DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fiscal Wisdom Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Edward Dunahoo | Edward Jones national BD | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 23, 2026 |
| Alexander Bernd Overkamp | Sentinel Asset Management, LLC state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Jan 17, 2024 | Oct 26, 2023 |
| Max D Isaacman | Fidelity Personal And Workplace Advisors BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jul 5, 2023 |
| Max D Isaacman | Portsmouth Financial Services unclassified | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Jan 9, 2023 | Sep 3, 2020 |
| Kevin Dauphinee | Alphastar Capital Management independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Jan 3, 2023 | Dec 20, 2022 |
| Renee Eva Amochaev | Portsmouth Financial Services unclassified | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Dec 31, 2022 | Sep 1, 2020 |
| Daniel A. Roberts | People'S United Advisors, Inc. mixed wealth | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Aug 25, 2022 | Sep 2, 2025 (1104 d) |
| Benjamin Graham Stille | Mccloskey & Associates, P.A. state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Apr 5, 2022 | Jan 1, 2026 (1367 d) |
| Nicholas Adam Bour | Alphastar Capital Management independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Feb 18, 2022 | Feb 1, 2022 |
| Travis Masaichi Tazawa | Ae Wealth Management, LLC BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2022 | Sep 8, 2026 (1680 d) |
| Aaron Lee Williams | Vestgen Investment Management independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Dec 7, 2021 | Sep 20, 2021 |
| Shih Hua Liu | Woodbury Financial Services, Inc. BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | Aug 2, 2021 |
| Francis J Aiello | LPL Financial LLC BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2021 | Dec 23, 2021 (303 d) |
| William John Kosic | Bankers Life Advisory Services, Inc. BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2019 | Oct 22, 2019 |
| Joseph John Gormley | Cetera Investment Advisers LLC BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2019 | Oct 23, 2019 (33 d) |
| Richard Allen Bean | Motiv8 Investments LLC independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Aug 20, 2019 | Jun 6, 2022 (1021 d) |
| Richard James Gow | Xml Financial Group independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | May 17, 2019 | Jun 3, 2019 |
| Jesse Julian Griffin | Nfsg Corporation BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2019 | Apr 25, 2019 |
| John Allan Duncan | Edward Jones national BD | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2019 | Apr 10, 2019 |
| Dawn Renee Carey | Trac Asset Management LLC state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Jan 11, 2019 | Dec 26, 2018 |
| Kenneth Michael Ackerman | Trac Asset Management LLC state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Oct 2, 2018 | Oct 4, 2018 |
| Benjamin Graham Stille | Cambridge Investment Research Advisors, Inc. other | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Dec 31, 2013 | Jan 31, 2014 (31 d) |
| Michael Alfonse Baratta | First Heartland Consultants, Inc. other | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Oct 1, 2012 | Jul 14, 2020 (2843 d) |
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23 moves match.