DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arax Advisory Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Michael Mendenhall | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 7, 2026 |
| Matthew Brooke West | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| John Walter Cross | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 30, 2026 |
| Shay W Scruggs | Rockefeller Capital Management BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Aug 19, 2026 (71 d) |
| Hayden Thomas Peek | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 28, 2026 | May 7, 2026 |
| Frederico Rodriguez Jr | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 5, 2026 |
| Michael Kirtio | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 7, 2026 |
| Denise Ann Morgantini | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 5, 2026 |
| Jason Siegel | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 7, 2026 |
| Gary Ben-Ezra | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 5, 2026 |
| Ryan Peek | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 7, 2026 |
| Daniel Short | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 5, 2026 |
| Anthony Wojda | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 5, 2026 |
| Zachary David Herring | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 7, 2026 |
| Joseph Porcelli | Wells Fargo Advisors wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | May 7, 2026 |
| Kenneth Ross Brodkowitz | Logix Investments LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Apr 29, 2026 | May 7, 2026 |
| Robert Joseph Herman | Logix Investments LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Apr 29, 2026 | May 3, 2026 |
| Gregory John Bayer | Cetera Investment Advisers LLC BD affiliated | Arax Advisory Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 30, 2026 |
| Braedon Gregory Bayer | Cetera Investment Advisers LLC BD affiliated | Arax Advisory Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 31, 2026 |
| Sarah Louise Gries | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Mar 24, 2026 | Mar 26, 2026 |
| Sanhita Bhattacharya | Ieq Capital, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Mar 12, 2026 | Mar 26, 2026 |
| Brent Roger Horvath | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 13, 2026 | Feb 12, 2026 |
| William George Caster | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Dennis Chapman Delphenich | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Brian Joseph Durkin | Logix Investments LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 4, 2026 |
| Steven Bennett Goode | Logix Investments LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 5, 2026 |
| Glenn J Arons | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 2, 2026 |
| Robert Joseph Samrah | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 2, 2026 |
| Kristian Daniel Jarosz | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Edward Joseph Bell | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Michael Norman Manly | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Carina Shipotofsky Diamond | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 5, 2026 |
| Daniel Vincent Beringer | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 2, 2026 |
| Andrej Drazetic | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Jacob T Cooke | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Jennifer Weixiao Condon | Gfp Private Wealth independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Feb 6, 2026 | Feb 3, 2026 |
| Linda Sue Young | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 6, 2025 |
| Brent Stephen Spicuzza | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Kurt Thomas Propst | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Kayla Renee Nieman | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 11, 2025 |
| Deborah Kay Edwards | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Peter James Donovan | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 11, 2025 |
| Michael Garrett Ott | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Allison Mehlhorn Fuehne | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Carlton Jerome Dick | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 7, 2025 |
| Joseph Donald Curtis | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 8, 2025 |
| Trisha Kay Koontz | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 6, 2025 |
| Adam William Bippen | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 5, 2025 |
| Seth William Roggenkamp | Summit Wealth Strategies independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Dec 26, 2025 | Aug 6, 2025 |
| Robert Howard Lipp | Georgina Asset Management LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Nov 19, 2025 | Nov 10, 2025 |
| Anthony Lee Blueford | Georgina Asset Management LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Nov 19, 2025 | Nov 10, 2025 |
| Kristie Lynn Waldorf | UBS Financial Services Inc. wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | Nov 11, 2025 | Nov 20, 2025 |
| Karen Rose Kleinhenz | Kleinhenz & Associates Ltd. independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Oct 24, 2025 | Sep 10, 2025 |
| John Edward Kleinhenz | Kleinhenz & Associates Ltd. independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Oct 24, 2025 | Sep 10, 2025 |
| Kevin Matthew Beauchamp | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Aug 25, 2025 | Aug 5, 2025 |
| Stefanie Lyne Jenkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arax Advisory Partners independent RIA | Wirehouse to independent RIA | Aug 14, 2025 | Aug 26, 2025 |
| Alexander Lloyd Martin | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Bernard Steven Kent | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Ann Marie Sandquist | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| John Edward Stein | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
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117 moves match.