DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Oak Ridge Financial Services Group, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Samantha Jean Nelson	Edward Jones national BD	The Oak Ridge Financial Services Group, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 31, 2026	Apr 7, 2026
Derek Scott Mccready	LPL Enterprise, LLC BD affiliated	The Oak Ridge Financial Services Group, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2026	Mar 2, 2026
Amy M Leuma	Wealth Enhancement Advisory Services, LLC BD affiliated	The Oak Ridge Financial Services Group, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 4, 2025	Feb 12, 2026 (70 d)
Robert Raymond Boucher	Osaic Fa, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 29, 2024	Apr 29, 2024
William M Adamson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Oak Ridge Financial Services Group, Inc independent RIA	Wirehouse to independent RIA	Feb 6, 2024	Feb 2, 2024
Daniel Wayne Steffes	Hilltop Securities Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jul 5, 2023	Jun 5, 2023
Sarah M Wisniewski	Westpark Capital, Inc. independent RIA	The Oak Ridge Financial Services Group, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Mar 30, 2023	Mar 31, 2023
Erle Bean Savage	Regan Investments, Inc. other	The Oak Ridge Financial Services Group, Inc BD affiliated	Other	Mar 21, 2023	Sep 1, 2023 (164 d)
Thomas J Kirihara	Fidelity Personal And Workplace Advisors BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Dec 19, 2022	Dec 19, 2022
David Harold Finch	Ameriprise Financial Services, LLC national BD	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Nov 9, 2022	Nov 14, 2022
Peter Christopher King	Colliers Securities LLC independent RIA	The Oak Ridge Financial Services Group, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Aug 10, 2022	Jul 29, 2022
Courtney Leigh Cotter	Ameriprise Financial Services, LLC national BD	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	May 25, 2022	May 23, 2022
Steven Francis Kittay	UBS Financial Services Inc. wirehouse	The Oak Ridge Financial Services Group, Inc BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 10, 2022	Mar 30, 2022
Lora Nickel	Transamerica Retirement Advisors, LLC BD affiliated	The Oak Ridge Financial Services Group, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 15, 2020	Jan 29, 2024 (1140 d)
Matthew Pfaff	Ameriprise Financial Services, LLC national BD	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Nov 23, 2020	Nov 30, 2020
Timothy Peter Braun	RBC Capital Markets, LLC national BD	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Oct 20, 2020	Oct 9, 2020
Michael J Schumacher	U.S. Bancorp Investments, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jun 7, 2019	Jul 10, 2019 (33 d)
Darin Wayne Hargreaves	UBS Financial Services Inc. wirehouse	The Oak Ridge Financial Services Group, Inc BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 17, 2019	Sep 4, 2019 (140 d)
Sheri Lynn Rhyan	Lanark Financial, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Apr 1, 2019	Apr 15, 2019
David Kallman Paton	RBC Capital Markets, LLC national BD	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jan 22, 2019	Jan 24, 2019
David Jay Goldenberg	Feltl Advisors independent RIA	The Oak Ridge Financial Services Group, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Sep 21, 2018	Sep 18, 2018
Robert Eugene Long	Feltl Advisors independent RIA	The Oak Ridge Financial Services Group, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Sep 7, 2018	Aug 13, 2018
Joshua David Larson	U.S. Bancorp Investments, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Apr 24, 2018	Apr 16, 2018
Eric Jean Overvig	U.S. Bancorp Investments, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Affiliated broker-dealer or bank to another	Apr 17, 2018	Apr 16, 2018
Lisa Lerum	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Jun 16, 2017	Jul 18, 2017 (32 d)
Jeffrey Thomas Rathmanner	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Apr 25, 2017	May 15, 2017
Patrick Neal Lundy	U.S. Bancorp Investments, Inc. other	The Oak Ridge Financial Services Group, Inc other	Other	Apr 15, 2016	May 12, 2016
Douglas Everett Ollila	UBS Financial Services Inc. wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Apr 4, 2016	Mar 25, 2016
David Irwin	Bmo Harris Financial Advisors, Inc other	The Oak Ridge Financial Services Group, Inc other	Other	Mar 3, 2016	Feb 26, 2016
Garryl Weston Keel	Feltl Advisors other	The Oak Ridge Financial Services Group, Inc other	Other	Feb 3, 2016	Jan 5, 2016
Michael William Mullins	Jhs Capital Advisors, LLC other	The Oak Ridge Financial Services Group, Inc other	Other	Jul 30, 2015	Jun 30, 2015
Wendy Mae Meyer	Msi Financial Services, Inc. other	The Oak Ridge Financial Services Group, Inc other	Other	Apr 23, 2015	Jan 26, 2016 (278 d)
Jeffrey Lynn Green	Wells Fargo Advisors wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Oct 18, 2011	Mar 6, 2012 (140 d)
Terry Joseph Gries	Wells Fargo Advisors wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Nov 4, 2010	Nov 2, 2010
Crystal Michelle Soderlind	Eide Bailly Advisors, LLC other	The Oak Ridge Financial Services Group, Inc other	Other	May 5, 2010	May 5, 2010
Robert Ewing	Morgan Stanley wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Jun 10, 2009	Jun 9, 2009
Cynthia Kay Rost	UBS Financial Services Inc. wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	May 21, 2008	Mar 2, 2012 (1381 d)
Larissa Marie Pettit Stentz	UBS Financial Services Inc. wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	May 21, 2008	Mar 2, 2012 (1381 d)
Brian Paul Greenwell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Oak Ridge Financial Services Group, Inc other	Other	Jan 8, 2008	Apr 11, 2016 (3016 d)

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39 moves match.