DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Asset & Financial Planning, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mitchell Stanley Martin	Stonebridge Wealth Management independent RIA	Asset & Financial Planning, Ltd other	Other	Oct 2, 2023	Sep 5, 2007
Amy Jensen Datema	Fifth Third Securities, Inc. other	Asset & Financial Planning, Ltd other	Other	Aug 9, 2013	Sep 24, 2013 (46 d)
Anthony J Vignier	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Asset & Financial Planning, Ltd other	Other	Jan 23, 2012	Jan 3, 2012
Gregory George Scrydloff	Chase Investment Services Corp. other	Asset & Financial Planning, Ltd other	Other	Jan 19, 2012	Mar 22, 2012 (63 d)
Jenny Alice Duncan	Banyan Partners, LLC other	Asset & Financial Planning, Ltd other	Other	Nov 4, 2011	May 9, 2012 (187 d)
Nick Kaloyios	Harbor Financial Services, LLC other	Asset & Financial Planning, Ltd other	Other	Oct 27, 2011	Jan 19, 2012 (84 d)
Domenick Robert Tibaldo	Cantella & Co., Inc. other	Asset & Financial Planning, Ltd other	Other	Sep 12, 2011	Aug 25, 2011
Stuart Craig Chamberlin	J P Turner & Company Capital Management, LLC other	Asset & Financial Planning, Ltd other	Other	Aug 18, 2011	Nov 9, 2011 (83 d)
Carmine Joseph Passante	Chase Investment Services Corp. other	Asset & Financial Planning, Ltd other	Other	Oct 12, 2010	Oct 21, 2010
Timothy James Bodner	Qa3 Financial LLC unclassified	Asset & Financial Planning, Ltd other	Other	Nov 5, 2009	Jan 28, 2010 (84 d)
Mark Gerard Sonntag	Schlager Schlager & Levin unclassified	Asset & Financial Planning, Ltd other	Other	Sep 28, 2009	Oct 16, 2009
Jason Philip Stamm	Pruco Securities, LLC other	Asset & Financial Planning, Ltd other	Other	Sep 11, 2009	Oct 6, 2009
Jennifer Dorfman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Asset & Financial Planning, Ltd other	Other	Jun 3, 2009	Jun 29, 2009
Peter Eric Weitz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Asset & Financial Planning, Ltd other	Other	Jun 3, 2009	Jun 12, 2009
Justin R Katz	Banc Of America Investment Services, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Apr 3, 2009	Jul 20, 2009 (108 d)
Jeffrey Salvatore Cristadoro	Hsbc Securities (USA) Inc. other	Asset & Financial Planning, Ltd other	Other	Mar 3, 2009	Oct 30, 2009 (241 d)
Carlo Della Mea	Edward Jones national BD	Asset & Financial Planning, Ltd other	Other	Nov 4, 2008	Feb 9, 2009 (97 d)
Gerard Michael Morra	Equitable Advisors, LLC national BD	Asset & Financial Planning, Ltd other	Other	Jan 14, 2008	Jan 16, 2008
Sean Philip Bostwick	Fifth Third Securities, Inc. other	Asset & Financial Planning, Ltd other	Other	Oct 5, 2007	Jun 11, 2009 (615 d)
Cheryl Lynn Mccarthy	Voya Financial Advisors, Inc. other	Asset & Financial Planning, Ltd other	Other	Feb 14, 2007	Jan 18, 2007
Gerald E Shaw	Spc other	Asset & Financial Planning, Ltd other	Other	Feb 12, 2007	Feb 9, 2007
Christopher Anthony Schipske	D'Orazio Wealth Advisors other	Asset & Financial Planning, Ltd other	Other	Dec 19, 2006	Feb 27, 2007 (70 d)
Ronit Rogoszinski	Cuna Brokerage Services, Inc. other	Asset & Financial Planning, Ltd other	Other	Nov 7, 2006	Nov 3, 2006
Gregory Vitale	Valmark Advisers, Inc. other	Asset & Financial Planning, Ltd other	Other	Oct 19, 2006	Feb 5, 2008 (474 d)
Carole Leigh Donohoo	Comprehensive Capital Management, Inc. other	Asset & Financial Planning, Ltd other	Other	Aug 30, 2006	Sep 9, 2005
Antonio Pedro Gomes	Raymond James Financial Services, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Apr 27, 2006	Jul 19, 2006 (83 d)
Andrew Henry Lenich	Td Ameritrade, Inc. no RAUM	Asset & Financial Planning, Ltd other	Other	Apr 4, 2006	Nov 30, 2007 (605 d)
Charles James Wetzel	Gilman + Ciocia, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Dec 31, 2005	Oct 23, 2002
Edward Henry Jennings	Wells Fargo Advisors wirehouse	Asset & Financial Planning, Ltd other	Other	Jul 22, 2005	Jul 18, 2005
Thomas Musto	Citicorp Investment Services unclassified	Asset & Financial Planning, Ltd other	Other	Jul 21, 2005	Jul 26, 2005
John Christopher Neyland	Voya Financial Advisors, Inc. other	Asset & Financial Planning, Ltd other	Other	Jun 15, 2005	Jun 30, 2005
Frank Daniel Toth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Asset & Financial Planning, Ltd other	Other	Dec 3, 2004	Feb 1, 2005 (60 d)
Brian Paul Connor	Transamerica Financial Advisors, LLC other	Asset & Financial Planning, Ltd other	Other	Aug 31, 2004	Jun 16, 2008 (1385 d)
Jeffrey Seth Cohen	Gilman + Ciocia, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Nov 14, 2003	Oct 24, 2002
Michael Anthony Canet	Gilman + Ciocia, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Nov 14, 2003	Mar 18, 2002
Jay Alan Murray	Schneider Securities, Inc. unclassified	Asset & Financial Planning, Ltd other	Other	Aug 19, 2002	Sep 27, 2002 (39 d)

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36 moves match.