DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Newport Group Consulting, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Philip Bradford KiddCapacuity LLC otherNewport Group Consulting, LLC institutionalOtherNov 1, 2022Nov 8, 2022
Grant Robert SandbergEquitable Advisors, LLC national BDNewport Group Consulting, LLC institutionalOtherSep 23, 2022Oct 17, 2022
Daniel Jeffrey IrizarryMissionsquare Retirement institutionalNewport Group Consulting, LLC institutionalOtherMar 8, 2022Jul 22, 2022 (136 d)
Scott Kenneth KoviakKestra Advisory Services, LLC BD affiliatedNewport Group Consulting, LLC institutionalOtherFeb 16, 2022Jan 2, 2025 (1051 d)
Jamie Lynn TischnerCuna Brokerage Services, Inc. BD affiliatedNewport Group Consulting, LLC institutionalOtherOct 8, 2021Dec 16, 2021 (69 d)
Trenton James HolecPrincipal Asset Management otherNewport Group Consulting, LLC institutionalOtherSep 20, 2021Feb 25, 2022 (158 d)
George SpivakValic Financial Advisors, Inc. BD affiliatedNewport Group Consulting, LLC institutionalOtherJan 7, 2021Jun 6, 2022 (515 d)
Adam Ross BushBb&T Institutional Investment Advisers, Inc. institutionalNewport Group Consulting, LLC institutionalOtherDec 31, 2020Apr 20, 2021 (110 d)
Torian JohnsonGlobal Financial Private Capital, Inc. independent RIANewport Group Consulting, LLC institutionalOtherJun 27, 2019Oct 16, 2019 (111 d)
Justin Tyler FeatherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewport Group Consulting, LLC institutionalOtherMay 16, 2019Jun 11, 2019
Rosalyn Kristina BrownPnc Capital Advisors LLC otherNewport Group Consulting, LLC institutionalOtherMay 8, 2019May 26, 2021 (749 d)
Mark Stephen NicholasEmployer Retirement Investment Advisors, LLC institutionalNewport Group Consulting, LLC institutionalOtherNov 27, 2018Nov 25, 2020 (729 d)
Brad Richard TraynorEmployer Retirement Investment Advisors, LLC institutionalNewport Group Consulting, LLC institutionalOtherNov 26, 2018Nov 25, 2020 (730 d)
Raymond Russell MckenneyT. Rowe Price Advisory Services, Inc. independent RIANewport Group Consulting, LLC institutionalOtherJul 24, 2018Aug 23, 2018
Francis RandallBrinker Capital Inc otherNewport Group Consulting, LLC otherOtherSep 15, 2017Dec 8, 2017 (84 d)
Huy LeUBS Financial Services Inc. wirehouseNewport Group Consulting, LLC otherOtherAug 9, 2017Oct 9, 2017 (61 d)
Gregory HodgesManning & Napier Advisors, LLC otherNewport Group Consulting, LLC institutionalOtherDec 13, 2016Sep 4, 2018 (630 d)
Matthew Paul WaggonerAmeriprise Financial Services, LLC national BDNewport Group Consulting, LLC institutionalOtherMar 25, 2014Jan 1, 2026 (4300 d)
Barbara Vaughan RedstoneWfg Advisors, LP otherNewport Group Consulting, LLC otherOtherDec 31, 2013Jul 1, 2014 (182 d)
Tomas Erik JanssonAdvisory Consulting Group LLC no RAUMNewport Group Consulting, LLC otherOtherDec 31, 2012Jul 22, 2014 (568 d)
Jeffrey Vincent HockenbrockAdvisory Consulting Group LLC no RAUMNewport Group Consulting, LLC otherOtherDec 31, 2012Jul 7, 2014 (553 d)
Taji JacobAdvisory Consulting Group LLC no RAUMNewport Group Consulting, LLC otherOtherDec 31, 2012Jul 23, 2014 (569 d)
Natalie FongStancorp Investment Advisers, Inc. otherNewport Group Consulting, LLC otherOtherApr 4, 2012Mar 25, 2014 (720 d)
Thomas Joseph JohnsonNfp Advisor Services, LLC otherNewport Group Consulting, LLC otherOtherMar 31, 2010Mar 17, 2010
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24 moves match.