DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sanders Morris LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steve MangoldTectonic Advisors LLC independent RIASanders Morris LLC independent RIARIA to RIAJan 8, 2026Nov 1, 2019
Nancy Elaine DixonTectonic Advisors LLC independent RIASanders Morris LLC independent RIARIA to RIAJan 8, 2026Jan 31, 2019
Daniel PriwinTectonic Advisors LLC mixed wealthSanders Morris LLC independent RIARIA to RIAMar 18, 2022Jan 14, 2020
Robert Scott BowmanEdelman Financial Services, LLC BD affiliatedSanders Morris LLC otherOtherNov 1, 2018Mar 8, 2011
Edward HoffmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSanders Morris LLC independent RIAWirehouse to independent RIAApr 2, 2018Mar 25, 2020 (723 d)
Erik Syver KlefosB Riley Wealth Management otherSanders Morris LLC otherOtherMay 8, 2017May 9, 2017
Brede Currier KlefosB Riley Wealth Management otherSanders Morris LLC otherOtherMay 8, 2017May 5, 2017
Erick George Revelle KueblerJ.P. Morgan Securities LLC wirehouseSanders Morris LLC otherOtherNov 28, 2016Dec 12, 2016
Lane MooreJ.P. Morgan Securities LLC wirehouseSanders Morris LLC otherOtherNov 28, 2016Dec 12, 2016
Arthur Haag ShermanCypress Creek Partners otherSanders Morris LLC otherOtherApr 8, 2015Sep 7, 2006
Donald Anthony SandersSof Management, LLC otherSanders Morris LLC otherOtherDec 31, 2012Jul 17, 2006
Stephen Richard CordillSmh Capital Advisors LLC otherSanders Morris LLC otherOtherAug 8, 2011Jun 14, 2006
Lori Schlager BensingFirst Financial Equity Corporation otherSanders Morris LLC otherOtherDec 3, 2010Dec 14, 2010
Sumeet Kaur RaiAbshier Webb Donnelly & Baker, Inc. unclassifiedSanders Morris LLC otherOtherOct 4, 2010Sep 30, 2010
George Henry ArnoldAbshier Webb Donnelly & Baker, Inc. unclassifiedSanders Morris LLC otherOtherOct 1, 2010Oct 1, 2010
Donna Helena BinionLPL Financial LLC otherSanders Morris LLC otherOtherJul 26, 2010Jan 20, 2011 (178 d)
Nolene Nanette MetzgerMorgan Stanley wirehouseSanders Morris LLC otherOtherSep 21, 2009Sep 3, 2009
Jon Todd MetzgerMorgan Stanley wirehouseSanders Morris LLC otherOtherSep 21, 2009Sep 3, 2009
Jeremy Scott ClarkNrp Advisors, Inc. unclassifiedSanders Morris LLC otherOtherAug 20, 2009Sep 8, 2009
Amy Grace AbromaitisThe Marshall Financial Group, Inc otherSanders Morris LLC otherOtherAug 4, 2009Jul 28, 2010 (358 d)
Alphonsus Richard PanzeraHilltop Securities Asset Management, LLC otherSanders Morris LLC otherOtherMay 19, 2009Jun 8, 2009
Roger Preston LittlefieldCitigroup Global Markets Inc. otherSanders Morris LLC otherOtherMay 15, 2009Apr 27, 2009
Jack Brandon RepaStanford Group Company unclassifiedSanders Morris LLC otherOtherMay 13, 2009Apr 14, 2010 (336 d)
Andrew Scott CopulskySagepoint Financial, Inc. otherSanders Morris LLC otherOtherMay 6, 2009Jun 10, 2010 (400 d)
Robert FranklinNfp Advisor Services, LLC otherSanders Morris LLC otherOtherApr 30, 2009Jun 24, 2010 (420 d)
Steve Howell GottStanford Group Company unclassifiedSanders Morris LLC otherOtherMar 31, 2009Jul 19, 2011 (840 d)
Thomas Pierson EspyStanford Group Company unclassifiedSanders Morris LLC otherOtherMar 30, 2009Apr 17, 2009
Brian Wayne MitchellCitigroup Global Markets Inc. otherSanders Morris LLC otherOtherMar 23, 2009Feb 27, 2009
John Kenneth BrunoUsf Alternative Services, LLC unclassifiedSanders Morris LLC otherOtherFeb 17, 2009Feb 17, 2009
Patricia SoileauCitigroup Global Markets Inc. otherSanders Morris LLC otherOtherFeb 3, 2009Aug 25, 2009 (203 d)
James Edward EllisQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherNov 3, 2008Nov 5, 2008
David Bernard SaundersQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherNov 3, 2008Nov 3, 2008
William Thomas SaundersQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherNov 3, 2008Nov 3, 2008
Amy Beth SeltzerQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherNov 3, 2008Nov 3, 2008
Canon Wayne HickmanQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherNov 3, 2008Nov 3, 2008
Michael James ThalerQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherOct 31, 2008Nov 3, 2008
Kenneth Joseph ElkinsQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherOct 31, 2008Nov 3, 2008
Andrew Hunter WalkerQa3 Financial LLC unclassifiedSanders Morris LLC otherOtherOct 31, 2008Nov 3, 2008
Dana G HastingsUBS Financial Services Inc. wirehouseSanders Morris LLC otherOtherAug 14, 2008Feb 24, 2009 (194 d)
Roseann Marie DivincenzoOsaic Fa, Inc. otherSanders Morris LLC otherOtherJun 2, 2008Jun 11, 2008
Thomas Michael GencoOsaic Fa, Inc. otherSanders Morris LLC otherOtherJun 15, 2007Jun 13, 2007
Deborah Lynn GeorgeOsaic Fa, Inc. otherSanders Morris LLC otherOtherApr 17, 2007May 3, 2007
Bryan Joseph CostinOsaic Fa, Inc. otherSanders Morris LLC otherOtherMar 27, 2007Mar 27, 2007
Karyn PistoneOsaic Fa, Inc. otherSanders Morris LLC otherOtherFeb 12, 2007Feb 13, 2007
Marilyn Elaine OsborneAmerican General Securities Incorporated unclassifiedSanders Morris LLC otherOtherFeb 9, 2007Feb 12, 2007
Gregory David SchnelzerOsaic Fa, Inc. otherSanders Morris LLC otherOtherFeb 2, 2007Feb 2, 2007
Dale RubinOsaic Fa, Inc. otherSanders Morris LLC otherOtherJan 4, 2007Jan 3, 2007
David George OlsonOsaic Fa, Inc. otherSanders Morris LLC otherOtherJan 4, 2007Jan 3, 2007
Gregory Giller RandallOsaic Fa, Inc. otherSanders Morris LLC otherOtherDec 6, 2006Dec 5, 2006
Dean Dirk WeemhoffOsaic Fa, Inc. otherSanders Morris LLC otherOtherDec 6, 2006Dec 5, 2006
Daniel L BonderOsaic Fa, Inc. otherSanders Morris LLC otherOtherDec 6, 2006Dec 5, 2006
Raymond Matthew TroppOsaic Fa, Inc. otherSanders Morris LLC otherOtherDec 6, 2006Dec 5, 2006
William Richard HurtSmh Group Investment Advisors Inc. unclassifiedSanders Morris LLC otherOtherDec 6, 2006Jun 2, 2006
Richard Allan WalshSmh Capital Advisors LLC otherSanders Morris LLC otherOtherJul 14, 2006Dec 20, 2006 (159 d)
Stephen Wayne FitzpatrickLegg Mason Wood Walker, Incorporated unclassifiedSanders Morris LLC otherOtherDec 2, 2005Aug 7, 2017 (4266 d)
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55 moves match.