DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Householder Group Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jerry Ernest Todd	Engage Retirement, LLC unclassified	Householder Group Financial Advisors, LLC other	Other	Dec 3, 2013	Mar 28, 2013
Diane Robin Johnson	Osaic Fa, Inc. other	Householder Group Financial Advisors, LLC other	Other	Apr 16, 2013	Apr 4, 2013
Randolph Stephen Moore	UBS Financial Services Inc. wirehouse	Householder Group Financial Advisors, LLC other	Other	Feb 26, 2013	Mar 6, 2013
Brian Keith Dennis	On Investment Management Co other	Householder Group Financial Advisors, LLC other	Other	Oct 31, 2011	May 4, 2012 (186 d)
Gerald Philip Sheridan	Financial Telesis, Inc. other	Householder Group Financial Advisors, LLC other	Other	Jul 27, 2011	Sep 1, 2011 (36 d)
Darlene Lynn Shipe	Ibc Investments unclassified	Householder Group Financial Advisors, LLC other	Other	May 2, 2011	Jun 1, 2011
Robert Steven Behunin	LPL Financial LLC other	Householder Group Financial Advisors, LLC other	Other	Dec 22, 2010	Dec 16, 2010
Kevin Glen Baird	LPL Financial LLC other	Householder Group Financial Advisors, LLC other	Other	Dec 1, 2010	Nov 22, 2010
Audrey Ivy Pierson	Woodbury Financial Services, Inc. other	Householder Group Financial Advisors, LLC other	Other	Oct 8, 2010	Oct 12, 2010
David Lemoyne Barnes	Sagepoint Financial, Inc. other	Householder Group Financial Advisors, LLC other	Other	Mar 8, 2010	Mar 9, 2010
Lori Marceil Barone	Sagepoint Financial, Inc. other	Householder Group Financial Advisors, LLC other	Other	Jan 7, 2010	Jan 6, 2010
Eva Valentine	Medallion Advisory Services, LLC unclassified	Householder Group Financial Advisors, LLC other	Other	Dec 31, 2009	Jan 6, 2010
Jonathan Peter Sowa	Securian Financial Services, Inc. other	Householder Group Financial Advisors, LLC other	Other	Dec 7, 2009	Jan 4, 2011 (393 d)
Kirk Mitchell Balin	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Oct 6, 2009	Oct 6, 2009
Steven Craig Conners	Sagepoint Financial, Inc. other	Householder Group Financial Advisors, LLC other	Other	Sep 9, 2009	Sep 22, 2009
Judith Lohr Mohr	Woodbury Financial Services, Inc. other	Householder Group Financial Advisors, LLC other	Other	Sep 1, 2009	Sep 1, 2009
Robert Scott Bowerman	Sagepoint Financial, Inc. other	Householder Group Financial Advisors, LLC other	Other	Aug 21, 2009	Nov 18, 2009 (89 d)
Scott Householder	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Aug 18, 2009	Sep 4, 2009
Veronica Marie Aaron	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Jul 29, 2009	Jul 29, 2009
Scott David Vineberg	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Jul 29, 2009	Aug 3, 2009
Edward Thomas Moore	New England Securities Corporation other	Householder Group Financial Advisors, LLC other	Other	Jul 13, 2009	Aug 18, 2009 (36 d)
Kathryn Ellen Emling	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Jun 30, 2009	Jul 9, 2009
Robert Andrew Kopp	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Jun 8, 2009	Jun 30, 2009
Larry Jefferson Tolbert	Householder Group, Estate & Retirement Specialists unclassified	Householder Group Financial Advisors, LLC other	Other	Apr 23, 2009	May 11, 2009
Alexis Schumann	Sunamerica Securities, Inc. unclassified	Householder Group Financial Advisors, LLC other	Other	Sep 16, 2005	Apr 26, 2012 (2414 d)
Tyra A Moore	RBC Capital Markets, LLC national BD	Householder Group Financial Advisors, LLC other	Other	Sep 20, 2004	Oct 2, 2012 (2934 d)
Brent Robert Bridenback	Wamu Investments, Inc. unclassified	Householder Group Financial Advisors, LLC other	Other	Feb 19, 2004	May 5, 2010 (2267 d)

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27 moves match.