DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at B. C. Ziegler And Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Nicholas James Corrente	J.P. Morgan Securities LLC wirehouse	B. C. Ziegler And Company other	Other	May 9, 2017	May 4, 2017
Kyle Francis Javes	Colliers Securities LLC other	B. C. Ziegler And Company other	Other	Feb 8, 2017	Feb 14, 2017
Elizabeth Andrea Allen	Ameriprise Financial Services, LLC national BD	B. C. Ziegler And Company other	Other	Dec 13, 2016	Jan 9, 2017
Joseph Henry Murphy	RBC Capital Markets, LLC national BD	B. C. Ziegler And Company other	Other	Feb 23, 2016	Feb 29, 2016
Kim I Marshall	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Jun 3, 2015	Jun 2, 2015
Ross David Cohen	Equitable Advisors, LLC national BD	B. C. Ziegler And Company other	Other	Jan 28, 2015	Feb 4, 2015
Scott Thomas Bewick	Zacks Investment Management, Inc. other	B. C. Ziegler And Company other	Other	Jul 16, 2014	Aug 12, 2014
Joel Robert Heffington	LPL Financial LLC other	B. C. Ziegler And Company other	Other	Apr 23, 2014	Aug 6, 2014 (105 d)
Geoffrey Brown	Morgan Stanley wirehouse	B. C. Ziegler And Company other	Other	Feb 26, 2014	Feb 20, 2014
John D Kampen	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Dec 20, 2013	Dec 13, 2013
Matthew John Andrews	J.P. Morgan Securities LLC wirehouse	B. C. Ziegler And Company other	Other	Nov 22, 2013	Jul 1, 2014 (221 d)
Mark J Wyrobek	Edward Jones national BD	B. C. Ziegler And Company other	Other	Sep 3, 2013	Nov 11, 2014 (434 d)
James Carroll Quinn	Athenainvest Advisors LLC other	B. C. Ziegler And Company other	Other	Aug 2, 2013	Jul 11, 2013
Michael P. Ryan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. C. Ziegler And Company other	Other	Jul 23, 2013	Aug 7, 2013
Marcia Marie Secor	Financial Telesis, Inc. other	B. C. Ziegler And Company other	Other	Apr 12, 2013	May 7, 2013
Brian Charles Kilczewski	Ameriprise Financial Services, LLC national BD	B. C. Ziegler And Company other	Other	Apr 9, 2013	May 6, 2013
Chadwick Michael Schloesser	Edward Jones national BD	B. C. Ziegler And Company other	Other	Dec 4, 2012	Dec 7, 2012
Jacob William Bain	Edward Jones national BD	B. C. Ziegler And Company other	Other	Oct 22, 2012	Nov 28, 2012 (37 d)
Emiliano Rios Caban	Fifth Third Securities, Inc. other	B. C. Ziegler And Company other	Other	Oct 4, 2012	Oct 10, 2012
Louis Portnoy	RBC Capital Markets, LLC national BD	B. C. Ziegler And Company other	Other	Sep 13, 2012	Aug 31, 2012
Thomas R Kirby	Morgan Stanley wirehouse	B. C. Ziegler And Company other	Other	Sep 11, 2012	Sep 11, 2012
Melissa Ann Kelpsch	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Oct 17, 2011	Oct 27, 2011
Lay Carl Rosenheimer	Robert W. Baird & Co. Incorporated other	B. C. Ziegler And Company other	Other	Oct 5, 2011	Sep 27, 2013 (723 d)
Traci Jeanine Bryson	Northwestern Mutual Investment Services,LLC other	B. C. Ziegler And Company other	Other	Aug 15, 2011	Aug 15, 2011
John Helme Dunn	Fiduciary Asset Management LLC other	B. C. Ziegler And Company other	Other	Jul 25, 2011	Jul 28, 2011
Paul A Hees	LPL Financial LLC other	B. C. Ziegler And Company other	Other	Jul 25, 2011	Jul 18, 2011
Jay Allan Bendesky	Morgan Stanley wirehouse	B. C. Ziegler And Company other	Other	May 12, 2011	Mar 19, 2012 (312 d)
Timothy Bernhard Kauk	Edward Jones national BD	B. C. Ziegler And Company other	Other	Sep 13, 2010	Nov 15, 2010 (63 d)
Susan Claywell	Td Ameritrade, Inc. no RAUM	B. C. Ziegler And Company other	Other	Aug 23, 2010	Aug 24, 2010
Mario Frank Frisella	LPL Financial LLC other	B. C. Ziegler And Company other	Other	Aug 4, 2010	Aug 2, 2010
Lindsay Jo Dockter-Holub	Securities America Advisors, Inc. other	B. C. Ziegler And Company other	Other	Jul 30, 2010	Aug 12, 2010
Lauren D. Nadler	Morgan Stanley wirehouse	B. C. Ziegler And Company other	Other	Feb 1, 2010	Feb 1, 2010
Nathan T Farr	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. C. Ziegler And Company other	Other	Nov 11, 2009	Nov 9, 2009
Charles Leroy Butler	Chase Investment Services Corp. other	B. C. Ziegler And Company other	Other	Oct 19, 2009	Oct 26, 2009
Steven Louis Zimmermann	Allspring Funds Management, LLC other	B. C. Ziegler And Company other	Other	Jul 20, 2009	Jun 26, 2009
Christopher Manion Brennan	Allspring Funds Management, LLC other	B. C. Ziegler And Company other	Other	Jul 20, 2009	Jun 26, 2009
Jennifer Ann Spiece	Allspring Funds Management, LLC other	B. C. Ziegler And Company other	Other	Jun 29, 2009	Jun 26, 2009
Angela Marie Johnson	Allspring Funds Management, LLC other	B. C. Ziegler And Company other	Other	Jun 29, 2009	Jun 26, 2009
Andrew H Bloom	Morgan Stanley wirehouse	B. C. Ziegler And Company other	Other	Jun 23, 2009	Jun 12, 2009
Bradley James Wehner	Ameriprise Financial Services, LLC national BD	B. C. Ziegler And Company other	Other	May 27, 2009	Oct 6, 2009 (132 d)
Steven Michael Luterbach	Allspring Funds Management, LLC other	B. C. Ziegler And Company other	Other	May 12, 2009	Jun 12, 2009 (31 d)
James Ellis Brewer	Ameriprise Financial Services, LLC national BD	B. C. Ziegler And Company other	Other	Feb 25, 2009	Feb 23, 2009
Syed Mohammed Ali Farooq	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. C. Ziegler And Company other	Other	Jan 5, 2009	Feb 25, 2009 (51 d)
Andrew J Bransky	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Jan 3, 2008	Sep 30, 2009 (636 d)
Willard Eldon Bransky	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Jan 3, 2008	Sep 30, 2009 (636 d)
Todd A Metcalf	Robert W. Baird & Co. Incorporated other	B. C. Ziegler And Company other	Other	Jun 19, 2007	Jun 18, 2007
Nicholas Charles Bauer	Wolf Financial Management, LLC other	B. C. Ziegler And Company other	Other	Apr 15, 2005	Apr 12, 2005
Jason James Crouch	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. C. Ziegler And Company other	Other	Aug 30, 2004	Sep 1, 2004
Derek Joseph Pawlak	Heartland Advisors, Inc. other	B. C. Ziegler And Company other	Other	Dec 2, 2002	Nov 8, 2002
Justin Nicholas Frys	Wells Fargo Advisors wirehouse	B. C. Ziegler And Company other	Other	Oct 10, 2002	Dec 3, 2013 (4072 d)

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50 moves match.