DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at B.B. Graham & Company, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Howard ZitoFhz Wealth Management, LLC unclassifiedB.B. Graham & Company, Inc. independent RIAOtherAug 17, 2026Aug 20, 2026
Gordana SchifanelliAllsource Wealth Management, LLC unclassifiedB.B. Graham & Company, Inc. independent RIAOtherDec 15, 2025Oct 28, 2025
Robert Bryan FitzpatrickL.M. Kohn & Company independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAOct 13, 2025Oct 31, 2025
John Francis ConwayL.M. Kohn & Company independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIASep 8, 2025Sep 4, 2025
Anil Kumar MadhyanamAmeriprise Financial Services, LLC national BDB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2025Nov 26, 2025 (105 d)
John Byron HamptonL.M. Kohn & Company independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAJul 1, 2025Jul 2, 2025
Irwin Bruce ScheinesonL.M. Kohn & Company independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAApr 16, 2025Apr 16, 2025
Sharon Kaye AdamsL.M. Kohn & Company independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAMar 4, 2025Mar 4, 2025
Larry James MirandaIc Advisory Services, Inc. BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2024Dec 10, 2024
David Alan RamosInternational Assets Investment Management, LLC BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2024Dec 3, 2024
Scott Edward EverhartMoloney Securities Asset Management LLC BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2024Nov 5, 2024
William Donald RamiresLPL Financial LLC BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2024Jun 11, 2024
Steven Vincent AndersonCrown Capital Securities, L.P. BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2024May 23, 2024
Steven Gustaf CarlsonCrown Capital Securities, L.P. BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2024Apr 16, 2024 (33 d)
Suzan Elizabeth ElderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseB.B. Graham & Company, Inc. independent RIAWirehouse to independent RIAMar 24, 2021Mar 22, 2021
Steven Richard ElderThornburg Investment Management Inc asset managerB.B. Graham & Company, Inc. independent RIAOtherJan 6, 2021Mar 22, 2021 (75 d)
Eduardo LariosU.S. Bancorp Advisors, LLC BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Sep 8, 2023 (1011 d)
Damien Joseph MoralesAmeritas Advisory Services BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2020Feb 3, 2020
John Walter MarshallRBC Capital Markets, LLC national BDB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2019Dec 2, 2019
George Nicolas GopiaoQuest Capital Strategies, Inc. independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAOct 8, 2019Oct 15, 2019
Jeffre Scott ReiningerWoodbury Financial Services, Inc. BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2019Sep 25, 2019
William Dean ByrdCapital Financial Services, Inc. independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAJul 31, 2019Sep 18, 2019 (49 d)
Thomas Frederick McginnisCapital Financial Services, Inc. independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAApr 22, 2019Apr 22, 2019
Todd Justin MannCapital Financial Services, Inc. independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAApr 22, 2019Apr 22, 2019
Kimberly A VaughnRBC Capital Markets, LLC national BDB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2019Mar 7, 2024 (1850 d)
Christopher John CoghlanRBC Capital Markets, LLC national BDB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Sep 28, 2018
Michael Joseph DellaportaFusion Analytics Investment Partners LLC independent RIAB.B. Graham & Company, Inc. independent RIARIA to RIAAug 13, 2018Aug 22, 2018
Leonard Dale WyssNewport Coast Asset Management otherB.B. Graham & Company, Inc. otherOtherSep 1, 2016Sep 8, 2016
Sheri A StrainNational Planning Corporation ("Npc Of America" In Fl & Ny) otherB.B. Graham & Company, Inc. independent RIAOtherJul 26, 2016May 10, 2018 (653 d)
Robert E NorthWoodbury Financial Services, Inc. otherB.B. Graham & Company, Inc. otherOtherFeb 5, 2016Apr 8, 2016 (63 d)
Matt Dale MaberryAlton Capital Management, Inc. otherB.B. Graham & Company, Inc. otherOtherDec 31, 2015Nov 30, 2015
Michael Allen BabcockAlton Capital Management, Inc. otherB.B. Graham & Company, Inc. otherOtherNov 25, 2015Nov 23, 2015
Randolph Cienega RodriguezAmerican Asset Advisory, LLC unclassifiedB.B. Graham & Company, Inc. otherOtherJan 12, 2015Feb 6, 2015
John Wayne BettfreundLPL Financial LLC otherB.B. Graham & Company, Inc. otherOtherJul 30, 2014Aug 26, 2014
Robert Edward KellyKrueger Brokerage Inc. unclassifiedB.B. Graham & Company, Inc. otherOtherApr 17, 2014Mar 24, 2014
Jeff J. KimSii Investments, Inc. otherB.B. Graham & Company, Inc. otherOtherJan 21, 2014Feb 5, 2014
Marie Elizabeth GodinezCambridge Investment Research Advisors, Inc. otherB.B. Graham & Company, Inc. independent RIAOtherFeb 6, 2013Dec 19, 2025 (4699 d)
Jin Huan LiMandarin Pacific Asset Management, LLC unclassifiedB.B. Graham & Company, Inc. otherOtherSep 17, 2012May 7, 2012
Alex Patner LukoffCambridge Investment Research Advisors, Inc. otherB.B. Graham & Company, Inc. otherOtherJan 19, 2012Jan 12, 2012
Douglas Brad CallenCuna Brokerage Services, Inc. otherB.B. Graham & Company, Inc. otherOtherNov 4, 2010Oct 29, 2010
Thomas Patrick EveslageNations Financial Group, Inc. otherB.B. Graham & Company, Inc. otherOtherAug 1, 2008Jul 31, 2008
Jonathan Edward RickFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherDec 31, 2007Dec 17, 2007
Timothy Joseph KeaneFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherSep 20, 2007Oct 3, 2007
Jason Thomas LongtinFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherSep 18, 2007Oct 3, 2007
Wendy Lesa Gipson-FitzpatrickFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherSep 12, 2007Oct 3, 2007
David Todd HardingFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherSep 12, 2007Oct 3, 2007
Steven Joseph AmicoFirst Midamerica Investment Corporation unclassifiedB.B. Graham & Company, Inc. otherOtherSep 12, 2007Oct 3, 2007
Vincent Paul GrimaldiBanc Of America Investment Services, Inc. unclassifiedB.B. Graham & Company, Inc. otherOtherOct 30, 2006Oct 3, 2007 (338 d)
Ernest Junior MiarsWealth Advisors, Inc. independent RIAB.B. Graham & Company, Inc. otherOtherDec 31, 2004Jun 14, 2011 (2356 d)
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49 moves match.