DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “NEUBERGER BERMAN BD LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC BD affiliated | Tampa, Fl | 32 | 6 | 2 | +4 | 6.3% | |||
| EQUITABLE ADVISORS, LLC national BD | Cincinnati, Oh | 32 | 8 | 2 | +6 | 6.3% | |||
| EDWARD JONES national BD | Saint Louis, Mo | 32 | 2 | 2 | 0 | 6.3% | |||
| E••••• J•••• national BD | Las Vegas, Nv | 32 | 3 | 2 | +1 | 6.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Westfield, Nj | 32 | 0 | 2 | -2 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Princeton, Nj | 32 | 6 | 2 | +4 | 6.3% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Houston, Tx | 32 | 2 | 2 | 0 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Richardson, Tx | 32 | 1 | 2 | -1 | 6.3% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Cincinnati, Oh | 32 | 2 | 2 | 0 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Irvine, Ca | 32 | 4 | 2 | +2 | 6.3% | 1 | ||
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIA | Golden Valley, Mn · principal | 32 | 3 | 2 | +1 | 6.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Knoxville, Tn | 32 | 4 | 2 | +2 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Riverside, Ca | 31 | 2 | 2 | 0 | 6.5% | 1 | ||
| M••••• S•••••• wirehouse | Fairfield, Ct | 31 | 2 | 2 | 0 | 6.5% | |||
| Q••••• W•••• A•••••••• L•• independent RIA | Chicago, Il · principal | 31 | 22 | 2 | +20 | 6.5% | |||
| W•••• F•••• A••••••• wirehouse | Wyomissing, Pa | 31 | 2 | 2 | 0 | 6.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Clayton, Mo | 31 | 1 | 2 | -1 | 6.5% | |||
| B•••••••• F•••••••• M••••••••• I•• other | New York, Ny · principal | 31 | 0 | 2 | -2 | 6.5% | |||
| E••••• J•••• national BD | Mckinney, Tx | 31 | 2 | 2 | 0 | 6.5% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Denver, Co | 31 | 5 | 2 | +3 | 6.5% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Warwick, Ri | 31 | 12 | 2 | +10 | 6.5% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Philadelphia, Pa | 31 | 3 | 2 | +1 | 6.5% | |||
| S•••••• S••••••••• I••• BD affiliated | Port Charlotte, Fl | 31 | 2 | 2 | 0 | 6.5% | |||
| E••••• J•••• national BD | Columbia, Sc | 31 | 2 | 2 | 0 | 6.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Asheville, Nc | 31 | 1 | 2 | -1 | 6.5% | |||
| W•••• F•••• A••••••• wirehouse | Lakewood, Co | 31 | 3 | 2 | +1 | 6.5% | |||
| B•••••• I••••••••• M••••••••• I•• mixed wealth | Omaha, Ne · principal | 31 | 4 | 2 | +2 | 6.5% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Alpharetta, Ga | 31 | 4 | 2 | +2 | 6.5% | |||
| E•••••••• A•••••••• L•• national BD | Tampa, Fl | 31 | 7 | 2 | +5 | 6.5% | |||
| S••••• W••••• A•••••••• I••• no RAUM | Chicago, Il | 31 | 13 | 2 | +11 | 6.5% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Charlotte, Nc | 31 | 3 | 2 | +1 | 6.5% | |||
| L•• F•••••••• L•• BD affiliated | Stuart, Fl | 30 | 5 | 2 | +3 | 6.7% | 1 | 1 | |
| M••••• S•••••• wirehouse | Franklin, Tn | 30 | 3 | 2 | +1 | 6.7% | |||
| A•••••••• F•••••••• G•••• independent RIA | Pittsburgh, Pa · principal | 30 | 2 | 2 | 0 | 6.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Birmingham, Al | 30 | 1 | 2 | -1 | 6.7% | 1 | ||
| N••••••• T•••• I••••••••• I••••••••• asset manager | Chicago, Il · principal | 30 | 2 | 2 | 0 | 6.7% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Las Vegas, Nv | 30 | 6 | 2 | +4 | 6.7% | |||
| M•••••• BD affiliated | Los Angeles, Ca | 30 | 8 | 2 | +6 | 6.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | The Woodlands, Tx | 30 | 2 | 2 | 0 | 6.7% | |||
| F•••••••• independent RIA | Austin, Tx · principal | 30 | 11 | 2 | +9 | 6.7% | |||
| X• A••••••• U•• I••• other | Miami, Fl · principal | 30 | 6 | 2 | +4 | 6.7% | |||
| D••••• independent RIA | San Diego, Ca · principal | 30 | 9 | 2 | +7 | 6.7% | |||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Waukesha, Wi | 30 | 3 | 2 | +1 | 6.7% | 1 | ||
| R••••••••• I••••••••• G••••• L•• mixed wealth | Richmond, Va · principal | 30 | 5 | 2 | +3 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Frisco, Tx | 30 | 3 | 2 | +1 | 6.7% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | Melville, Ny | 30 | 11 | 2 | +9 | 6.7% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Centennial, Co | 30 | 7 | 2 | +5 | 6.7% | |||
| E•••• F•••••••• G••••• L•• independent RIA | King Of Prussia, Pa · principal | 30 | 7 | 2 | +5 | 6.7% | |||
| J••• F•••••••• A•••••••• L•• independent RIA | Bloomington, Mn · principal | 30 | 2 | 2 | 0 | 6.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Frisco, Tx | 29 | 7 | 2 | +5 | 6.9% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Virginia Beach, Va | 29 | 7 | 2 | +5 | 6.9% | 1 | 2 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Canton, Oh | 29 | 1 | 2 | -1 | 6.9% | |||
| D••••••••• L•• independent RIA | Wilmington, De · principal | 29 | 13 | 2 | +11 | 6.9% | |||
| L•• F•••••••• L•• BD affiliated | Tyler, Tx | 29 | 6 | 2 | +4 | 6.9% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Dallas, Tx | 29 | 14 | 2 | +12 | 6.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Lakewood Ranch, Fl | 29 | 5 | 2 | +3 | 6.9% | |||
| W•••• F•••• A••••••• wirehouse | Williamsville, Ny | 29 | 1 | 2 | -1 | 6.9% | |||
| L•• F•••••••• L•• BD affiliated | Bellingham, Wa | 29 | 3 | 2 | +1 | 6.9% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Garden City, Ny | 29 | 2 | 2 | 0 | 6.9% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Erie, Pa | 29 | 4 | 2 | +2 | 6.9% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.