DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B. Riley Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Shields Wunderlich | Wunderlich Capital Management mixed wealth | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2024 | Aug 29, 2022 |
| Kavian Burke | LPL Financial LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 28, 2024 |
| Kyle Michael Odell | Fidelity Personal And Workplace Advisors BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Aug 27, 2024 |
| Sheldon Frantz | MML Investors Services, LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 9, 2025 (366 d) |
| Albert Mclemore Alexander | Charles Schwab & Co., Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Aug 8, 2024 (66 d) |
| Brian James Smith | LPL Financial LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 9, 2023 |
| Patrick Lee Baird | Nfsg Corporation BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 16, 2023 |
| Jeffrey J Carter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B. Riley Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2023 | Sep 8, 2023 |
| Robert G Murray | Taxbridge Financial Group Inc independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Jan 20, 2023 |
| David Than Richburg | Edward Jones national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 21, 2023 |
| Nora Christova Brazier | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | May 15, 2023 |
| John Mead Rust | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 2, 2022 |
| Paul George Dietrich | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 30, 2022 |
| Thomas Mallory Tucker | Edward Jones national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | May 15, 2023 (45 d) |
| Richard Alan Wright | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Jul 29, 2022 |
| Lawrence William Schmitt | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 18, 2022 |
| Eric R Cohen | Stoever Glass Wealth Management, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2023 | Mar 17, 2023 |
| Todd Loring Luft | Ameriprise Financial Services, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 24, 2023 |
| James Mota | Ameriprise Financial Services, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Jan 20, 2023 |
| Gillian Stoddard | Northwestern Mutual Investment Services,LLC no RAUM | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Jan 19, 2023 | Jan 11, 2023 |
| John E Wade | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 10, 2022 |
| Joshua Patrick Harness | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 25, 2022 |
| Aaron Haskins Fiske | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 25, 2022 |
| Michelle B Tauchen | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 23, 2022 |
| Andrew Harrison | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Aug 26, 2022 |
| Chelsey Elaine Collins | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Aug 4, 2022 |
| Mark Howard Goldman | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Aug 8, 2022 |
| Michael John Kapp | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Aug 11, 2022 |
| Joseph Cameron Murphy | Raymond James & Associates, Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Sep 15, 2022 |
| Christopher Michael Sands | Manning & Napier Advisors, LLC mixed wealth | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2022 | Apr 25, 2024 (616 d) |
| Graham Falbo | UBS Financial Services Inc. wirehouse | B. Riley Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2022 | Aug 8, 2022 |
| James Rodgers | Equitable Advisors, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 3, 2022 |
| Kenneth Joseph Mcandress | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | Aug 26, 2022 (121 d) |
| Robert Breck Requard | Iron River Capital LLC state registered | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Mar 30, 2022 | Mar 10, 2022 |
| Michael Maher | Ameriprise Financial Services, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Aug 10, 2022 (161 d) |
| Johnny Nuanes | Morgan Stanley wirehouse | B. Riley Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Mar 1, 2022 |
| Shawnna L Summers | Pruco Securities, LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 25, 2022 (31 d) |
| Zachary Eisner | UBS Financial Services Inc. wirehouse | B. Riley Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2021 | Feb 4, 2022 (45 d) |
| Thomas Stephen Bolanowski | Esi Financial Advisors BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Oct 4, 2021 |
| Christopher Leo Michelsen | UBS Financial Services Inc. wirehouse | B. Riley Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 14, 2021 | Aug 9, 2022 (329 d) |
| Douglas Edward White | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2021 | Apr 7, 2021 |
| Leonid Berline | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2021 | Jun 23, 2021 |
| Mark E Ingram | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2021 | Mar 24, 2021 |
| Joseph Thomas Finnerty | Equitable Advisors, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jun 21, 2021 |
| Nicholas Tarulli | Equitable Advisors, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 21, 2021 |
| James Patrick King | Equitable Advisors, LLC national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jun 29, 2021 |
| Zachary Earl Young | Moors & Cabot, Inc BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 24, 2021 |
| Mark Richard Perry | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2021 | Mar 24, 2021 |
| Andrew Glenn Adams | Arvest Wealth Management independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 25, 2021 | May 14, 2021 |
| Joseph Robert Crane | B. Riley Capital Management asset manager | B. Riley Wealth Advisors, Inc. BD affiliated | Other | May 3, 2021 | Aug 26, 2022 (480 d) |
| Robert Malachy Cully | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 24, 2021 |
| Shawn M Devillier | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 22, 2021 |
| Veronica C Vorhies | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 22, 2021 |
| Claire E Soja | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | May 7, 2021 |
| Vincent Joseph Sbano | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 30, 2021 |
| Warner Whitman Wayne | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 24, 2021 |
| Danielle Orenstein Jacobson | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 22, 2021 |
| Jeffrey M Davis | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 24, 2021 |
| Dolores Kong | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 22, 2021 |
| Irina Zubov | Winslow, Evans & Crocker, Inc. independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Mar 24, 2021 |
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381 moves match.