DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Robertson Stephens
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel Richard Helzer | T. Rowe Price Associates, Inc. asset manager | Robertson Stephens independent RIA | Other | Sep 8, 2026 | Sep 4, 2026 |
| Joshua C Young | Bakeravenue independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 3, 2026 | Aug 5, 2026 |
| Carol Beth Nulman | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 9, 2025 |
| Hunter Norte | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 8, 2025 |
| Richard Samuel Lewis | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 7, 2025 |
| Megan Theresa Grandmaison | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Jan 1, 2026 (93 d) |
| Leah Diane Adamucci | Baldwin Wealth Partners, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Jul 29, 2025 | Jul 30, 2025 |
| Becky Biru Kuang | J.P. Morgan Securities LLC wirehouse | Robertson Stephens independent RIA | Wirehouse to independent RIA | Jan 12, 2025 | Jul 21, 2026 (555 d) |
| Thomas Robert Chernesky | Cafg Wealth Management, Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Oct 25, 2024 | Oct 7, 2024 |
| John Patrick Dorn | Cafg Wealth Management, Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Oct 25, 2024 | Oct 4, 2024 |
| Daniel Allen Zarzynski | Cafg Wealth Management, Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Oct 25, 2024 | Oct 3, 2024 |
| Joshua Nmn Freedman | Ratio Wealth Group LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 28, 2024 | Jul 31, 2024 |
| Graham Christy Gerlach | Ratio Wealth Group LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 28, 2024 | Aug 7, 2024 |
| Rebecca E Neils | Ratio Wealth Group LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 28, 2024 | Jul 30, 2024 |
| Derek Jeffrey Scarth | Ratio Wealth Group LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 28, 2024 | Jul 30, 2024 |
| Shawn Patrick Wallace | Ratio Wealth Group LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 28, 2024 | Jul 31, 2024 |
| David John Reichle | Rain Capital Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 26, 2024 | Jul 1, 2024 |
| Christopher Enrico Abbruzzese | Rain Capital Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 26, 2024 | Jul 12, 2024 |
| Chingyee Ellen Kim | Rain Capital Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 26, 2024 | Jul 1, 2024 |
| Mary Reid Alpers | Three Points Financial, Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Jun 7, 2024 | May 16, 2024 |
| William Thrush | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 14, 2024 |
| Thomas Francis Hagerstrom | Haymarket Wealth Management LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Mar 7, 2024 | Jul 11, 2023 |
| Meghan G Rump | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 8, 2024 |
| Charles Anderson Simmonds | Rockefeller Capital Management BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2023 | Sep 30, 2025 (673 d) |
| Thomas Bruno | Wells Fargo Advisors wirehouse | Robertson Stephens independent RIA | Wirehouse to independent RIA | Nov 13, 2023 | Nov 5, 2023 |
| Joseph Patrick Delaney | Lifeguard Wealth, LLC unclassified | Robertson Stephens independent RIA | Other | Oct 16, 2023 | Oct 3, 2023 |
| John L Gilligan | Mercer Global Advisors Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Mar 20, 2023 | Mar 29, 2023 |
| Matthew Andrew Lau | Lfs Wealth Advisors independent RIA | Robertson Stephens independent RIA | RIA to RIA | Feb 13, 2023 | Dec 16, 2022 |
| Brandon E Frye | Vodia Capital, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Dec 20, 2022 | Dec 9, 2022 |
| Avi Deutsch | Vodia Capital, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Dec 20, 2022 | Dec 13, 2022 |
| Janet Lyn Shetty | Vodia Capital, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Dec 20, 2022 | Dec 9, 2022 |
| Henry Luce Hagenbuch | Mercer Global Advisors Inc. independent RIA | Robertson Stephens independent RIA | RIA to RIA | Jan 7, 2022 | Oct 8, 2021 |
| Keith Larkin | Wells Fargo Advisors wirehouse | Robertson Stephens independent RIA | Wirehouse to independent RIA | Dec 10, 2021 | Dec 1, 2021 |
| Rick Lane Tasker | Epoch Consulting Group institutional | Robertson Stephens independent RIA | Other | Oct 27, 2021 | Oct 6, 2021 |
| Karen Lynn Mcclintock | Lsia independent RIA | Robertson Stephens independent RIA | RIA to RIA | Oct 6, 2021 | Oct 11, 2021 |
| William Richard Polenske | Wells Fargo Advisors wirehouse | Robertson Stephens independent RIA | Wirehouse to independent RIA | Sep 24, 2021 | Sep 17, 2021 |
| Christopher Lykes Knapp | Collaboration Capital LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Feb 2, 2021 | Jan 29, 2021 |
| Annelise Bovet | Collaboration Capital LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Feb 2, 2021 | Jan 29, 2021 |
| Pamela Heidi Friedman | Silicon Hills Wealth Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Mar 24, 2020 | Apr 1, 2020 |
| Zachary Wilson Perry | Seaplane Partners, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Mar 17, 2020 | Mar 3, 2020 |
| Frank Thomas Corrado | Blue Blaze Financial Advisors, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Nov 26, 2019 | Sep 26, 2019 |
| Kevin Richard Talty | Blue Blaze Financial Advisors, LLC independent RIA | Robertson Stephens independent RIA | RIA to RIA | Nov 26, 2019 | Sep 26, 2019 |
| David Bieler Matias | Vodia Ventures, LLC unclassified | Robertson Stephens independent RIA | Other | Nov 20, 2019 | Dec 14, 2022 (1120 d) |
| Michael Dean Ridgeway | Columbia Pacific Wealth Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Sep 11, 2019 | Oct 2, 2020 (387 d) |
| Julie Niles Steinman | RBC Capital Markets, LLC national BD | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2019 | May 31, 2019 |
| Erik Richards Boe | RBC Capital Markets, LLC national BD | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2019 | May 31, 2019 |
| Brian William Post | RBC Capital Markets, LLC national BD | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2019 | May 31, 2019 |
| John Carlo Bernabei | Seaplane Partners, LLC no RAUM | Robertson Stephens independent RIA | Other | Mar 9, 2018 | Mar 3, 2020 (725 d) |
| Michael James Curley | J.P. Morgan Private Wealth Advisors LLC other | Robertson Stephens independent RIA | Other | Jul 7, 2016 | Jan 27, 2025 (3126 d) |
| John On-Kwok Lau | Girard Securities, Inc. other | Robertson Stephens independent RIA | Other | Dec 31, 2012 | Dec 16, 2022 (3637 d) |
| John George Murray | Deutsche Bank Securities Inc. other | Robertson Stephens independent RIA | Other | Feb 28, 2005 | Sep 27, 2021 (6055 d) |
Page 1 of 1
51 moves match.