DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pinnacle Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua LeanaEquitable Advisors, LLC national BDPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2026Aug 17, 2026
Dana Thomas GreeneEquitable Advisors, LLC national BDPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2026Jan 5, 2026
James St. LegerEquitable Advisors, LLC national BDPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2025Dec 15, 2025
Joseph C SilinoAdvice And Planning Services BD affiliatedPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2023Nov 2, 2023
Raymond S. BeckMorgan Stanley wirehousePinnacle Investments, LLC independent RIAWirehouse to independent RIAJan 5, 2023Dec 19, 2022
Andrea Elizabeth ColadarciValic Financial Advisors, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Apr 7, 2022
Adam GartsideValic Financial Advisors, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Apr 3, 2022
Monica Ann ColesCadaret Grant & Co Inc BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2022Feb 14, 2022
John David DanzerInvestment Advisor Group independent RIAPinnacle Investments, LLC independent RIARIA to RIAFeb 8, 2022Jan 20, 2022
William F CallahanAmeriprise Financial Services, LLC national BDPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2021Sep 20, 2021
Joshua Robert KimberCambridge Investment Research Advisors, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2021Jul 7, 2021
William A WardWells Fargo Advisors wirehousePinnacle Investments, LLC independent RIAWirehouse to independent RIAApr 19, 2021May 14, 2021
Brian Michael SchultzPrivate Advisor Group, LLC BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2021Apr 12, 2021
Ryan J NasonMutual Of Omaha Investor Services, Inc. no RAUMPinnacle Investments, LLC independent RIAOtherMar 4, 2021Apr 8, 2021 (35 d)
Joseph O'ConnorEdward Jones national BDPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2020Feb 22, 2021 (77 d)
Brannigan James JudgeAdvice And Planning Services BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 20, 2020
Carly Romano KiddCitigroup Global Markets Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Sep 30, 2021 (408 d)
Jean Marie FurgiueleGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 31, 2019Dec 18, 2020 (353 d)
Timothy LaneGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 31, 2019Jan 12, 2021 (378 d)
Brian David SnyderGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 31, 2019Dec 20, 2020 (355 d)
Robert Lynn NicholasGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 31, 2019Dec 18, 2020 (353 d)
Roland Lucien OuimetGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 31, 2019Jan 14, 2021 (380 d)
Brian George VanhouweGlobal Investment Advisors, LLC unclassifiedPinnacle Investments, LLC independent RIAOtherDec 26, 2019Dec 26, 2019
Rosalie SchlaenRaymond James & Associates, Inc. national BDPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2019Dec 26, 2019 (58 d)
Mark Thomas NardellaValic Financial Advisors, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2019Apr 12, 2021 (598 d)
Stephanie Elizabeth DayValic Financial Advisors, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2019Apr 12, 2021 (606 d)
Brendan Ryan GallagherCitizens Securities, Inc. BD affiliatedPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019May 2, 2019 (34 d)
Jeffrey Hughes WatsonAdvice And Planning Services BD affiliatedPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2018Jan 8, 2019 (46 d)
John BussMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePinnacle Investments, LLC independent RIAWirehouse to independent RIAOct 18, 2018Apr 12, 2021 (907 d)
John Robert MillerEquitable Advisors, LLC national BDPinnacle Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018Apr 12, 2021 (1085 d)
Robert Steven BeckMorgan Stanley wirehousePinnacle Investments, LLC otherOtherJun 10, 2016Jan 19, 2017 (223 d)
Paul Robert DipietroDawson James Asset Management, Inc. state registeredPinnacle Investments, LLC independent RIAOtherAug 13, 2015Mar 9, 2021 (2035 d)
Keith H Van EttenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePinnacle Investments, LLC otherOtherMar 19, 2012May 8, 2017 (1876 d)
Janet Claire ZaneMorgan Stanley wirehousePinnacle Investments, LLC independent RIAWirehouse to independent RIAAug 24, 2011Apr 12, 2021 (3519 d)
Carol Jeanine DarbyMorgan Stanley & Co. LLC unclassifiedPinnacle Investments, LLC independent RIAOtherMay 29, 2009Apr 12, 2021 (4336 d)
Jonathan Morris FoxMorgan Stanley Dw Inc. unclassifiedPinnacle Investments, LLC BD affiliatedOtherAug 23, 2005Jun 9, 2026 (7595 d)
Michael R FiglerMorgan Stanley Dw Inc. unclassifiedPinnacle Investments, LLC BD affiliatedOtherFeb 28, 2005Jan 10, 2026 (7621 d)
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37 moves match.