DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sikich Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly Wiley | Kestra Private Wealth Services, LLC BD affiliated | Sikich Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2026 | Aug 31, 2026 (45 d) |
| Paul Edward Staniszewski | Savant Wealth Management independent RIA | Sikich Financial independent RIA | RIA to RIA | Dec 19, 2025 | Apr 15, 2026 (117 d) |
| Mark J Gilbert | Reason Financial Advisors, LLC unclassified | Sikich Financial independent RIA | Other | Aug 5, 2025 | Jul 28, 2025 |
| Jean Anne Golla | Wells Fargo Advisors wirehouse | Sikich Financial independent RIA | Wirehouse to independent RIA | Mar 28, 2024 | Feb 27, 2025 (336 d) |
| Michael Roy Sedlak | Golden Trail Advisers unclassified | Sikich Financial independent RIA | Other | Dec 31, 2023 | Dec 13, 2023 |
| Daniel Joshua Hamburger | Golden Trail Advisers unclassified | Sikich Financial independent RIA | Other | Dec 31, 2023 | Dec 11, 2023 |
| Magdalena Woroniecki | Equitable Advisors, LLC national BD | Sikich Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | Sep 13, 2022 (130 d) |
| Valerie Celeste Turner | Wells Fargo Advisors wirehouse | Sikich Financial independent RIA | Wirehouse to independent RIA | Jan 19, 2022 | Jan 19, 2022 |
| Marie Schulz Marks | Park Avenue Securities LLC BD affiliated | Sikich Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2020 | Mar 17, 2020 |
| Wesley Whamond | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sikich Financial independent RIA | Wirehouse to independent RIA | Feb 18, 2020 | Mar 3, 2020 |
| Laura Steffey Moss | Oneascent Financial Services LLC independent RIA | Sikich Financial independent RIA | RIA to RIA | Nov 20, 2019 | Nov 18, 2019 |
| Wade Allen Kaesebier | Pacesetter Financial Group, L.L.C. other | Sikich Financial other | Other | Sep 1, 2017 | Sep 26, 2017 |
| Barry Craig Stark | Bernardi Asset Management, LLC other | Sikich Financial other | Other | Nov 23, 2016 | Dec 7, 2016 |
| Douglas Howard Mathey | Bcg Wealth Advisors, LLC unclassified | Sikich Financial other | Other | Jun 6, 2016 | Jun 1, 2016 |
| Laura Bailey Culp | Bcg Wealth Advisors, LLC unclassified | Sikich Financial other | Other | Jun 6, 2016 | Jun 2, 2016 |
| Wes James Hawkins | Bcg Wealth Advisors, LLC unclassified | Sikich Financial other | Other | Jun 6, 2016 | Jun 8, 2016 |
| Thao Lan Ta Ring | Schwab Wealth Advisory, Inc. other | Sikich Financial other | Other | Oct 29, 2015 | Mar 10, 2016 (133 d) |
| Joseph Dean Connell | Financial Telesis, Inc. other | Sikich Financial other | Other | Sep 2, 2014 | Oct 7, 2014 (35 d) |
| Valerie Ann Johnson | Kolb+Co. Financial Advisers, LLC unclassified | Sikich Financial other | Other | Dec 31, 2013 | Aug 1, 2013 |
| Thomas Edward Harty | Jmg Financial Group Ltd other | Sikich Financial other | Other | Oct 18, 2013 | Oct 8, 2013 |
| Curtis Jon Vorachek | J.P. Morgan Securities LLC wirehouse | Sikich Financial other | Other | May 15, 2012 | Oct 23, 2014 (891 d) |
| Brian Richard Tarro | Ameriprise Financial Services, LLC national BD | Sikich Financial other | Other | Jan 25, 2010 | Jul 5, 2010 (161 d) |
| Robert Andrew Paoni | Fsc Securities Corporation other | Sikich Financial other | Other | May 4, 2009 | Jan 8, 2010 (249 d) |
| Gretchen P Radach | Keybanc Capital Markets Inc. unclassified | Sikich Financial independent RIA | Other | Aug 9, 2004 | Dec 1, 2023 (7053 d) |
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24 moves match.