DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westpark Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barbara G. MeyersWoodbury Financial Services, Inc. BD affiliatedWestpark Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2022May 10, 2022
Jessica BarbeyWells Fargo Advisors wirehouseWestpark Capital, Inc. independent RIAWirehouse to independent RIAMar 22, 2022Jan 3, 2023 (287 d)
Patrick Hugh BurgdorfAdvice And Planning Services BD affiliatedWestpark Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 2, 2020
Jason Bryce VanclefVfg Advisors, Inc. otherWestpark Capital, Inc. otherOtherDec 31, 2018Oct 10, 2017
Kevin Francis HughesIndependent Financial Group, LLC BD affiliatedWestpark Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2018May 24, 2018
Jason Eric LuhanFreedom Investment Management, Inc. independent RIAWestpark Capital, Inc. independent RIARIA to RIAMay 10, 2018Jul 2, 2018 (53 d)
Daniel Vincent JoyceScf Investment Advisors, Inc. otherWestpark Capital, Inc. independent RIAOtherMar 22, 2018Jan 18, 2022 (1398 d)
Michael DiprimioOsaic Fa, Inc. otherWestpark Capital, Inc. otherOtherOct 24, 2017Oct 23, 2017
Andrew Courtice BagnallFirst Heartland Consultants, Inc. otherWestpark Capital, Inc. otherOtherMay 15, 2017May 25, 2017
Scot BarringerApplied Wealth Management, Inc. unclassifiedWestpark Capital, Inc. otherOtherMar 15, 2017Aug 1, 2016
Ray Wook KimNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherSep 1, 2016Jan 1, 2026 (3409 d)
Justin Matthew SmithNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherSep 1, 2016Aug 31, 2016
Edwin Tomohiro SuzukiNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherAug 8, 2016Jan 4, 2025 (3071 d)
Kristopher Charles KesslerNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherAug 2, 2016Jul 13, 2016
Curtis Jerald HabsiegerNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 28, 2016Jul 27, 2016
Richard Colby McfaddenNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Aug 9, 2016
Vikas GoelNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Jul 18, 2016
Austin Bickford KingNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Sep 12, 2016 (54 d)
David Bernard LevinsonNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherJul 20, 2016Mar 27, 2019 (980 d)
Syed Mohammed Ali FarooqProtected Investors Of America otherWestpark Capital, Inc. otherOtherMay 2, 2016Jan 17, 2017 (260 d)
Sarah M WisniewskiNational Planning Corporation ("Npc Of America" In Fl & Ny) otherWestpark Capital, Inc. independent RIAOtherDec 15, 2015Jun 5, 2018 (903 d)
Susan SajjadiNewport Coast Asset Management, Inc. no RAUMWestpark Capital, Inc. otherOtherApr 6, 2015Jul 19, 2016 (470 d)
Thomas Edward JandtNewport Coast Asset Management, Inc. no RAUMWestpark Capital, Inc. otherOtherApr 6, 2015Jul 18, 2016 (469 d)
Kathleen Ann CoveyNewport Coast Asset Management, Inc. no RAUMWestpark Capital, Inc. otherOtherApr 6, 2015Aug 16, 2016 (498 d)
David Harlan HatchJ.P. Morgan Securities LLC wirehouseWestpark Capital, Inc. otherOtherNov 5, 2014Jul 15, 2016 (618 d)
Sarah M WisniewskiStrategic Wealth Advisors Group otherWestpark Capital, Inc. otherOtherFeb 27, 2012Jan 18, 2012
Jason Lee McmurtryCiticorp Investment Services unclassifiedWestpark Capital, Inc. otherOtherFeb 15, 2005Jan 29, 2018 (4731 d)
Cynthia Marie AragonAmeriprise Financial Services, LLC national BDWestpark Capital, Inc. otherOtherAug 10, 2004Jun 16, 2011 (2501 d)
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28 moves match.