DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Acg Wealth Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew W CanineFidelity Personal And Workplace Advisors BD affiliatedAcg Wealth Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2019Mar 4, 2019
David T WeitzRegister Financial Advisors, LLC independent RIAAcg Wealth Inc. independent RIARIA to RIAOct 1, 2018Oct 5, 2018
David BelotteOsaic Advisory Services, LLC independent RIAAcg Wealth Inc. independent RIARIA to RIAJul 10, 2018Jul 13, 2018
Jason Corey GriggsTriad Advisors, LLC BD affiliatedAcg Wealth Inc. otherOtherMar 21, 2018Mar 22, 2018
Stanley LewandoskiTriad Advisors, LLC BD affiliatedAcg Wealth Inc. otherOtherMar 8, 2018Mar 21, 2018
Ryan MalecStrategic Advisers LLC national BDAcg Wealth Inc. otherOtherDec 5, 2017Dec 4, 2017
Scott McquilkenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAcg Wealth Inc. otherOtherApr 3, 2017Apr 5, 2017
Richard Michael ReasonerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAcg Wealth Inc. otherOtherApr 3, 2017Apr 5, 2017
Christopher J DennisWestern International Securities otherAcg Wealth Inc. otherOtherDec 31, 2015Nov 11, 2015
Paul Donald BowersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAcg Wealth Inc. otherOtherFeb 3, 2015Apr 18, 2016 (440 d)
Thomas Eugene JamesTri Pillar Investments, LLC unclassifiedAcg Wealth Inc. otherOtherJul 16, 2014Jul 16, 2014
David Griswold CurryJoyn Advisors, Inc. otherAcg Wealth Inc. otherOtherJun 11, 2014Jun 11, 2014
Laura SithensPfm Capital Holdings, LLC unclassifiedAcg Wealth Inc. otherOtherDec 16, 2013Sep 9, 2013
Jennifer Ford DeloachCertus Investment Advisors, LLC otherAcg Wealth Inc. otherOtherNov 26, 2012Jan 29, 2013 (64 d)
Robert David HaggardOppenheimer & Co. Inc. otherAcg Wealth Inc. otherOtherJun 15, 2012Sep 18, 2015 (1190 d)
Richard Oren ArtziCuna Brokerage Services, Inc. otherAcg Wealth Inc. otherOtherApr 2, 2012Apr 11, 2012
David Murray McinnisMorgan Stanley wirehouseAcg Wealth Inc. otherOtherMar 28, 2012Mar 30, 2012
Burwell Spurlock GeigerTriad Advisors, LLC otherAcg Wealth Inc. otherOtherMar 21, 2012Dec 16, 2011
Patrick Rankin ChitwoodChitwood Advisory Group unclassifiedAcg Wealth Inc. otherOtherNov 3, 2011Sep 12, 2011
Stephen John FerencikUBS Financial Services Inc. wirehouseAcg Wealth Inc. otherOtherMar 5, 2010Aug 27, 2010 (175 d)
Danny Lee MooreTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 31, 2009
Jeffrey Tyler ShaverTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 7, 2009
David Yancey MillicanLPL Financial LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Aug 25, 2009
Joseph P YoungTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 7, 2009
Mark Alan ThompsonLPL Financial LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 31, 2009
Frank TamplinLPL Financial LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Mar 12, 2012 (951 d)
Kevin Lamar RainwaterStancorp Investment Advisers, Inc. otherAcg Wealth Inc. otherOtherSep 7, 2007Aug 26, 2010 (1084 d)
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27 moves match.