DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Johnson Brunetti

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Patrick ConlanTransamerica Retirement Advisors, LLC BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2026Jul 7, 2026 (88 d)
John R. MulliganStrategic Advisers LLC national BDJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2025Aug 15, 2025
Matthew Connelly SalemSentinel Asset Management, LLC state registeredJohnson Brunetti independent RIAOtherDec 10, 2024Dec 17, 2024
Josh Eric AltmanLPL Financial LLC BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2024Aug 28, 2024
Maxwell Alexander MillerKeenan Financial independent RIAJohnson Brunetti independent RIARIA to RIASep 27, 2023Nov 2, 2023 (36 d)
Richard A BagbyFidelity Personal And Workplace Advisors BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2023Mar 30, 2023 (85 d)
John Marlin BreardValic Financial Advisors, Inc. BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2022Aug 29, 2022
Brett Patrick LarocqueKey Investment Services LLC BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2022Jan 10, 2022
Stephen Andrew HighMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJohnson Brunetti independent RIAWirehouse to independent RIANov 5, 2021Nov 30, 2021
Brenda A KellyNorthwestern Mutual Investment Services,LLC no RAUMJohnson Brunetti independent RIAOtherDec 4, 2019Dec 19, 2019
James Kevin ConveryE*Trade Capital Management, LLC independent RIAJohnson Brunetti independent RIARIA to RIASep 23, 2019Nov 13, 2019 (51 d)
Heather Nicole AtkinsLibertas Wealth Management Group, Inc. independent RIAJohnson Brunetti independent RIARIA to RIAJul 30, 2019Aug 8, 2019
Christopher Donald CaldwellVoya Financial Advisors, Inc. BD affiliatedJohnson Brunetti independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2019Mar 5, 2019
Nicholas Joseph ColantuonoLPL Financial LLC independent RIAJohnson Brunetti independent RIARIA to RIADec 3, 2018Nov 28, 2018
Raymond Paul RadikasIndependent Financial Group, LLC otherJohnson Brunetti otherOtherAug 23, 2017Mar 15, 2018 (204 d)
Jennifer Ann KillileaSecurities America Advisors, Inc. otherJohnson Brunetti independent RIAOtherJun 26, 2017Sep 27, 2023 (2284 d)
Matthew Kenneth PastorEdward Jones national BDJohnson Brunetti otherOtherJun 8, 2017Aug 23, 2017 (76 d)
Alexander Joseph AngstMML Investors Services, LLC otherJohnson Brunetti otherOtherSep 28, 2015Sep 30, 2015
Douglas William MillerSilver Oak Securities, Inc. otherJohnson Brunetti otherOtherJul 7, 2015Jul 7, 2015
Benjamin A FuchsSilver Oak Securities, Inc. otherJohnson Brunetti otherOtherSep 11, 2014Sep 12, 2014
Joel Mark JohnsonSilver Oak Securities, Inc. otherJohnson Brunetti no RAUMOtherJun 12, 2014Jun 12, 2014
Heath G GrossmanSilver Oak Securities, Inc. otherJohnson Brunetti no RAUMOtherJun 2, 2014Jun 2, 2014
Eric Field HogarthSilver Oak Securities, Inc. otherJohnson Brunetti no RAUMOtherMay 29, 2014Jun 12, 2014
Kenneth Daniel TumoloSilver Oak Securities, Inc. otherJohnson Brunetti no RAUMOtherMay 29, 2014May 29, 2014
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24 moves match.