DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Golden State Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGolden State Wealth Management, LLC independent RIAWirehouse to independent RIAJan 6, 2026May 19, 2026 (133 d)
James Reed GerberEarned Wealth Advisors, LLC independent RIAGolden State Wealth Management, LLC independent RIARIA to RIAJul 15, 2025Apr 8, 2026 (267 d)
Robert Ben SchulteEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2024May 21, 2024
Valerie Cynthia KrebsWells Fargo Advisors wirehouseGolden State Wealth Management, LLC independent RIAWirehouse to independent RIAMay 17, 2024Jul 11, 2024 (55 d)
Brett ElliottEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2024Apr 23, 2024
Kathleen Sunshine Kim StephensEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2024Mar 14, 2024
Matthew Hui Paul MontefuscoComposition Wealth, LLC independent RIAGolden State Wealth Management, LLC independent RIARIA to RIAOct 19, 2023Jan 2, 2026 (806 d)
Edward A SueroLPL Financial LLC BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2023Jun 5, 2023
Kreat Antony LewisEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2022Nov 7, 2022
Justin Robert PeekEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2022May 6, 2022
Daniel Robert CatoneGolden State Asset Management independent RIAGolden State Wealth Management, LLC independent RIARIA to RIAMar 14, 2022Dec 6, 2021
Ryne Michael MadingMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGolden State Wealth Management, LLC independent RIAWirehouse to independent RIAJun 9, 2021Jun 7, 2021
Leigh Ann Jeter StanfordHilltop Securities Inc. BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2020Sep 29, 2020
Brian Jonathan MatzWedbush Securities Inc. BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2020Apr 28, 2020
Curtis William HowardIntegrity Wealth Advisors, Inc. independent RIAGolden State Wealth Management, LLC independent RIARIA to RIAFeb 27, 2020Jan 23, 2020
Brian M RasmussenEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2020Jan 23, 2020
Alexandre MurphyEdward Jones national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2019Oct 23, 2019
John Jacob ZeziniGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC independent RIAGolden State Wealth Management, LLC otherOtherMar 29, 2019Nov 14, 2017
Robert Alan OgdenOgden Wealth Management & Planning Services, LLC unclassifiedGolden State Wealth Management, LLC independent RIAOtherFeb 15, 2019Feb 19, 2019
David M OgdenOgden Wealth Management & Planning Services, LLC unclassifiedGolden State Wealth Management, LLC independent RIAOtherFeb 15, 2019Jul 10, 2019 (145 d)
Michael Anthony RohlingIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2018Jul 6, 2018
Kyle Andrew EmersonIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Scott Keith SmithIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Travis FagoIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Matthew Blair AuchardIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 10, 2018
Rodd Robert MillerPfg Advisors otherGolden State Wealth Management, LLC otherOtherOct 13, 2017Sep 13, 2017
Gabriella Ingrid LundqvistEdward Jones national BDGolden State Wealth Management, LLC otherOtherAug 22, 2017Aug 21, 2017
Daniel Kennedy PoppersEdward Jones national BDGolden State Wealth Management, LLC otherOtherAug 22, 2017Aug 21, 2017
Scott Clayton HarrisLPL Financial LLC otherGolden State Wealth Management, LLC otherOtherJun 1, 2017Feb 15, 2017
Linda Ann AnschultzMorgan Stanley wirehouseGolden State Wealth Management, LLC independent RIAWirehouse to independent RIAJan 23, 2017Jan 17, 2019 (724 d)
Robert Alan MillsMorgan Stanley wirehouseGolden State Wealth Management, LLC otherOtherJan 23, 2017Jan 13, 2017
Jay Duane ChamplainAmeriprise Financial Services, LLC national BDGolden State Wealth Management, LLC otherOtherNov 25, 2016Nov 22, 2016
Job Alexander EaglesonAmeriprise Financial Services, LLC national BDGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2016Dec 17, 2024 (2947 d)
Mario Orlando VasquezJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherNov 15, 2016Nov 8, 2016
Earl Bernard RideauLake Avenue Financial, LLC unclassifiedGolden State Wealth Management, LLC otherOtherOct 20, 2016Aug 18, 2016
Matthew Edward SwansonEdward Jones national BDGolden State Wealth Management, LLC otherOtherSep 2, 2016Sep 27, 2016
Johnny Alfonso CeballosEdward Jones national BDGolden State Wealth Management, LLC otherOtherAug 25, 2016Aug 24, 2016
Joseph Anthony AzzopardiJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherAug 9, 2016Jul 29, 2016
Justin Kyle VestmanJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherAug 9, 2016Aug 3, 2016
Ashley Elizabeth CurielCuso Financial Services, L.P. otherGolden State Wealth Management, LLC otherOtherApr 26, 2016Feb 15, 2017 (295 d)
Fredric Hunter JurmuWells Fargo Advisors wirehouseGolden State Wealth Management, LLC otherOtherApr 1, 2016Mar 31, 2016
Jason Kenneth DiazWells Fargo Advisors wirehouseGolden State Wealth Management, LLC otherOtherMar 11, 2016Mar 7, 2016
Reesuk Isaac KimMorgan Stanley wirehouseGolden State Wealth Management, LLC otherOtherFeb 9, 2016Feb 5, 2016
Andre William DuboisFinancial Advocates Investment Management otherGolden State Wealth Management, LLC otherOtherNov 20, 2015Sep 14, 2015
Keith Christopher MartelJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherNov 12, 2015Nov 3, 2015
Sandra Young Mee ChoJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherJul 7, 2015Jun 29, 2015
Manus DuffyU.S. Bancorp Advisors, LLC otherGolden State Wealth Management, LLC otherOtherApr 24, 2015Apr 22, 2015
Katherine Kerr StellarMorgan Stanley wirehouseGolden State Wealth Management, LLC independent RIAWirehouse to independent RIAMar 31, 2015Jan 7, 2026 (3935 d)
Andrew Carl FiscinaForesters Advisory Services, LLC otherGolden State Wealth Management, LLC independent RIAOtherMar 20, 2015Jan 5, 2026 (3944 d)
James David GoetzJ.P. Morgan Securities LLC wirehouseGolden State Wealth Management, LLC otherOtherMar 4, 2015Mar 2, 2015
Bradley L FallonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGolden State Wealth Management, LLC otherOtherDec 15, 2014Jan 16, 2015 (32 d)
David Andrew Bruce KingEdward Jones national BDGolden State Wealth Management, LLC otherOtherDec 23, 2010Oct 8, 2014 (1385 d)
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52 moves match.