DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealthspire Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katharine Frances SchelhornAcorn Financial Advisory Services, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAMay 21, 2020May 20, 2020
Stephanie Maria SelbachWipfli Financial Advisors, LLC independent RIAWealthspire Advisors independent RIARIA to RIAMay 12, 2020Jun 18, 2020 (37 d)
Seong Ho KimMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealthspire Advisors independent RIAWirehouse to independent RIAOct 16, 2019Mar 11, 2020 (147 d)
Glen D MacdonaldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealthspire Advisors independent RIAWirehouse to independent RIASep 18, 2018Sep 19, 2018
Eran GoudesSol Capital Management Co mixed wealthWealthspire Advisors independent RIARIA to RIAMay 29, 2018May 21, 2018
Kevin Wallace SmithPagnatokarp Partners, LLC independent RIAWealthspire Advisors independent RIARIA to RIAMay 17, 2018May 21, 2018
Wendy Sue PeperkornEllenbecker Investment Group otherWealthspire Advisors otherOtherJan 17, 2018Jan 29, 2018
Lauren Paige MartinThreshold Group, LLC otherWealthspire Advisors otherOtherDec 31, 2017Nov 16, 2017
Christopher Allan OwensMorgan Stanley wirehouseWealthspire Advisors otherOtherDec 19, 2017Jan 9, 2018
Theodore Flood LeasureCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Orathai KuvareewongCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Scott Dennis DillieCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Andrew S WeissmanCantor Fitzgerald Wealth Partners, LLC otherWealthspire Advisors otherOtherApr 21, 2017Apr 20, 2017
Crystal Jewel CoxWells Fargo Advisors wirehouseWealthspire Advisors otherOtherApr 5, 2017Apr 10, 2017
Marilyn Schwartz NapoliCantor Fitzgerald Wealth Partners, LLC otherWealthspire Advisors otherOtherMar 10, 2017Apr 12, 2017 (33 d)
Michael J BurkeTricapital Advisors Inc otherWealthspire Advisors otherOtherFeb 7, 2017Mar 10, 2017 (31 d)
Limin LeeTricapital Advisors Inc otherWealthspire Advisors otherOtherFeb 7, 2017Feb 15, 2017
Donald Brooke FarrenTricapital Advisors Inc otherWealthspire Advisors otherOtherFeb 7, 2017Feb 15, 2017
Bart Joseph LanmanTricapital Advisors Inc otherWealthspire Advisors otherOtherFeb 7, 2017Feb 15, 2017
Jonathan Howard MaertzRobert W. Baird & Co. Incorporated otherWealthspire Advisors otherOtherJan 23, 2017Feb 2, 2017
Karen Adelle SmithConvergent Wealth Advisors, LLC otherWealthspire Advisors independent RIAOtherOct 31, 2016Jan 29, 2019 (820 d)
Cynthia Rose SforzaCuna Brokerage Services, Inc. otherWealthspire Advisors otherOtherSep 28, 2016Sep 21, 2016
Jonathan Brett RosnerConvergent Wealth Advisors, LLC otherWealthspire Advisors otherOtherJul 27, 2016Aug 3, 2016
Jay Michael WeinsteinHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
William Brian SchwartzHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Christopher Geddy HillHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Michele Gabrielle WalthertHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Ashley Elyse IddingsHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Megan Ann BleilHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Timothy Richard HughesHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Max Joseph MeltzerHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Grant Michael RuderHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Robin A DobbsHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Myka Bradley KoenenHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Christopher Colin KiesslingHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Alia Elizabeth WagenhofferHighline Wealth Management, LLC otherWealthspire Advisors otherOtherDec 16, 2015Sep 22, 2015
Bryan Allen StrettonMcadam LLC otherWealthspire Advisors otherOtherSep 8, 2015Oct 5, 2015
Gary Richard SobelmanHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Sep 22, 2015
Aviva Shrock PintoHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Sep 22, 2015
Scott Nathaniel BrodyHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Sep 22, 2015
Michael T MoriartyHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Apr 20, 2016 (232 d)
Howard Paul OffitHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Apr 5, 2016 (217 d)
Dmitriy KatsnelsonHighline Wealth Management, LLC otherWealthspire Advisors otherOtherSep 1, 2015Sep 22, 2015
Jay Morris FrankLake Country Wealth Management unclassifiedWealthspire Advisors otherOtherMay 6, 2015May 7, 2015
Brion Scott CollinsLake Country Wealth Management unclassifiedWealthspire Advisors otherOtherMay 6, 2015May 7, 2015
Brian David BehlLake Country Wealth Management unclassifiedWealthspire Advisors otherOtherMay 6, 2015Sep 8, 2015 (125 d)
Juliette Cherie WilliamsNext Financial Group, Inc. otherWealthspire Advisors otherOtherMay 5, 2015May 7, 2015
Kristopher T SharpeNext Financial Group, Inc. otherWealthspire Advisors otherOtherMay 5, 2015May 7, 2015
Raziel Nochemia HechtNext Financial Group, Inc. otherWealthspire Advisors otherOtherMay 5, 2015May 7, 2015
Corey Anthony PurkatTransamerica Financial Advisors, LLC otherWealthspire Advisors otherOtherMar 26, 2015Apr 9, 2015
Christopher Sandstrom MaxeyFortigent, LLC otherWealthspire Advisors independent RIAOtherFeb 25, 2015Apr 17, 2019 (1512 d)
Kevin Charles KosgardJ.P. Morgan Securities LLC wirehouseWealthspire Advisors otherOtherJul 12, 2013Jun 26, 2013
Robert Alvin CronBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jul 17, 2013
Bruce Robert LaningBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 25, 2013
Marc Vincent McdowellBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 19, 2013
Laura Sue BarryBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 13, 2013
Jay Anthony CzarapataBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 13, 2013
Kelly Lynn BaumbachBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 13, 2013
Stephanie Mavis D'IppolitoBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 19, 2013
Jennifer Lynn GiemzaBaker Tilly Investment Advisors otherWealthspire Advisors otherOtherJul 8, 2013Jun 21, 2013
Page 1 of 2Next
66 moves match.