DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Zero Day Capital Enterprises LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lyles Donnell KnoxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseZero Day Capital Enterprises LLC independent RIAWirehouse to independent RIAJun 1, 2026Jun 2, 2026
Carlos Daniel RuizPivot Wealth Advisors unclassifiedZero Day Capital Enterprises LLC independent RIAOtherMar 6, 2026Apr 22, 2025
Jesse Robert NavarreteExcel Wealth Management, LLC otherZero Day Capital Enterprises LLC independent RIAOtherOct 14, 2025Jul 1, 2025
James Dylan BaxterCambridge Investment Research Advisors, Inc. BD affiliatedZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2025Dec 5, 2025 (136 d)
Nicholas John SchlagheckCape Investment Advisory, Inc. independent RIAZero Day Capital Enterprises LLC independent RIARIA to RIAJul 15, 2025Jul 21, 2025
Jon Anthony HoyleIp Financial Advisory Services LLC independent RIAZero Day Capital Enterprises LLC independent RIARIA to RIAJun 26, 2025Jun 30, 2025
Yvette Sanchez AmaroWestern International Securities BD affiliatedZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2025Jan 5, 2026 (223 d)
Erick Glenn SchenkhuizenTactive Advisors, LLC mixed wealthZero Day Capital Enterprises LLC no RAUMRIA to a newly registered adviserJan 22, 2025May 23, 2024
Haley CarlisleEdward Jones national BDZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2024Jan 2, 2025
Alex Spencer BethuneInstrumental Wealth, LLC independent RIAZero Day Capital Enterprises LLC independent RIARIA to RIANov 6, 2024Mar 7, 2025 (121 d)
Tanner Kenneth JohnsonOak Lane Advisors independent RIAZero Day Capital Enterprises LLC independent RIARIA to RIAOct 24, 2024Oct 28, 2024
Mark Lloyd PostEmpirikal Partners LLC state registeredZero Day Capital Enterprises LLC no RAUMOtherJul 12, 2024Jun 7, 2024
Travis SalleyEmpirikal Partners LLC state registeredZero Day Capital Enterprises LLC no RAUMOtherJul 12, 2024May 14, 2024
Paul W HarveyPruco Securities, LLC BD affiliatedZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2024Apr 29, 2025 (319 d)
Ara Alexander KachadourianAlexander Capital Wealth Management LLC independent RIAZero Day Capital Enterprises LLC no RAUMRIA to a newly registered adviserMay 4, 2024Jun 18, 2024 (45 d)
Edward Eugene VelaEmpirikal Partners LLC state registeredZero Day Capital Enterprises LLC independent RIAOtherJan 31, 2024Oct 17, 2024 (260 d)
Brad HoltzclawCharles Schwab & Co., Inc. national BDZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2023Mar 5, 2025 (477 d)
Matthew Dillion BlickenderferFidelity Personal And Workplace Advisors BD affiliatedZero Day Capital Enterprises LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2023Aug 19, 2026 (1266 d)
Michael YuenMorgan Stanley wirehouseZero Day Capital Enterprises LLC independent RIAWirehouse to independent RIASep 23, 2021Feb 13, 2025 (1239 d)
Duncan Tyrel SandlinWaddell & Reed otherZero Day Capital Enterprises LLC independent RIAOtherJul 7, 2017Jun 10, 2026 (3260 d)
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20 moves match.