DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Optivise Advisory Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sarah S Johnson	Osaic Wealth, Inc. BD affiliated	Optivise Advisory Services LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 4, 2025	Feb 4, 2026 (62 d)
Byron Richard Ison	First Advisors National, LLC independent RIA	Optivise Advisory Services LLC independent RIA	RIA to RIA	Dec 2, 2024	Jan 7, 2025 (36 d)
Cory Bruce Carlton	First Advisors National, LLC independent RIA	Optivise Advisory Services LLC independent RIA	RIA to RIA	Dec 2, 2024	Dec 20, 2024
Rory Kyle Davis	Panthrex Asset Management LLC asset manager	Optivise Advisory Services LLC no RAUM	Other	Apr 15, 2021	May 8, 2019
Jennifer Megan Scherer	Td Ameritrade, Inc. no RAUM	Optivise Advisory Services LLC independent RIA	Other	Jan 11, 2021	Jan 20, 2021
Cory Shane Colquette	Southbridge Advisors, LLC independent RIA	Optivise Advisory Services LLC no RAUM	Other	May 26, 2020	Jan 6, 2020
Yvette Spillman	Virtue Capital Management, LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Mar 27, 2020	Mar 26, 2020
Steven Anthony Bassetto	Financial Gravity Asset Management, Inc. independent RIA	Optivise Advisory Services LLC independent RIA	RIA to RIA	Mar 23, 2020	Feb 16, 2021 (330 d)
Richard Lee Kagy	Foresight Investment Advisors, LLC state registered	Optivise Advisory Services LLC no RAUM	Other	Feb 27, 2020	Jan 3, 2020
Judith Darlene Tucker	MML Investors Services, LLC BD affiliated	Optivise Advisory Services LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Feb 6, 2020	Feb 5, 2020
Craig Steven Black	Ae Wealth Management, LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Jan 30, 2020	Jan 30, 2020
Gary Paul Robertson	Brookstone Capital Management LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Jan 21, 2020	Jan 16, 2020
Laura Helen Stover	Panthrex Asset Management LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Dec 31, 2019	Jul 24, 2019
Allen Parnell Hargis	Panthrex Asset Management LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Dec 31, 2019	Nov 4, 2019
Kevin Dean Moss	Panthrex Asset Management LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Dec 31, 2019	May 17, 2019
Britton Nathanial Ouellette	Panthrex Asset Management LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Dec 31, 2019	Nov 4, 2019
Angelica Roxas	Foundations Investment Advisors LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Jul 18, 2019	Jul 18, 2019
Kyle R Lewie	Blue Duck Wealth Management no RAUM	Optivise Advisory Services LLC no RAUM	Other	Jun 28, 2019	Jun 12, 2019
Frank O Akridge	Blue Duck Wealth Management no RAUM	Optivise Advisory Services LLC no RAUM	Other	Jun 28, 2019	Jun 13, 2019
Margaret Thamer Mayer	Blue Duck Wealth Management no RAUM	Optivise Advisory Services LLC no RAUM	Other	Jun 28, 2019	Jun 25, 2019
Paul Allan Dyer	Virtue Capital Management, LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Jun 10, 2019	Oct 23, 2019 (135 d)
Stacey Dean Andres	Virtue Capital Management, LLC independent RIA	Optivise Advisory Services LLC no RAUM	RIA to a newly registered adviser	Jun 3, 2019	May 31, 2019
Michael Ray Wallin	Arete Wealth Advisors, LLC BD affiliated	Optivise Advisory Services LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	May 20, 2019	Oct 21, 2019 (154 d)
James Alan Schumaker	Cambridge Investment Research Advisors, Inc. BD affiliated	Optivise Advisory Services LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 7, 2019	May 22, 2019 (76 d)
James Ray Skillings	Redhawk Wealth Advisors, Inc. other	Optivise Advisory Services LLC no RAUM	Other	Feb 20, 2019	May 9, 2019 (78 d)
Christopher John Corjay	Onpointe Advisory And Financial Services, LLC other	Optivise Advisory Services LLC no RAUM	Other	Nov 2, 2017	Oct 2, 2019 (699 d)
Malissa Marie Mcnanna	Onpointe Advisory And Financial Services, LLC other	Optivise Advisory Services LLC no RAUM	Other	Sep 20, 2017	May 17, 2019 (604 d)

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27 moves match.