefanie StannardJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherOct 7, 2011Oct 10, 2013 (734 d)
Anahid KyupelyanWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherOct 4, 2011Oct 25, 2011
Ian Stuart ColeEdi Investment Advisor Corporation unclassifiedHsbc Securities (USA) Inc. otherOtherSep 22, 2011May 16, 2014 (967 d)
Kimberly CebrikCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherSep 9, 2011Oct 19, 2011 (40 d)
Sung Yu LiuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherAug 17, 2011Aug 29, 2011
Kenia Giordani BorgesCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherAug 4, 2011Mar 4, 2016 (1674 d)
Scott Christian RosserComerica Securities otherHsbc Securities (USA) Inc. otherOtherJul 15, 2011Aug 3, 2011
Alan Anderson SantanaCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJul 13, 2011Aug 1, 2011
Gloria Luz AneirosRBC Capital Markets, LLC national BDHsbc Securities (USA) Inc. otherOtherJul 5, 2011Oct 13, 2011 (100 d)
Ni Ni MarCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJun 15, 2011Jul 5, 2011
Albert A VelezLPL Financial LLC otherHsbc Securities (USA) Inc. otherOtherApr 18, 2011Apr 18, 2011
Joshua J. MorganDeutsche Bank Securities Inc. otherHsbc Securities (USA) Inc. otherOtherApr 4, 2011Apr 8, 2011
Anthony Fred MorgilloNational Planning Corporation ("Npc Of America" In Fl & Ny) otherHsbc Securities (USA) Inc. otherOtherMar 14, 2011Mar 23, 2011
Eric S WolfChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherMar 11, 2011Mar 15, 2011
Aaron LoorChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherFeb 24, 2011Feb 7, 2013 (714 d)
Freeman LeungMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherFeb 16, 2011Feb 23, 2011
Victoria Eugenia Cordoba MarinMorgan Stanley wirehouseHsbc Securities (USA) Inc. otherOtherFeb 11, 2011Mar 10, 2011
Martin A SquicciariniCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherFeb 9, 2011Feb 17, 2011
Sandro Elio PalmeriniCapital One Financial Advisors LLC unclassifiedHsbc Securities (USA) Inc. otherOtherJan 25, 2011Apr 24, 2012 (455 d)
Brian BurkhardtM&T Securities, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJan 24, 2011Feb 11, 2011
Jorge BalaguerMorgan Stanley wirehouseHsbc Securities (USA) Inc. otherOtherJan 21, 2011Feb 16, 2011
Dmitriy KonnovWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherJan 3, 2011Feb 2, 2011
Adam MuliaMorgan Stanley wirehouseHsbc Securities (USA) Inc. otherOtherDec 31, 2010Feb 20, 2015 (1512 d)
Richard George KuchenWells Fargo Investments, LLC unclassifiedHsbc Securities (USA) Inc. otherOtherDec 21, 2010Jan 5, 2011
Yanique Keisha Paula AndersonChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherDec 15, 2010Mar 11, 2013 (817 d)
Christian CarrilloCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherDec 15, 2010Dec 3, 2010
Gregory Michael SchulerEquitable Advisors, LLC national BDHsbc Securities (USA) Inc. otherOtherDec 14, 2010Dec 20, 2010
Michael Anthony SchimmelWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherDec 14, 2010Jan 6, 2011
Lewis Alan WexlerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 14, 2010Feb 11, 2011 (59 d)
Margaret Mary KoetznerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 6, 2010May 16, 2011 (161 d)
Samir S MakarChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherNov 9, 2010Nov 24, 2010
Scott Wayne MilamWells Fargo Investments, LLC unclassifiedHsbc Securities (USA) Inc. otherOtherNov 9, 2010Nov 15, 2010
Diego De La LamaStonex International Advisors Inc independent RIAHsbc Securities (USA) Inc. otherOtherOct 29, 2010Dec 15, 2010 (47 d)
Richard Kevin FrankWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherOct 20, 2010Oct 26, 2010
Jason Sean KassAdvice And Planning Services otherHsbc Securities (USA) Inc. otherOtherOct 15, 2010Nov 3, 2010
Jonathan Benjamin AbramsWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherSep 13, 2010Sep 22, 2010
Annie Rong WangChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherAug 17, 2010Mar 18, 2011 (213 d)
Dmitry L GurvichWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherAug 13, 2010Aug 31, 2010
Steve Michael MasciangeloEquitable Advisors, LLC national BDHsbc Securities (USA) Inc. otherOtherAug 10, 2010Aug 23, 2010
Gordon SunSuntrust Investment Services, Inc. otherHsbc Securities (USA) Inc. otherOtherAug 5, 2010Aug 19, 2010
Joshua M UnderwoodPnc Wealth Management otherHsbc Securities (USA) Inc. otherOtherJul 30, 2010Aug 26, 2010
Kelli-Ann LaninoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherJul 23, 2010Oct 7, 2010 (76 d)
Kevin H FungWells Fargo Investments, LLC unclassifiedHsbc Securities (USA) Inc. otherOtherJul 19, 2010Aug 9, 2010
Cindy Shu-Yin ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherJul 6, 2010Jul 14, 2010
Mark Lawrence TunkelLPL Financial LLC otherHsbc Securities (USA) Inc. otherOtherJun 3, 2010Jul 1, 2010
Ryan AckerhaltChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherMay 24, 2010Jul 27, 2010 (64 d)
Steven Erik TrevorCharles Schwab & Co., Inc. national BDHsbc Securities (USA) Inc. otherOtherMay 17, 2010Aug 11, 2010 (86 d)
Robert J ShannonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherApr 14, 2010Apr 20, 2010
Fermin Alberto MesinaWells Fargo Investments, LLC unclassifiedHsbc Securities (USA) Inc. otherOtherApr 7, 2010Apr 15, 2010
Randolph Kendall FelizChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherApr 5, 2010Nov 24, 2010 (233 d)
Todd J BaekChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherApr 5, 2010Apr 9, 2010
Allen Philip CantoniEquitable Advisors, LLC national BDHsbc Securities (USA) Inc. otherOtherMar 24, 2010Mar 31, 2010
Christopher Alan BrennenCitizens Securities, Inc. otherHsbc Securities (USA) Inc. otherOtherMar 19, 2010Mar 30, 2010
Jericho Alexander BorgesCharles Schwab & Co., Inc. national BDHsbc Securities (USA) Inc. otherOtherMar 16, 2010Apr 6, 2010
Luke JauholaChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherMar 8, 2010Mar 19, 2010
Christopher Marshall WoodsChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherMar 8, 2010Sep 30, 2010 (206 d)
Eric Alexander WiegandWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherMar 8, 2010Mar 17, 2010
Wendy F FengCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherMar 4, 2010Mar 12, 2010
Samuel Kwun Pong LauCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherFeb 19, 2010Mar 2, 2010
Skye TaberTd Wealth Management Services Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherFeb 17, 2010Mar 31, 2010 (42 d)
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708 moves match.