DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Shp Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine Patricia BakerPathstone independent RIAShp Wealth Management, LLC independent RIARIA to RIAJul 1, 2026May 28, 2026
Colin Patrick CroninMayflower Advisors mixed wealthShp Wealth Management, LLC independent RIARIA to RIAMay 1, 2026May 28, 2026
Jonathan Francis MorrisonLPL Enterprise, LLC no RAUMShp Wealth Management, LLC independent RIAOtherMar 17, 2025Apr 3, 2025
Jack Paul BettleFidelity Personal And Workplace Advisors BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2025Apr 10, 2025 (48 d)
Zachary Scott PerkinsEaton Vance Management asset managerShp Wealth Management, LLC independent RIAOtherDec 23, 2024Jan 27, 2025 (35 d)
Alina OsokhovskaCrestwood Advisors independent RIAShp Wealth Management, LLC independent RIARIA to RIADec 17, 2024Mar 24, 2025 (97 d)
Aidan Vito AronePark Avenue Securities LLC BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jul 24, 2024
Raphael HannaWells Fargo Advisors wirehouseShp Wealth Management, LLC independent RIAWirehouse to independent RIANov 29, 2023Nov 30, 2023
Bradley ParilloFlorida Financial Advisors, LLC BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Sep 24, 2024 (323 d)
Michael A GuthrieNorthwestern Mutual Investment Services,LLC no RAUMShp Wealth Management, LLC independent RIAOtherOct 17, 2023Oct 26, 2023
Rafael Gregory ReyesRwa Wealth Partners independent RIAShp Wealth Management, LLC independent RIARIA to RIASep 6, 2023Jul 18, 2023
Cameron Joseph IarrobinoTwin Focus Capital Partners, LLC independent RIAShp Wealth Management, LLC independent RIARIA to RIAJun 20, 2023Jul 14, 2023
Kyle BrittonEquitable Advisors, LLC national BDShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2022Oct 4, 2022
Natalia C. ManningMorgan Stanley wirehouseShp Wealth Management, LLC independent RIAWirehouse to independent RIAFeb 24, 2022Mar 10, 2022
Hudsen Walter HaglandFisher Financial Advisors LLC independent RIAShp Wealth Management, LLC independent RIARIA to RIASep 20, 2021Aug 31, 2021
Chase Andrew ReardonCommonwealth Financial Network national BDShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2020Jan 22, 2021 (60 d)
Ezekiel WaiselJohn Hancock Personal Financial Services, LLC BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2019Feb 5, 2020 (47 d)
Patrick Michael RandallNew England Investment & Retirement Group, Inc. independent RIAShp Wealth Management, LLC independent RIARIA to RIASep 19, 2018Oct 10, 2018
David A HathawaySantander Securities BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2018Jul 30, 2018
Bernard John LynchPeople'S Securities, Inc. otherShp Wealth Management, LLC independent RIAOtherNov 8, 2017Apr 30, 2018 (173 d)
Mark Stewart KenneyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseShp Wealth Management, LLC otherOtherFeb 21, 2017Apr 12, 2017 (50 d)
Matthew Chapman PeckGlobal Financial Private Capital, Inc. otherShp Wealth Management, LLC otherOtherJul 5, 2016Oct 28, 2015
Derek L.(Mi Only) GregoireGlobal Financial Private Capital, Inc. otherShp Wealth Management, LLC otherOtherJul 5, 2016Oct 28, 2015
Nicholas Errold NelsonPrincipal Securities, Inc. otherShp Wealth Management, LLC otherOtherMay 17, 2016Jun 20, 2016 (34 d)
Keith Winslow EllisFreedom Investment Management, Inc. otherShp Wealth Management, LLC otherOtherDec 31, 2015Oct 28, 2015
Marci Porter LucierDeutsche Bank Securities Inc. otherShp Wealth Management, LLC independent RIAOtherNov 20, 2015Apr 27, 2021 (1985 d)
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26 moves match.