DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advantage Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Vernon Grant Stewart	Securities America Advisors, Inc. other	Advantage Investment Management, LLC other	Other	Nov 30, 2017	Jan 25, 2018 (56 d)
James Kevin Wilkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 6, 2017	Oct 25, 2011
David Lee Blaydes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 3, 2017	Jun 6, 2011
Scott Ira Loochtan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 1, 2017	Mar 25, 2009
Nicole Mayer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 1, 2017	Jul 21, 2009
Kenneth Scott Small	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 26, 2017	Feb 2, 2009
Robert Grahn Teneyck	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 26, 2017	Jan 6, 2010
Michael Douglas Rees	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 24, 2017	Mar 10, 2009
Carole Ameila Rainey	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 24, 2017	Jun 24, 2011
Bradley William Werner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 24, 2017	Jun 9, 2009
Jeffrey Brian Marks	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Oct 16, 2017	Jul 15, 2009
Raymond Brian Massey	Founders Financial Securities, LLC other	Advantage Investment Management, LLC other	Other	Apr 21, 2017	Apr 19, 2017
Alexander Michael Means	Silver Oak Securities, Inc. other	Advantage Investment Management, LLC other	Other	Dec 31, 2015	Jan 11, 2016
Stephen Douglass Stamps	Edward Jones national BD	Advantage Investment Management, LLC other	Other	Nov 10, 2015	Nov 30, 2015
Andrew Christopher Tengblad	LPL Financial LLC other	Advantage Investment Management, LLC other	Other	Oct 28, 2015	Jan 15, 2015
Robert Morris Hoffman	Westport Resources Management Inc other	Advantage Investment Management, LLC other	Other	Aug 24, 2015	May 6, 2014
William Stephen Jones	LPL Financial LLC other	Advantage Investment Management, LLC other	Other	May 20, 2015	May 26, 2015
Jeremy Alan Lyons	Balefire, LLC other	Advantage Investment Management, LLC other	Other	May 6, 2015	Feb 6, 2015
Bruce Martin	UBS Financial Services Inc. wirehouse	Advantage Investment Management, LLC other	Other	Feb 19, 2015	Apr 24, 2015 (64 d)
Carolyn Dee Bare	Cuso Financial Services, L.P. other	Advantage Investment Management, LLC other	Other	Sep 11, 2014	Apr 7, 2016 (574 d)
Terry Donald Schnare	Westport Resources Management Inc other	Advantage Investment Management, LLC other	Other	Apr 28, 2014	Apr 3, 2014
Jonathan Dexter Polson	Southern Trust Wealth Management unclassified	Advantage Investment Management, LLC other	Other	Dec 17, 2013	Jan 31, 2014 (45 d)
Catherine C Zaino	Valic Financial Advisors, Inc. other	Advantage Investment Management, LLC other	Other	Sep 19, 2013	Sep 12, 2013
W Stephen Jones	Securities America Advisors, Inc. other	Advantage Investment Management, LLC other	Other	May 24, 2013	May 30, 2013
Charles Auerbach	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jan 21, 2009
Michael Eugene Moffitt	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jan 29, 2009
Dennis Edward Synesael	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Nov 25, 2009
Henry Thomas Bolen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jul 30, 2012
Steven James Tackman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jun 25, 2010
Philip Steven Scott	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jul 12, 2012
Deborah Jean Detray	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Sep 28, 2009
Ronald Fair Paull	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Nov 8, 2010
Douglas Bryan Holder	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	May 5, 2009
Michelle Laura Lafuente	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Feb 17, 2012
Anthony Ernest Lajeunesse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Sep 28, 2010
Dominic Joseph Giovannazzo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Aug 22, 2012
James Murray Paul	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jul 31, 2012
Rodney Tracey Flannery	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Jul 24, 2012
Marilyn L Quinn	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 31, 2012	Aug 10, 2015 (1105 d)
Cheryl Patricia Janik	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 21, 2011	Jul 12, 2011
Renee Louise Dietz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jul 21, 2011	Jul 14, 2011
Joshua Steven Wood	Edward Jones national BD	Advantage Investment Management, LLC other	Other	Apr 11, 2011	Apr 26, 2011
Kevin Carl Gutwein	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Feb 11, 2011	Sep 9, 2009
Daniel Edward Souders	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Dec 31, 2010	Dec 2, 2008
David Francis Treft	MML Investors Services, LLC other	Advantage Investment Management, LLC other	Other	Dec 31, 2010	Aug 12, 2013 (955 d)
Barry Robert Bynum	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Aug 5, 2010	May 13, 2010
Daniel A Nakano	Equitable Advisors, LLC national BD	Advantage Investment Management, LLC other	Other	Jun 8, 2010	Jan 26, 2011 (232 d)
Matthew Welgat	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Mar 1, 2010	Apr 16, 2009
Janet Ann Wulf	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Feb 12, 2010	Jun 2, 2009
Steven Jay Silver	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Jan 28, 2010	Jan 21, 2009
Charles Peter Geers	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Dec 31, 2009	May 11, 2009
Katharine Booth Marvel	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Dec 31, 2009	Feb 2, 2009
Paul Ferris Solomon	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Dec 31, 2009	Mar 8, 2017 (2624 d)
Joseph Roy Russo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Dec 1, 2009	Sep 22, 2008
Kenneth Ernest Schmocker	Schmocker Financial Services Inc unclassified	Advantage Investment Management, LLC other	Other	May 11, 2009	Mar 10, 2009
Thomas Joseph Barbatti	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Mar 30, 2009	Dec 4, 2008
Ryan Pat Bonaventura	Edward Jones national BD	Advantage Investment Management, LLC other	Other	Mar 25, 2009	Apr 9, 2009
Melissa Ann Darden	J.R. Russo Investment Advisors unclassified	Advantage Investment Management, LLC other	Other	Jan 15, 2009	Dec 4, 2008
Louise Dorothy Holtz	J.R. Russo Investment Advisors unclassified	Advantage Investment Management, LLC other	Other	Jan 15, 2009	Sep 29, 2008
Daniel Trivison	Royal Palm Investment Advisors, Inc state registered	Advantage Investment Management, LLC other	Other	Apr 28, 2008	Jul 16, 2009 (444 d)

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60 moves match.