DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Comprehensive Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Hayes GouldinGouldin & Mccarthy, LLC independent RIAComprehensive Capital Management, Inc. otherOtherJul 20, 2022Mar 23, 2004
Eugene George OlearyMsi Financial Services, Inc. otherComprehensive Capital Management, Inc. otherOtherDec 23, 2013Dec 10, 2013
Craig Barry WeissJ.P. Morgan Securities LLC wirehouseComprehensive Capital Management, Inc. otherOtherJul 31, 2013Jul 22, 2014 (356 d)
Justin Albert HarveyMycio Wealth Partners, LLC otherComprehensive Capital Management, Inc. otherOtherJul 26, 2012Mar 4, 2013 (221 d)
Leonard Martin RhoadesBrookstone Wealth Advisors, LLC otherComprehensive Capital Management, Inc. otherOtherApr 27, 2012Dec 21, 2011
Joshua Scott ManifoldWells Fargo Advisors wirehouseComprehensive Capital Management, Inc. otherOtherFeb 22, 2012Feb 21, 2012
Manos Guy CitoNfp Advisor Services, LLC otherComprehensive Capital Management, Inc. otherOtherJan 5, 2011Feb 16, 2012 (407 d)
Debra Lynn SchatzkiMazars Wealth Advisors otherComprehensive Capital Management, Inc. otherOtherDec 31, 2010Jun 1, 2010
Jerrold Stephen KleinMorgan Stanley wirehouseComprehensive Capital Management, Inc. otherOtherDec 16, 2010Dec 20, 2010
David Laughner HodgeCetera Advisor Networks LLC otherComprehensive Capital Management, Inc. otherOtherSep 23, 2010Sep 20, 2010
Lori Ann HodgeCetera Advisor Networks LLC otherComprehensive Capital Management, Inc. otherOtherSep 23, 2010Sep 20, 2010
Daniel Ray HodgeCetera Advisor Networks LLC otherComprehensive Capital Management, Inc. otherOtherSep 23, 2010Sep 20, 2010
Raymond Leonard HarperCetera Advisor Networks LLC otherComprehensive Capital Management, Inc. otherOtherSep 23, 2010Sep 21, 2010
Daniel Robert WilliamsHeritage Financial Services otherComprehensive Capital Management, Inc. otherOtherJun 30, 2009Oct 6, 2009 (98 d)
Mark DorfmanCambridge Investment Research Advisors, Inc. otherComprehensive Capital Management, Inc. otherOtherMar 5, 2009Mar 24, 2009
Richard John LiburdiEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 3, 2008
Carol S GangewerEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Jan 9, 2009
George Joseph LimbachEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 2, 2008
Matthew Daniel KaneEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 2, 2008
Benjamin Monroe DourteEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 2, 2008
Douglas Robyn MacgrayEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 2, 2008
James Carl BairdEge Advisors, Ltd. unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2008Dec 2, 2008
James Eugene MalinowskiVermillion Financial Advisors, Inc. otherComprehensive Capital Management, Inc. otherOtherNov 19, 2008Apr 20, 2007
Louis Arnold La MedicaPruco Securities, LLC otherComprehensive Capital Management, Inc. otherOtherMay 27, 2008Jun 18, 2008
Devin Ashley BornLiberty Asset Management otherComprehensive Capital Management, Inc. otherOtherApr 29, 2008Apr 17, 2008
Henry Matthew ZupkoNew England Securities Corporation otherComprehensive Capital Management, Inc. otherOtherApr 3, 2007Apr 19, 2007
Timothy Liam SmithFirst Advisors Financial Group, LLC unclassifiedComprehensive Capital Management, Inc. otherOtherDec 31, 2006Feb 8, 2005
Carole Leigh DonohooApw Capital, Inc. unclassifiedComprehensive Capital Management, Inc. otherOtherAug 4, 2004Jul 28, 2005 (358 d)
Ronald John IannucciApw Capital, Inc. unclassifiedComprehensive Capital Management, Inc. otherOtherAug 4, 2004Mar 17, 2004
Timothy Wayne RoweApw Capital, Inc. unclassifiedComprehensive Capital Management, Inc. otherOtherAug 4, 2004Jun 8, 2004
Thomas Joseph O'ConnellApw Capital, Inc. unclassifiedComprehensive Capital Management, Inc. otherOtherAug 4, 2004Jun 8, 2004
Jerry Francis LynchApw Capital, Inc. unclassifiedComprehensive Capital Management, Inc. otherOtherAug 4, 2004May 28, 2004
John Joseph BelloSummit Financial Resources Inc no RAUMComprehensive Capital Management, Inc. otherOtherMay 1, 2003Mar 12, 2004 (316 d)
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33 moves match.