DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealthshield Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessica AlpersAtlantic Private Wealth, LLC independent RIAWealthshield Partners, LLC independent RIARIA to RIAOct 27, 2022Dec 15, 2022 (49 d)
Barry Howard GladsteinAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2022Jul 11, 2022
Hui Yao Kelly LinAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2022Mar 31, 2022
Kevin Marshall BrooksAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2022Mar 31, 2022
Anca GarciaMorgan Stanley wirehouseWealthshield Partners, LLC independent RIAWirehouse to independent RIAFeb 18, 2022Nov 9, 2022 (264 d)
Harry Marc KrigmanHarborview Advisors independent RIAWealthshield Partners, LLC independent RIARIA to RIADec 26, 2021Dec 3, 2021
Philip John CawleyHarborview Advisors independent RIAWealthshield Partners, LLC independent RIARIA to RIADec 26, 2021Dec 3, 2021
William Robert ToddHarborview Advisors independent RIAWealthshield Partners, LLC independent RIARIA to RIADec 26, 2021Dec 3, 2021
Norman Henry LevesqueHarborview Advisors independent RIAWealthshield Partners, LLC independent RIARIA to RIADec 26, 2021Dec 3, 2021
Sean Alan HusseyHarborview Advisors independent RIAWealthshield Partners, LLC independent RIARIA to RIADec 26, 2021Dec 3, 2021
Robert Paul MarronaroAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2021Aug 17, 2021 (35 d)
Timothy Olin UrieAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020May 12, 2021 (180 d)
Nicola Saverio PatulloAdvice And Planning Services BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 26, 2023 (804 d)
Nathan Robert LegrandRaymond James Financial Services Advisors, Inc BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2020Nov 12, 2020
Douglas Steven RiggertRaymond James Financial Services Advisors, Inc BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2020Nov 12, 2020
Jeffrey J CismoskiCresset Asset Management, LLC independent RIAWealthshield Partners, LLC independent RIARIA to RIAOct 20, 2020Oct 20, 2020
Carman Theodore HicksAmeriprise Financial Services, LLC national BDWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2020Oct 14, 2020
Nathan Aaron CherryAmeriprise Financial Services, LLC national BDWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2020Oct 14, 2020
Paul RichardsAmeriprise Financial Services, LLC national BDWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2020Oct 14, 2020
Dominic J MessinaCresset Asset Management, LLC independent RIAWealthshield Partners, LLC independent RIARIA to RIAOct 5, 2020Oct 26, 2020
Brian Richard TinkerBridge Advisory LLC independent RIAWealthshield Partners, LLC independent RIARIA to RIASep 25, 2020Sep 25, 2020
Jody Daniel HowardEquitable Advisors, LLC national BDWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2020Aug 28, 2020
Timothy Dean GriffithSchmidt Financial Group, Inc. independent RIAWealthshield Partners, LLC independent RIARIA to RIAJul 15, 2020Dec 1, 2020 (139 d)
George EliasRegal Investment Advisors LLC BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2020Jun 12, 2020
William Joseph DemarcoRegal Investment Advisors LLC BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2020Jul 14, 2020 (34 d)
Angel Richelle WayRegal Investment Advisors LLC BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2020Jun 12, 2020
Matthew J PeckCarnegie Investment Counsel independent RIAWealthshield Partners, LLC independent RIARIA to RIASep 25, 2019Sep 1, 2020 (342 d)
Stuart Alexander GayMML Investors Services, LLC BD affiliatedWealthshield Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 5, 2018
Mark Alan BareWells Fargo Advisors wirehouseWealthshield Partners, LLC otherOtherNov 14, 2017Nov 14, 2017
Robert Jay WaglerWells Fargo Advisors wirehouseWealthshield Partners, LLC otherOtherSep 5, 2017Sep 8, 2017
Michael Len HelmsEvergreen Financial Services, Inc. unclassifiedWealthshield Partners, LLC otherOtherMay 19, 2017Jan 5, 2017
Kenneth BollingerPrincipal Securities, Inc. otherWealthshield Partners, LLC otherOtherMay 10, 2017May 10, 2017
Scott LordPrincipal Securities, Inc. otherWealthshield Partners, LLC otherOtherMay 10, 2017May 10, 2017
Ryan Michael UszenskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealthshield Partners, LLC otherOtherMay 1, 2017May 22, 2017
Robert Alexander LeggettUBS Financial Services Inc. wirehouseWealthshield Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 23, 2013Jan 22, 2014
James Blake TharinWells Fargo Advisors wirehouseWealthshield Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 18, 2013Jan 22, 2014 (35 d)
Sarah Abigail BracePension Architects Advisory Group, LLC otherWealthshield Partners, LLC independent RIAOtherApr 4, 2013Sep 25, 2020 (2731 d)
Lauren B KennedyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealthshield Partners, LLC independent RIAWirehouse to independent RIAJun 19, 2012Oct 26, 2020 (3051 d)
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38 moves match.