DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First National Capital Markets, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Aaron Timothy Winters	MML Investors Services, LLC other	First National Capital Markets, Inc. other	Other	Mar 31, 2014	Mar 11, 2014
John Albert Barrientos	MML Investors Services, LLC other	First National Capital Markets, Inc. other	Other	Aug 30, 2013	Aug 28, 2013
Frank John Ward	Ameriprise Financial Services, LLC national BD	First National Capital Markets, Inc. other	Other	Apr 9, 2013	Apr 8, 2013
Matthew Allen Veenker	MML Investors Services, LLC other	First National Capital Markets, Inc. other	Other	Feb 26, 2013	Mar 10, 2014 (377 d)
Matthew Ryan Ferguson	Wells Fargo Advisors wirehouse	First National Capital Markets, Inc. other	Other	Sep 24, 2012	Oct 1, 2012
Robert Michael Lynch	Key Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 25, 2012	Jul 3, 2012
Adam Michael Delaughter	Avantax Advisory Services other	First National Capital Markets, Inc. other	Other	Jun 11, 2012	Jun 11, 2012
Dale Littleton Cloud	J.P. Morgan Securities LLC wirehouse	First National Capital Markets, Inc. other	Other	Mar 1, 2012	May 8, 2012 (68 d)
Martin Volin	Clearbridge Investments, LLC other	First National Capital Markets, Inc. other	Other	Oct 26, 2011	Nov 10, 2011
David Joseph Goldstone	Waddell & Reed other	First National Capital Markets, Inc. other	Other	Oct 12, 2011	Sep 23, 2013 (712 d)
Matthew Scott Mohnsen	Waddell & Reed other	First National Capital Markets, Inc. other	Other	Oct 3, 2011	Nov 1, 2011
Spencer Ross Schmitz	Securian Financial Services, Inc. other	First National Capital Markets, Inc. other	Other	Nov 24, 2010	Jun 8, 2012 (562 d)
Tammy Jo Christensen	MML Investors Services, LLC other	First National Capital Markets, Inc. other	Other	Jul 23, 2010	Jun 22, 2011 (334 d)
James Dejulio	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
David Carroll	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Joseph Edward Straka	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Joseph Jonathan Bixby	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Scott Parker Mayo	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 2, 2010
Jess Tyler Meekma	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Craig Michael Sall	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Douglas Dale Gilbert	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Mark Daniel Vance	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 2, 2010
Aaron Kenneth Kosch	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Melody Lynn Hohn	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
David Isaac Essay	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Brian Thomas Brown	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Sarah Ann Brandt	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Laura Beth O'Connor	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 2, 2010
Jamie Lynette Masilko	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Stephanie C Holmgren	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Deborah Jo Davis	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Jeffrey Blaine Kadavy	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Amy Marie Steckelberg Novak	Cetera Investment Services LLC other	First National Capital Markets, Inc. other	Other	Jun 2, 2010	Jun 3, 2010
Jeremy John Siragusa	Waddell & Reed other	First National Capital Markets, Inc. other	Other	Mar 24, 2010	May 11, 2010 (48 d)
Matthew Earle Russell	Securities America Advisors, Inc. other	First National Capital Markets, Inc. other	Other	Jan 23, 2008	Jan 2, 2014 (2171 d)

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35 moves match.