DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Continuum Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cullen HenleyWells Fargo Advisors wirehouseContinuum Advisory, LLC independent RIAWirehouse to independent RIAFeb 16, 2026Apr 7, 2026 (50 d)
Brandon Everett JonesRw Investment Management LLC independent RIAContinuum Advisory, LLC independent RIARIA to RIADec 12, 2024Jan 31, 2025 (50 d)
Brandon LevineTrivium Point Advisory, LLC independent RIAContinuum Advisory, LLC independent RIARIA to RIAMay 14, 2024Jun 17, 2024 (34 d)
Jonathan Ryan WarnerIg Advisory, LLC unclassifiedContinuum Advisory, LLC independent RIAOtherNov 6, 2023Jan 2, 2024 (57 d)
Deepa GibbonsFsc Securities Corporation BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Apr 14, 2026 (893 d)
Joanna Nineen AmbergerAdvocacy Wealth Management, LLC independent RIAContinuum Advisory, LLC independent RIARIA to RIAJul 18, 2023Apr 22, 2026 (1009 d)
George Chuwang ChuangTransamerica Financial Advisors, LLC BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2022Dec 15, 2023 (359 d)
Ruth MillerCx Institutional, LLC independent RIAContinuum Advisory, LLC independent RIARIA to RIADec 15, 2022Sep 26, 2023 (285 d)
Shawn ClarkKalos Management BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2022Jan 11, 2023 (50 d)
Christopher M MaxeyKalos Management BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2022Nov 18, 2022
Scott Toshio NishimuraTransamerica Financial Advisors, LLC BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2022Feb 15, 2022
Andres Antonio FavelaPfg Advisors independent RIAContinuum Advisory, LLC independent RIARIA to RIADec 4, 2021Dec 16, 2021
Jacob Ward ColemanEdward Jones national BDContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2021Oct 5, 2021
Teresa Louise YraguiSecurities America Advisors, Inc. BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2021Jun 4, 2021
Nathan Miles StibbsTriad Advisors, LLC BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2021May 6, 2021 (34 d)
Kiliaen Van Rensselaer LudlowTriad Advisors, LLC BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2021Feb 10, 2021
Shannen Shantel IngramWells Fargo Advisors wirehouseContinuum Advisory, LLC independent RIAWirehouse to independent RIAFeb 1, 2021Jan 27, 2021
Charles Knapp RandallPfg Advisors independent RIAContinuum Advisory, LLC independent RIARIA to RIAJul 21, 2020Jul 27, 2020
Bryan Ross WassermanMML Investors Services, LLC BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2019Jun 2, 2023 (1480 d)
Laura Ellen Clark-BrownSignator Investors, Inc. BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2018Jul 25, 2018
Lancer Stacy CuddyMorgan Stanley wirehouseContinuum Advisory, LLC independent RIAWirehouse to independent RIAApr 25, 2018Apr 7, 2020 (713 d)
Nicholas Anthony LentiniSignator Investors, Inc. BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018Apr 17, 2018
John ZamboangaScottrade Investment Management BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Oct 1, 2018 (207 d)
Shanley Rassler CampbellSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 30, 2018Jan 18, 2018
Kevin Mark NastSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 29, 2018Jan 24, 2018
Serena Lynette DavisSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 19, 2018Aug 5, 2016
Simon F KeoghSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherDec 22, 2017Dec 12, 2017
Jacqueline Marie LakocySignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Wendell Wayne CaytonSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Howard Jay LevineSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Feb 9, 2018 (84 d)
Andrew Geist EakinSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Jody Jeremiah RothSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Kari Jo Thomann BearSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Alina Lee SantiagoSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Feb 8, 2018 (83 d)
Mark Charles AllenSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Schuyler Chase CaytonSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Kimberly Rose DamianiSignator Investors, Inc. otherContinuum Advisory, LLC no RAUMOtherNov 17, 2017May 26, 2016
Michael Andrew KellyTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 5, 2016
Brian James DamianiTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 4, 2016
Timothy Shea KerriganTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 4, 2016
Jonathan Craig SullivanTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 6, 2016
Michael Andrew KellyTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 5, 2016
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42 moves match.