DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nomura Investment Management Business Trust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Steven GautierCx Institutional, LLC independent RIANomura Investment Management Business Trust asset managerOtherApr 9, 2026Apr 21, 2026
Matthew J TomasinoJ.P. Morgan Securities LLC wirehouseNomura Investment Management Business Trust asset managerOtherDec 7, 2025Jan 9, 2026 (33 d)
Charles HammelBlackrock Investment Management, LLC otherNomura Investment Management Business Trust asset managerOtherJun 24, 2025Mar 5, 2026 (254 d)
Liam J HartPoxono Capital state registeredNomura Investment Management Business Trust asset managerOtherJun 3, 2025Sep 15, 2025 (104 d)
Peter David DriscollAmundi Asset Management US, Inc. asset managerNomura Investment Management Business Trust asset managerOtherApr 25, 2025Jun 18, 2025 (54 d)
Doron EisenscherVoya Investment Management Co. LLC asset managerNomura Investment Management Business Trust asset managerOtherNov 5, 2024Jul 14, 2025 (251 d)
Andrew Ford TomsonThornburg Investment Management Inc asset managerNomura Investment Management Business Trust asset managerOtherFeb 7, 2023Feb 23, 2023
Aj HelgersonHartford Funds asset managerNomura Investment Management Business Trust asset managerOtherJan 19, 2023Feb 22, 2023 (34 d)
Olivia T. BakunasNuveen Asset Management, LLC otherNomura Investment Management Business Trust otherOtherDec 16, 2021Jan 14, 2022
Christopher FunkeyLord, Abbett & Co. LLC asset managerNomura Investment Management Business Trust otherOtherOct 20, 2021Nov 11, 2021
Mason Lee PaulusCreative Planning independent RIANomura Investment Management Business Trust otherOtherJun 9, 2021Jun 24, 2021
Lindsey Cain BulgerPgim Investments LLC asset managerNomura Investment Management Business Trust asset managerOtherMay 13, 2021Sep 26, 2022 (501 d)
Matthew Todd CheneyWaddell & Reed BD affiliatedNomura Investment Management Business Trust otherOtherApr 21, 2021May 4, 2021
Michael A FerrerWaddell & Reed BD affiliatedNomura Investment Management Business Trust otherOtherApr 21, 2021May 3, 2021
David Bryce CrupperWaddell & Reed BD affiliatedNomura Investment Management Business Trust otherOtherApr 21, 2021May 3, 2021
Joseph Tyler CinottoWaddell & Reed BD affiliatedNomura Investment Management Business Trust otherOtherApr 21, 2021May 4, 2021
Marilyn MuzykMorgan Stanley wirehouseNomura Investment Management Business Trust otherOtherFeb 2, 2021Feb 4, 2021
Robert Christian OldakerWaddell & Reed BD affiliatedNomura Investment Management Business Trust otherOtherOct 7, 2020May 3, 2021 (208 d)
Neal Blaine GuidryManulife Investment Management (US) LLC otherNomura Investment Management Business Trust otherOtherMay 23, 2012Jun 17, 2021 (3312 d)
Eugene James EignorRydex Advisory Services, LLC unclassifiedNomura Investment Management Business Trust asset managerOtherJul 7, 2009Oct 23, 2024 (5587 d)
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20 moves match.