DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “J.P. MORGAN SECURITIES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. national BD | Pasadena, Ca | 27 | 5 | 4 | +1 | 15% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | Spokane, Wa | 27 | 2 | 4 | -2 | 15% | 1 | ||
| OSAIC WEALTH, INC. BD affiliated | Austin, Tx | 26 | 2 | 4 | -2 | 15% | 1 | 1 | |
| A••••• W••••• M••••••••• independent RIA | Rogers, Ar | 26 | 2 | 4 | -2 | 15% | |||
| L•• F•••••••• L•• BD affiliated | Murfreesboro, Tn | 25 | 1 | 4 | -3 | 16% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Maple Grove, Mn | 25 | 1 | 4 | -3 | 16% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Raleigh, Nc | 24 | 3 | 4 | -1 | 17% | 1 | ||
| M••••••• C••••• W••••• S•••••••• I••• independent RIA | Wheeling, Wv · principal | 24 | 1 | 4 | -3 | 17% | 1 | ||
| H••• S••••••••• •••• I••• BD affiliated | Beverly Hills, Ca | 24 | 5 | 4 | +1 | 17% | |||
| W•••• F•••• A••••••• wirehouse | Little Rock, Ar | 24 | 1 | 4 | -3 | 17% | 1 | ||
| C••••••••• F•••••••• independent RIA | Columbia, Mo · principal | 24 | 8 | 4 | +4 | 17% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Lehi, Ut | 23 | 7 | 4 | +3 | 17% | |||
| P•••••••• S••••••••• I••• BD affiliated | Atlanta, Ga | 23 | 7 | 4 | +3 | 17% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Denver, Co | 22 | 3 | 4 | -1 | 18% | |||
| J••• M••••• S••••••••• L•• wirehouse | Frisco, Tx | 22 | 6 | 4 | +2 | 18% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Cleveland, Oh | 22 | 1 | 4 | -3 | 18% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Sarasota, Fl | 22 | 6 | 4 | +2 | 18% | |||
| F•••• F••••••••• A••••••• independent RIA | Irvine, Ca · principal | 21 | 5 | 4 | +1 | 19% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Houston, Tx | 21 | 4 | 4 | 0 | 19% | |||
| F••••••• S••••••••• I••• independent RIA | New York, Ny · principal | 21 | 5 | 4 | +1 | 19% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Richmond, Va | 21 | 1 | 4 | -3 | 19% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Fort Myers, Fl | 19 | 1 | 4 | -3 | 21% | |||
| O•••• W•••••• I••• BD affiliated | Fond Du Lac, Wi | 19 | 1 | 4 | -3 | 21% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Plano, Tx | 19 | 2 | 4 | -2 | 21% | 1 | ||
| P••••••••• W••••• A••••••• independent RIA | Fort Lauderdale, Fl · principal | 18 | 1 | 4 | -3 | 22% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Bellingham, Wa | 18 | 1 | 4 | -3 | 22% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Leawood, Ks | 18 | 1 | 4 | -3 | 22% | |||
| E••••• J•••• national BD | Sacramento, Ca | 18 | 3 | 4 | -1 | 22% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Canfield, Oh | 18 | 1 | 4 | -3 | 22% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Wichita, Ks | 18 | 1 | 4 | -3 | 22% | 1 | ||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Quad Cities, Ia | 17 | 1 | 4 | -3 | 24% | 1 | ||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Nashville, Tn | 17 | 4 | 4 | 0 | 24% | |||
| C••••••••• F•••••••• N•••••• national BD | Pittsford, Ny | 17 | 1 | 4 | -3 | 24% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Portland, Or | 17 | 7 | 4 | +3 | 24% | |||
| C•• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 16 | 2 | 4 | -2 | 25% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Greensboro, Nc | 15 | 0 | 4 | -4 | 27% | 2 | ||
| W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• independent RIA | Tampa, Fl · principal | 14 | 6 | 4 | +2 | 29% | |||
| L•• F•••••••• L•• BD affiliated | Amarillo, Tx | 14 | 4 | 4 | 0 | 29% | 2 | 1 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | Ocala, Fl | 14 | 0 | 4 | -4 | 29% | 1 | ||
| K•••••• F•••••••• G••••• L•• independent RIA | Peoria, Az · principal | 14 | 5 | 4 | +1 | 29% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Green Bay, Wi | 14 | 8 | 4 | +4 | 29% | 1 | 1 | |
| W•••• F•••• A••••••• wirehouse | Cleveland, Oh | 14 | 0 | 4 | -4 | 29% | 1 | ||
| L•• F•••••••• L•• BD affiliated | West Palm Beach, Fl | 14 | 1 | 4 | -3 | 29% | 1 | ||
| P•••••••• S••••••••• I••• BD affiliated | Phoenix, Az | 13 | 3 | 4 | -1 | 31% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Arlington, Tx | 13 | 1 | 4 | -3 | 31% | |||
| A•• F•••••••• A•••••••• L•• independent RIA | Rockledge, Fl · principal | 13 | 4 | 4 | 0 | 31% | 1 | ||
| C••••••• independent RIA | Coppell, Tx · principal | 13 | 3 | 4 | -1 | 31% | |||
| A••• I•••••• I•• independent RIA | Las Vegas, Nv · principal | 13 | 1 | 4 | -3 | 31% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fairfield, Ct | 13 | 1 | 4 | -3 | 31% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Johnstown, Pa | 13 | 1 | 4 | -3 | 31% | 2 | ||
| C•••••• A••••••• BD affiliated | Fort Washington, Pa · principal | 12 | 1 | 4 | -3 | 33% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Mount Laurel, Nj | 12 | 1 | 4 | -3 | 33% | 1 | ||
| C•••• F•••••••• A••••••• independent RIA | Portland, Or · principal | 11 | 2 | 4 | -2 | 36% | 1 | ||
| W•••• F•••• A••••••• wirehouse | La Jolla, Ca | 11 | 3 | 4 | -1 | 36% | 1 | ||
| T••••••• A••••••• independent RIA | Greenville, Sc · principal | 11 | 4 | 4 | 0 | 36% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Redding, Ca | 11 | 1 | 4 | -3 | 36% | 1 | ||
| K• C•••••• M••••••••• L•• independent RIA | Saint Francisville, La · principal | 10 | 1 | 4 | -3 | 40% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Poughkeepsie, Ny | 10 | 1 | 4 | -3 | 40% | 1 | ||
| A••••• A••••••• independent RIA | Logan, Ut · principal | 9 | 1 | 4 | -3 | 44% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | Westborough, Ma | 9 | 2 | 4 | -2 | 44% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.