DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northwest Financial Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kelly Marie DemersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwest Financial Advisors LLC independent RIAWirehouse to independent RIAJul 31, 2026Sep 3, 2026 (34 d)
Barry Steven BassRaymond James Financial Services Advisors, Inc BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 24, 2025Nov 26, 2025
Jiashuo QinWells Fargo Advisors wirehouseNorthwest Financial Advisors LLC independent RIAWirehouse to independent RIAAug 7, 2025Aug 8, 2025
Jozsef Nandor Szadvari IIIPnc Wealth Management BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2025Aug 7, 2025
Janna VloetEdward Jones national BDNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2025May 28, 2025
Biswojit RebeiroEdward Jones national BDNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2024Feb 10, 2025 (88 d)
Julie Anne GleasonAmeriprise Financial Services, LLC national BDNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2024Feb 1, 2024
Shreeva AylorLPL Financial LLC BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2023Nov 2, 2023
Joseph Carl WilsonFidelity Personal And Workplace Advisors BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2023Feb 10, 2023
Nakia D BrownMorgan Stanley wirehouseNorthwest Financial Advisors LLC independent RIAWirehouse to independent RIASep 30, 2022Feb 13, 2023 (136 d)
Garrett Timothy BoydAmundi Asset Management US, Inc. asset managerNorthwest Financial Advisors LLC independent RIAOtherSep 2, 2022Sep 20, 2022
Rafael Antonio GutierrezLPL Financial LLC BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2021Aug 6, 2021
Denise Sharnell ProctorM&T Securities, Inc. unclassifiedNorthwest Financial Advisors LLC independent RIAOtherJun 9, 2021Jun 18, 2026 (1835 d)
Neetu KohliWells Fargo Advisors wirehouseNorthwest Financial Advisors LLC independent RIAWirehouse to independent RIAJun 2, 2021Jun 17, 2021
Jodi Danielle Van VoorhisEagle Strategies LLC BD affiliatedNorthwest Financial Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2019Dec 3, 2020 (352 d)
Jennifer BottomleyEdelman Financial Engines independent RIANorthwest Financial Advisors LLC independent RIARIA to RIASep 3, 2019Sep 23, 2019
Richard Todd HoldenCuso Financial Services, L.P. otherNorthwest Financial Advisors LLC otherOtherSep 23, 2016Sep 23, 2016
Scott Thomas AuneOrion Investment Advisors, LLC otherNorthwest Financial Advisors LLC otherOtherSep 15, 2015Sep 11, 2015
Jerry Edward GuidoRaymond James Financial Services Advisors, Inc otherNorthwest Financial Advisors LLC otherOtherAug 21, 2015Oct 7, 2015 (47 d)
Justin L ValadezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwest Financial Advisors LLC otherOtherMar 10, 2014Jan 8, 2015 (304 d)
Brian Lee CooperLPL Financial LLC otherNorthwest Financial Advisors LLC otherOtherNov 7, 2013Feb 5, 2014 (90 d)
Glen Matthew CesariLPL Financial LLC otherNorthwest Financial Advisors LLC no RAUMOtherNov 5, 2013Sep 18, 2013
James T. ChristyNorthwest Financial Group LLC unclassifiedNorthwest Financial Advisors LLC no RAUMOtherSep 19, 2013Sep 18, 2013
Thomas K. TurnerCetera Advisor Networks LLC otherNorthwest Financial Advisors LLC no RAUMOtherJul 17, 2008Aug 20, 2013 (1860 d)
Kevin Duane FisherLPL Financial LLC otherNorthwest Financial Advisors LLC otherOtherMar 27, 2008Nov 26, 2013 (2070 d)
Jonathan Keith AdamsPark Avenue Securities LLC otherNorthwest Financial Advisors LLC otherOtherMay 11, 2007Apr 28, 2014 (2544 d)
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26 moves match.