DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kcd Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William S MorrisCape Investment Advisory, Inc. independent RIAKcd Financial, Inc. independent RIARIA to RIAFeb 25, 2026Jul 30, 2026 (155 d)
Wayne D GreenOsaic Wealth, Inc. BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 27, 2026
Michael Brooke DavisFortress Private Ledger, LLC independent RIAKcd Financial, Inc. independent RIARIA to RIAApr 17, 2025Apr 21, 2025
Luke JockovichFlorida Financial Advisors, LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2025Jan 12, 2026 (364 d)
Giulliano Max GuimarayFlorida Financial Advisors, LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 6, 2025
Austin Kenneth BurnettFlorida Financial Advisors, LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 6, 2025
Steven (Shlomo) Jeremy HoffmanFourstar Wealth Advisors, LLC independent RIAKcd Financial, Inc. independent RIARIA to RIAJan 10, 2024Jan 3, 2024
Regina UngerIpi Wealth Management, Inc. BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2023Jan 3, 2024 (43 d)
Travis L GibsonMML Investors Services, LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2023May 9, 2025 (555 d)
Roy Alvin WilliamsCenter Street Advisors, Inc. independent RIAKcd Financial, Inc. independent RIARIA to RIAAug 7, 2023Aug 23, 2023
Nicholas Wayne SowersFlorida Financial Advisors, LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 4, 2022Aug 10, 2022 (37 d)
Edward Devon SpauldingPgim Investments LLC asset managerKcd Financial, Inc. independent RIAOtherMay 16, 2022Apr 12, 2024 (697 d)
Jonathan Cory GimperlingOsaic Fa, Inc. BD affiliatedKcd Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2020Jan 2, 2020
Robert Luis RiveraCetera Advisor Networks LLC BD affiliatedKcd Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2019Feb 14, 2019
Edwin Ambrose DayHeritage Benefits Investment Management, LLC unclassifiedKcd Financial, Inc. independent RIAOtherDec 24, 2018Dec 27, 2018
Michelle SmithQuestar Asset Management, Inc. BD affiliatedKcd Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018Feb 20, 2020 (619 d)
Stephen DuhrNorthland Asset Management independent RIAKcd Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2018Mar 10, 2020 (704 d)
Jennifer Ann ShammamyFabian Wealth Strategies, Inc. otherKcd Financial, Inc. otherOtherMay 13, 2016Jan 16, 2018 (613 d)
Seth Howard SchwartzCentara Capital Management Group, Inc. otherKcd Financial, Inc. otherOtherJun 30, 2014May 9, 2017 (1044 d)
Brett Michael FrumBny Mellon Securities Corporation otherKcd Financial, Inc. independent RIAOtherJun 7, 2013Mar 24, 2026 (4673 d)
David Scott WilsonMML Investors Services, LLC otherKcd Financial, Inc. otherOtherJan 7, 2013Jan 2, 2013
Michael A DanceyCrown Capital Investments LLC unclassifiedKcd Financial, Inc. independent RIAOtherDec 31, 2012Mar 3, 2026 (4810 d)
Maria Patricia TiptonRedhawk Wealth Advisors, Inc. otherKcd Financial, Inc. otherOtherNov 27, 2012Nov 26, 2012
Lori Lea FuerstenbergRaymond James Financial Services Advisors, Inc otherKcd Financial, Inc. otherOtherJun 25, 2010Mar 29, 2011 (277 d)
Jeffrey Bernard LarsonSii Investments, Inc. otherKcd Financial, Inc. otherOtherMay 18, 2010Nov 8, 2010 (174 d)
John Burke BalcerzakInvestment Advisors International, Inc. unclassifiedKcd Financial, Inc. otherOtherDec 5, 2007Dec 7, 2007
Christopher John LetendreIfmg Securities, Inc. unclassifiedKcd Financial, Inc. otherOtherJul 10, 2007Jul 30, 2007
Phillip Gerard VogelQuestar Asset Management, Inc. otherKcd Financial, Inc. otherOtherJan 9, 2007Jan 25, 2007
Hilary Guy BergmanPelion Investment Advisors, Inc. otherKcd Financial, Inc. otherOtherDec 31, 2006Nov 6, 2008 (676 d)
Daniel L. RustSagepoint Financial, Inc. otherKcd Financial, Inc. otherOtherDec 19, 2006Jul 10, 2007 (203 d)
Richard Buel BatesStifel Independent Advisors, LLC otherKcd Financial, Inc. otherOtherAug 14, 2006Aug 11, 2006
John Michael BennettEliason Investment Advisors, LLC unclassifiedKcd Financial, Inc. otherOtherAug 14, 2006Apr 28, 2009 (988 d)
James Richard ArnholtSecurian Financial Services, Inc. otherKcd Financial, Inc. otherOtherFeb 27, 2006Mar 27, 2007 (393 d)
Timothy William SteffenEagle Strategies LLC otherKcd Financial, Inc. otherOtherJul 1, 2004Jul 16, 2004
Laura L LoomisPackerland Brokerage Services, Inc. otherKcd Financial, Inc. otherOtherJan 20, 2004Jan 27, 2004
Christopher Charles FessSpc otherKcd Financial, Inc. otherOtherMay 1, 2003Aug 31, 2006 (1218 d)
James Andrew CaseJ.P. Morgan Securities Inc. unclassifiedKcd Financial, Inc. otherOtherNov 4, 2002Mar 4, 2014 (4138 d)
Lawrence Charles SkiboFisher Investments otherKcd Financial, Inc. BD affiliatedOtherOct 2, 2002Sep 2, 2020 (6545 d)
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38 moves match.