DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sunset Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Bor	MML Investors Services, LLC other	Sunset Financial Services, Inc. other	Other	Jun 1, 2013	Jul 12, 2013 (41 d)
Robert Marc Greco	Hornor, Townsend & Kent, LLC other	Sunset Financial Services, Inc. other	Other	Oct 25, 2012	Oct 24, 2012
Mark Alan Vosika	Securities America Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Dec 14, 2011	Jan 3, 2012
Ronald Wayne Klenke	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Nov 10, 2011
Thomas Robert Reed	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Oct 31, 2011
Jeff Ryan Locker	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Oct 31, 2011
Kelly Lynn Stonebarger	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Nov 1, 2011
Andrew Michael Shenberg	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Oct 31, 2011
Kyle Lewis Goepel	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Oct 31, 2011
Michael R Brown	Cambridge Investment Research Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Nov 17, 2011	Oct 31, 2011
Lisa Marie Gabriel	Kavar Capital Partners, LLC other	Sunset Financial Services, Inc. other	Other	Nov 3, 2011	Nov 14, 2011
Robert James Douglass	Securities America Advisors, Inc. other	Sunset Financial Services, Inc. other	Other	Aug 11, 2011	Aug 8, 2011
Kevin William Campbell	U.S. Bancorp Asset Management, Inc. other	Sunset Financial Services, Inc. other	Other	Jan 5, 2011	Aug 11, 2011 (218 d)
Richard Homer Brown	Spc other	Sunset Financial Services, Inc. other	Other	Oct 29, 2010	Nov 12, 2010
Peter Loomis Lovley	Securian Financial Services, Inc. other	Sunset Financial Services, Inc. other	Other	Apr 7, 2010	May 14, 2010 (37 d)
David Michael Suchland	Manning & Napier Advisory Advantage Company, LLC other	Sunset Financial Services, Inc. other	Other	Jan 22, 2010	Jan 12, 2011 (355 d)
Joel Courtney White	Insphere Securities, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Dec 1, 2009	Nov 25, 2009
Matthew Morrison Borders	Insphere Securities, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Dec 1, 2009	Nov 25, 2009
Mark S Durant	Edward Jones national BD	Sunset Financial Services, Inc. other	Other	Aug 19, 2009	Nov 12, 2009 (85 d)
Matt Schommer	Ameriprise Financial Services, LLC national BD	Sunset Financial Services, Inc. other	Other	May 7, 2009	Jan 11, 2011 (614 d)
Christopher Todd Chilcoat	Morgan Stanley & Co. LLC unclassified	Sunset Financial Services, Inc. other	Other	Apr 20, 2009	Jun 15, 2010 (421 d)
Vincent Leonard Ashley	Inner Harbor Asset Management unclassified	Sunset Financial Services, Inc. other	Other	Mar 24, 2009	Jan 8, 2010 (290 d)
Michael A Comperchio	Essex National Securities, Inc. other	Sunset Financial Services, Inc. other	Other	Jul 15, 2008	Aug 21, 2008 (37 d)
Tracy S Shinn	Pruco Securities, LLC other	Sunset Financial Services, Inc. other	Other	Jul 9, 2008	Aug 19, 2008 (41 d)
David Darrell Miller	Signator Investors, Inc. other	Sunset Financial Services, Inc. other	Other	Apr 10, 2008	Aug 1, 2008 (113 d)
Ryan Scott Strange	Uvest Financial Services Group, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Apr 4, 2008	Mar 30, 2010 (725 d)
Roderick Joseph Clark	New England Securities Corporation other	Sunset Financial Services, Inc. other	Other	Mar 24, 2008	May 8, 2008 (45 d)
Thomas Alan Ren	American Portfolios Advisors, Inc other	Sunset Financial Services, Inc. other	Other	Jul 31, 2007	Aug 14, 2007
Gordon L Willoughby	Dfc Investor Services unclassified	Sunset Financial Services, Inc. other	Other	Jul 2, 2007	Feb 15, 2008 (228 d)
Timothy Dale Elzinga	Fifth Third Securities, Inc. other	Sunset Financial Services, Inc. other	Other	Jun 13, 2007	Jan 22, 2010 (954 d)
Michael Paul Krouse	Osaic Fa, Inc. other	Sunset Financial Services, Inc. other	Other	Jun 8, 2007	May 7, 2008 (334 d)
Larry Dean Freie	Transamerica Financial Advisors, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Dec 31, 2006	Feb 1, 2007 (32 d)
Richard Joe Johannsen	Mustard Seed Financial state registered	Sunset Financial Services, Inc. other	Other	Apr 18, 2006	May 11, 2006
Loren Odell Camp	Cetera Advisor Networks LLC other	Sunset Financial Services, Inc. other	Other	Apr 7, 2006	Apr 7, 2006
Michael Charles Hoffman	Principal Securities, Inc. other	Sunset Financial Services, Inc. other	Other	Mar 3, 2006	Mar 7, 2006
Darryl Richard Wilson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sunset Financial Services, Inc. other	Other	Jun 14, 2005	Jun 22, 2005
Dax James Welsheimer	Valmark Advisers, Inc. other	Sunset Financial Services, Inc. other	Other	May 19, 2005	May 25, 2005
Dean Constantine Bruno Anast	Mutual Service Corporation unclassified	Sunset Financial Services, Inc. other	Other	Jan 14, 2005	Jun 19, 2006 (521 d)
Charles Lewis Cooper	The Master'S Financial Group, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Dec 17, 2004	Nov 30, 2004
John Robert Roessig	The Master'S Financial Group, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Dec 17, 2004	Nov 30, 2004
Steven T Ewen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sunset Financial Services, Inc. other	Other	Jun 28, 2004	Jul 27, 2004
Ryan Charles Beasley	First Command Financial Planning, Inc. other	Sunset Financial Services, Inc. other	Other	Oct 13, 2003	Aug 5, 2008 (1758 d)
Mark Ronald Matulia	Principal Securities, Inc. other	Sunset Financial Services, Inc. other	Other	Jul 28, 2003	Aug 7, 2003
Richard Lee Fangen	LPL Financial LLC other	Sunset Financial Services, Inc. other	Other	May 8, 2003	Apr 25, 2005 (718 d)
Sarvey Garcia Canella	Bcr Financial Services, LLC state registered	Sunset Financial Services, Inc. other	Other	Apr 1, 2003	Sep 26, 2003 (178 d)
Brandon Carl Papa	Cambridge Investment Research, Inc. unclassified	Sunset Financial Services, Inc. other	Other	Oct 21, 2002	Feb 29, 2008 (1957 d)

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46 moves match.