| Phillip Shaun Mcduffee | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Aug 9, 2007 |
| Anthony Martins | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Jan 15, 2014 |
| Edward George Deutschlander | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Aug 7, 2009 |
| Craig Gerald Walters | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Dec 23, 2013 |
| Jeff Randolph Landt | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Dec 23, 2013 |
| Joshua Clinton Evenson | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Nov 7, 2003 |
| David Alan Saltzman | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Feb 18, 2016 |
| Ross Kronholm | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Mar 18, 2014 |
| Jeffrey Thomas Turton | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Dec 13, 2018 |
| Patrick Mogen Olson | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Jan 16, 2014 |
| Justin Dean Berry | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | May 17, 2010 |
| Michael David Paulus | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Aug 28, 2013 |
| James Erik Jaderborg | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Sep 13, 2013 |
| Jenna Catherine Siverson | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Jan 7, 2014 |
| Lloyd Lucas Strode | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Dec 5, 2019 |
| Michael James Jost | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Apr 4, 2012 |
| Rosario Matthew Cameratta | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Sep 12, 2013 |
| Garrett Malcolm Culwell | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 9, 2018 |
| Katherine M Terlinden | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Feb 9, 2016 |
| Eric Thomas Hoebbel | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Jan 23, 2018 |
| Michael Gabriel Foley | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Oct 18, 2016 |
| Kayla Ann Nikula | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Aug 10, 2023 | Jan 9, 2018 |
| Stephen Alan Finn | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Feb 7, 2020 |
| Glenn Robert Ryan | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Nov 27, 2019 |
| Maxwell Jay Dowdy | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Oct 14, 2020 |
| Clarisa Murrieta Hernandez | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Apr 19, 2023 | Jan 7, 2013 |
| Carter M Klaas | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Sep 24, 2020 |
| Steven Todd Vacinek | Thrivent Asset Management, LLC asset manager | Cri Securities, LLC BD affiliated | Other | May 24, 2021 | Jun 3, 2021 |
| Trevor Kennon Malone | Ameriprise Financial Services, LLC national BD | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Mar 26, 2021 |
| Michael Fraser | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Jan 22, 2019 |
| Douglas Martin Dee | Edward Jones national BD | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Jan 8, 2021 |
| Vitali Kan | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Nov 4, 2019 |
| Marcela Plasencia Renteria | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Jul 27, 2018 |
| Robert Lee Evans | Transamerica Retirement Advisors, LLC BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2019 | Sep 6, 2019 |
| Jessica Kay Sand Peterson | Questar Asset Management, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Oct 5, 2020 (448 d) |
| Kristin Louise Strom | Questar Asset Management, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Feb 26, 2020 (226 d) |
| Erica Cordova | Foresters Advisory Services, LLC BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Jan 28, 2019 |
| Jalen Adeeb Dagher | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC other | Other | Dec 7, 2018 | Dec 8, 2016 |
| Toney Gizzarelli | Foresters Advisory Services, LLC BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Aug 13, 2018 |
| Anthony John Gizzarelli | Foresters Advisory Services, LLC BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Aug 10, 2018 |
| Alberto Liz | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC other | Other | Jun 8, 2018 | May 5, 2015 |
| Brian Kenneth Grabinski | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC other | Other | Jun 1, 2018 | Sep 11, 2017 |
| Thomas Richard Kuykendall | Thrivent Investment Management Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Jul 17, 2018 (99 d) |
| Peter Jonathan Tartaro | Ameriprise Financial Services, LLC national BD | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2018 | May 17, 2018 (41 d) |
| Sara Marie Bodnar | Wealth Enhancement Advisory Services, LLC BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2018 | Jan 4, 2019 (281 d) |
| Andrew Patrick Baker | Foresters Advisory Services, LLC other | Cri Securities, LLC other | Other | Mar 5, 2018 | Mar 12, 2018 |
| Amy Louise Gilbert | Securian Financial Services, Inc. other | Cri Securities, LLC other | Other | Feb 16, 2018 | Sep 27, 2017 |
| Christopher Adam Koppelman | RBC Capital Markets, LLC national BD | Cri Securities, LLC other | Other | Jan 3, 2018 | Feb 1, 2018 |
| Paula Kay Berends | H. Beck, Inc. other | Cri Securities, LLC other | Other | Oct 13, 2017 | Apr 21, 2016 |
| Matthew Stephen Bellin | Cuna Brokerage Services, Inc. other | Cri Securities, LLC other | Other | Aug 2, 2017 | Sep 1, 2017 |
| Shannon Jean Mcginty | Ameriprise Financial Services, LLC national BD | Cri Securities, LLC other | Other | Jun 2, 2017 | Feb 8, 2018 (251 d) |
| Jay Robert Brown | Securian Financial Services, Inc. other | Cri Securities, LLC other | Other | Mar 21, 2017 | Jan 15, 2014 |
| Aimee Lynn Speier | Sii Investments, Inc. other | Cri Securities, LLC other | Other | Feb 13, 2017 | Mar 8, 2017 |
| Carolyn Merriam Jenkins | Securian Financial Services, Inc. other | Cri Securities, LLC other | Other | Dec 31, 2016 | Jan 15, 2014 |
| Caleb John Montag | Securian Financial Services, Inc. other | Cri Securities, LLC other | Other | Jun 15, 2016 | Jul 10, 2014 |
| Jacob Michael Mcalpine | Securian Financial Services, Inc. other | Cri Securities, LLC other | Other | Jun 9, 2016 | Feb 4, 2016 |
| Brendan Richard Pheasant | Mwa Financial Services, Inc. other | Cri Securities, LLC other | Other | May 16, 2016 | Jun 2, 2016 |
| Derek Alan Delsing | Northwestern Mutual Investment Services,LLC other | Cri Securities, LLC other | Other | Jul 7, 2015 | Jul 16, 2015 |
| Adam David Gooley | Equitable Advisors, LLC national BD | Cri Securities, LLC other | Other | Apr 30, 2015 | Apr 3, 2017 (704 d) |
| Maxwell Andrew Stowe | Msi Financial Services, Inc. other | Cri Securities, LLC other | Other | Apr 16, 2015 | Nov 18, 2015 (216 d) |