| Logan Wood Varela | Ultra Financial Partners unclassified | Claraphi Advisory Network, LLC independent RIA | Other | Nov 20, 2025 | Jun 30, 2022 |
| Thavaselan Subramaniam | Realta Investment Advisors, Inc BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Jun 15, 2022 |
| Richard James Gow | Fiscal Wisdom Wealth Management LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Mar 1, 2021 | Aug 26, 2019 |
| John Brandon Bowen | Brookstone Wealth Advisors, LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Sep 15, 2020 | Jul 30, 2020 |
| Erick Glenn Schenkhuizen | World Investment Advisors, LLC BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2020 | Mar 11, 2020 |
| Steven Ray Miller | James River Advisors unclassified | Claraphi Advisory Network, LLC independent RIA | Other | Apr 3, 2020 | Apr 30, 2020 |
| James Robert Mcmiller | Kingsbury Capital Investment Advisors LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Feb 5, 2020 | Jan 27, 2020 |
| Gary Forrest Thomas | Resource Investment Architects, Inc. independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Dec 17, 2019 | Dec 2, 2019 |
| Christopher John Bowman | Ae Wealth Management, LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Nov 14, 2019 | Dec 9, 2019 |
| Denise Julius Zumbrun | Thurston Springer Financial BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Nov 19, 2019 (92 d) |
| Mohammed Sultan Ghouri | Andalus Capital, LLC unclassified | Claraphi Advisory Network, LLC independent RIA | Other | Apr 30, 2019 | Apr 11, 2019 |
| Gregory Alan Taylor | Brookstone Wealth Advisors, LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Jan 15, 2019 | Dec 13, 2018 |
| Eric James Glassbrenner | Brookstone Capital Management LLC independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Dec 4, 2018 | Dec 3, 2018 |
| Darren Crume | Independent Financial Group, LLC BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2018 | Oct 9, 2018 |
| Howard Leon Dingle | Centaurus Financial, Inc. other | Claraphi Advisory Network, LLC other | Other | Dec 22, 2017 | Dec 22, 2017 |
| Sterling Vaughn Louviere | Nfsg Corporation other | Claraphi Advisory Network, LLC other | Other | Nov 1, 2017 | Nov 2, 2017 |
| Travis Masaichi Tazawa | Creativeone Wealth, LLC other | Claraphi Advisory Network, LLC other | Other | Sep 28, 2017 | Aug 22, 2017 |
| Michael Leroy Roasa | Modern Capital Advisors, LLC other | Claraphi Advisory Network, LLC other | Other | Sep 12, 2017 | Sep 1, 2017 |
| Patrick Kevin Dailey | Acorns other | Claraphi Advisory Network, LLC other | Other | Jul 20, 2017 | Oct 12, 2017 (84 d) |
| Norman Merems | Wbb Securities, LLC state registered | Claraphi Advisory Network, LLC other | Other | May 16, 2017 | May 24, 2017 |
| Hugo Cesar Meraz | Innovation Partners LLC other | Claraphi Advisory Network, LLC other | Other | Nov 4, 2016 | Feb 8, 2018 (461 d) |
| Lawrence Sheldon Steinberg | Nfsg Corporation other | Claraphi Advisory Network, LLC other | Other | Oct 19, 2016 | Oct 26, 2016 |
| William Dennis Burns | USA Financial Securities LLC other | Claraphi Advisory Network, LLC other | Other | Sep 30, 2016 | Oct 24, 2016 |
| Edgar Allen Thomas | Calton & Associates, Inc. other | Claraphi Advisory Network, LLC other | Other | Jul 29, 2016 | Aug 24, 2016 |
| Ricardo Graciano | Invest Financial Corporation other | Claraphi Advisory Network, LLC other | Other | Jul 6, 2016 | Aug 3, 2016 |
| Norman Ellsworth Mains | Robert W. Baird & Co. Incorporated other | Claraphi Advisory Network, LLC other | Other | May 25, 2016 | Jun 14, 2016 |
| David Lowell Hubble | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Feb 16, 2016 | Feb 12, 2016 |
| Roxanna Marie Guinan | Freedom Investment Management, Inc. other | Claraphi Advisory Network, LLC other | Other | Jan 25, 2016 | Jul 15, 2016 (172 d) |
| Ronald Joe Farner | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Dec 31, 2015 | Jan 4, 2016 |
| Cameron Tarr Hackett | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Dec 31, 2015 | Jan 4, 2016 |
| Coleman David Showalter | Concorde Asset Management, LLC other | Claraphi Advisory Network, LLC other | Other | Nov 30, 2015 | Feb 8, 2016 (70 d) |
| Andrew Tang | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Aug 6, 2013 | Aug 30, 2013 |
| Hans-Christian Winkler | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Aug 5, 2013 | Aug 5, 2013 |
| Frank Ronald Stanley | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | May 9, 2013 | May 10, 2013 |
| Gregory Avery Ramirez | Integrity Alliance, LLC other | Claraphi Advisory Network, LLC other | Other | Dec 4, 2012 | Oct 2, 2013 (302 d) |
| Thavaselan Subramaniam | LPL Financial LLC other | Claraphi Advisory Network, LLC other | Other | Jun 18, 2012 | Mar 25, 2016 (1376 d) |
| Paul Jen Seto | Mantis Investment LLC unclassified | Claraphi Advisory Network, LLC independent RIA | Other | Sep 18, 2007 | Apr 14, 2021 (4957 d) |