DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial & Tax Architects, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian White | Empower Advisory Group, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Sep 3, 2026 (211 d) |
| Joseph Goh | LPL Enterprise, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 18, 2025 |
| Michael Fuscardo | Charles Schwab & Co., Inc. national BD | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2025 | Dec 18, 2025 |
| Cassandra Michelle Sanchez | Fisher Investments independent RIA | Financial & Tax Architects, LLC independent RIA | RIA to RIA | Dec 2, 2025 | Dec 18, 2025 |
| James M Fox | LPL Enterprise, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Aug 14, 2025 (34 d) |
| Elizabeth Ann Reilly | Ameritas Advisory Services, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 | Jul 14, 2025 |
| Anthony Lee Brown | Ima Advisory Services, Inc. mixed wealth | Financial & Tax Architects, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Dec 19, 2025 (186 d) |
| Daniel Ray Knelson | First Advisors National, LLC independent RIA | Financial & Tax Architects, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Dec 16, 2024 |
| Randall Albert Knapp | Integrity Financial Advisors, LLC state registered | Financial & Tax Architects, LLC independent RIA | Other | Dec 4, 2024 | Oct 10, 2025 (310 d) |
| Jonathan A Nickel | Wells Fargo Advisors wirehouse | Financial & Tax Architects, LLC independent RIA | Wirehouse to independent RIA | Mar 13, 2024 | Jan 5, 2026 (663 d) |
| Gregory Scott Creel | Wells Fargo Advisors wirehouse | Financial & Tax Architects, LLC independent RIA | Wirehouse to independent RIA | Mar 12, 2024 | Aug 18, 2026 (889 d) |
| Gary R Davis | Northwestern Mutual Investment Services,LLC no RAUM | Financial & Tax Architects, LLC independent RIA | Other | Oct 20, 2023 | Feb 27, 2024 (130 d) |
| Donald Gaston | Wells Fargo Advisors wirehouse | Financial & Tax Architects, LLC independent RIA | Wirehouse to independent RIA | Sep 1, 2023 | Aug 14, 2025 (713 d) |
| David Allen Emring | Wells Fargo Advisors wirehouse | Financial & Tax Architects, LLC independent RIA | Wirehouse to independent RIA | Jul 28, 2023 | Aug 2, 2023 |
| Spencer Schreiber Miller | Allstate Financial Advisors, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jul 31, 2023 |
| Anthony Christopher Gitcho | Pruco Securities, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2023 | Jul 6, 2023 |
| Jason James Smitka | Scout Wealth Management, LLC unclassified | Financial & Tax Architects, LLC mixed wealth | Other | Feb 15, 2022 | Feb 14, 2022 |
| Paul Albert Stout | Asset Positioning Services, LLC unclassified | Financial & Tax Architects, LLC mixed wealth | Other | Aug 3, 2021 | Aug 18, 2021 |
| Michael Brian Wofsey | Money Concepts Advisory Service BD affiliated | Financial & Tax Architects, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2020 | Sep 14, 2020 |
| Scott M Peterson | Edward Jones national BD | Financial & Tax Architects, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2019 | Jun 5, 2019 |
| Ronald Mendoza | Brookstone Capital Management LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | Apr 23, 2019 | Jun 18, 2019 (56 d) |
| Alan Bradley Schmidt | Archer Investment Corporation independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | Apr 23, 2019 | Apr 21, 2020 (364 d) |
| Wendy J Pyne | Gradient Advisors, LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | Jan 18, 2019 | Feb 6, 2019 |
| Jason Todd Hill | Horter Investment Management, LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | Aug 14, 2018 | Aug 14, 2018 |
| Ronald James Anno | Horter Investment Management, LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | May 4, 2018 | May 18, 2018 |
| William Clark Smith | Element Wealth, LLC other | Financial & Tax Architects, LLC mixed wealth | Other | Nov 4, 2015 | May 19, 2020 (1658 d) |
| Catherine Soo Loquet | Arque Capital, Ltd. unclassified | Financial & Tax Architects, LLC independent RIA | Other | Feb 28, 2013 | Jan 9, 2024 (3967 d) |
| Alan Dwayne Johnson | Transamerica Financial Advisors, LLC other | Financial & Tax Architects, LLC mixed wealth | Other | Dec 31, 2012 | Jun 16, 2021 (3089 d) |
| Roy Davidson Jones | Integrity Alliance, LLC other | Financial & Tax Architects, LLC independent RIA | Other | Dec 3, 2010 | Sep 12, 2024 (5032 d) |
| Gordon Christopher Haave | Wilbanks Securities Advisory other | Financial & Tax Architects, LLC mixed wealth | Other | Nov 16, 2009 | Nov 1, 2016 (2542 d) |
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30 moves match.