DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Usadvisors Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Alan FinnCetera Investment Advisers LLC BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2025Jul 2, 2025 (96 d)
Tony NguyTruist Advisory Services, Inc. BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2024Oct 9, 2024 (62 d)
Christina MulhollandMorgan Stanley wirehouseUsadvisors Wealth Management, LLC independent RIAWirehouse to independent RIAJun 21, 2024Aug 8, 2024 (48 d)
Josephine J BojangTruist Advisory Services, Inc. BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2022May 2, 2022 (31 d)
Timothy L JohnsonCetera Investment Advisers LLC BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2020Jan 16, 2020
Nancy J MccarrellPrestige Wealth Management independent RIAUsadvisors Wealth Management, LLC independent RIARIA to RIADec 31, 2019Oct 14, 2019
Matthew Connor FlynnForesters Advisory Services, LLC BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2019Mar 19, 2019
Shawn Patrick CookQuestar Asset Management, Inc. BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2019Feb 15, 2019
Jessica Lynn GauerkeCetera Advisor Networks LLC BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2019Feb 21, 2019
Whitney L ChristesonEagle Strategies LLC BD affiliatedUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2019Jan 31, 2019
Ross Antonio DelucaSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherJan 24, 2017Jan 22, 2013
Joseph Conrad CunninghamSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherOct 21, 2016Oct 21, 2016
Steven Matthew EllsworthSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherSep 20, 2016Sep 20, 2016
Brenda Rose AslynSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherApr 28, 2016Apr 1, 2016
Timothy AscheSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherApr 7, 2016Apr 7, 2016
Tyler Joel StephensRaymond James Financial Services Advisors, Inc otherUsadvisors Wealth Management, LLC otherOtherDec 11, 2015Dec 23, 2015
Michael Lee ForsbergSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherOct 21, 2015Oct 20, 2015
Mikael Daniel HallstromInvestors Financial Group otherUsadvisors Wealth Management, LLC otherOtherSep 21, 2015Oct 8, 2015
Mark Edward EngleSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherSep 15, 2015Aug 26, 2015
Carlos Juan MirandaConsultiva Wealth Management, Corp. otherUsadvisors Wealth Management, LLC otherOtherJul 15, 2015Aug 10, 2015
Alejandro J. San Antonio-CuebasConsultiva Wealth Management, Corp. otherUsadvisors Wealth Management, LLC otherOtherJul 15, 2015Sep 4, 2015 (51 d)
James Richard MortonSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherNov 17, 2014Nov 21, 2014
Loree Dane QuinnSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherNov 17, 2014Dec 2, 2014
Kevin James LeblancSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherNov 10, 2014Jan 24, 2012
Russell Scott HaleSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherOct 28, 2014Jan 24, 2012
Scott Eric BeatySecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherOct 28, 2014Jan 24, 2012
John Martin MoranSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherOct 27, 2014Oct 27, 2014
Monte James GehrtzCetera Advisor Networks LLC otherUsadvisors Wealth Management, LLC otherOtherSep 30, 2014Oct 9, 2014
Terry Doyle BuskirkSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherAug 26, 2014Aug 27, 2014
Kasey Ryan VerginSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherMay 29, 2014May 29, 2014
Cody Ray FlattSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherFeb 20, 2014Feb 20, 2014
Michael Robert FinnieSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherFeb 19, 2014Feb 21, 2014
Momodou L. BojangSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC otherOtherJan 10, 2014Jan 9, 2014
Russell Scott HaleNext Financial Group, Inc. otherUsadvisors Wealth Management, LLC otherOtherMay 23, 2013Oct 27, 2014 (522 d)
Robert Louis PuzCetera Investment Services LLC otherUsadvisors Wealth Management, LLC no RAUMOtherApr 24, 2013May 15, 2013
Reginald HarrisonWells Fargo Advisors wirehouseUsadvisors Wealth Management, LLC otherOtherApr 24, 2013Sep 18, 2013 (147 d)
Christian Michael BarnettCuna Brokerage Services, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherApr 16, 2013May 14, 2013
David John KimuraEdward Jones national BDUsadvisors Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 21, 2012Feb 13, 2013 (54 d)
Cody Ray FlattSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherDec 5, 2012May 15, 2012
Charles Edward EarleSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherNov 16, 2012Jan 24, 2012
Michael J CalandruccioSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherNov 14, 2012Oct 5, 2012
Timothy Jon RobinsonSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherNov 14, 2012Oct 1, 2012
Robert Edward SkinnerSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherNov 14, 2012Aug 30, 2012
Andrew Edward BeilkeEdward Jones national BDUsadvisors Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2012Apr 10, 2018 (2119 d)
Walter James BillodeauxSecurities America Advisors, Inc. otherUsadvisors Wealth Management, LLC no RAUMOtherJun 19, 2012Jun 19, 2012
Julieann Elizabeth SchroederFocus Financial otherUsadvisors Wealth Management, LLC no RAUMOtherNov 29, 2011Nov 28, 2011
Timothy Charles StatesBerthel Fisher & Company Financial Services, Inc. otherUsadvisors Wealth Management, LLC independent RIAOtherDec 31, 2008May 31, 2019 (3803 d)
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47 moves match.