DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “ONEAMERICA SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. wirehouse | Philadelphia, Pa | 84 | 11 | 1 | +10 | 1.2% | |||
| MORGAN STANLEY wirehouse | Clayton, Mo | 84 | 3 | 1 | +2 | 1.2% | |||
| ONEASCENT FINANCIAL SERVICES LLC independent RIA | Birmingham, Al · principal | 84 | 17 | 1 | +16 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Tempe, Az | 84 | 36 | 1 | +35 | 1.2% | |||
| C••••• P••••••• L•• independent RIA | Louisville, Ky | 83 | 12 | 1 | +11 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Madison, Wi | 83 | 7 | 1 | +6 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Syracuse, Ny | 83 | 4 | 1 | +3 | 1.2% | |||
| W•••• F•••• A••••••• wirehouse | Palm Beach, Fl | 83 | 14 | 1 | +13 | 1.2% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Fort Lee, Nj | 83 | 9 | 1 | +8 | 1.2% | |||
| C••••• P••••••• R••••••••• P••• C••••••••• institutional | New York, Ny · principal | 82 | 13 | 1 | +12 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Portland, Or | 82 | 27 | 1 | +26 | 1.2% | 1 | ||
| S•••••••• A••••••• L•• brokerage advisory | Scottsdale, Az | 82 | 9 | 1 | +8 | 1.2% | |||
| M••••• S•••••• wirehouse | Philadelphia, Pa | 80 | 5 | 1 | +4 | 1.3% | |||
| S•••••••• A••••••• L•• brokerage advisory | Southlake, Tx | 79 | 9 | 1 | +8 | 1.3% | |||
| R•• C•••••• M••••••• L•• national BD | Vienna, Va | 79 | 11 | 1 | +10 | 1.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Garden City, Ny | 79 | 14 | 1 | +13 | 1.3% | |||
| M••••• S•••••• wirehouse | La Jolla, Ca | 78 | 9 | 1 | +8 | 1.3% | |||
| L•• F•••••••• L•• BD affiliated | Boca Raton, Fl | 78 | 15 | 1 | +14 | 1.3% | 1 | ||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Atlanta, Ga | 78 | 12 | 1 | +11 | 1.3% | |||
| W•••• F•••• A••••••• wirehouse | Newport Beach, Ca | 78 | 12 | 1 | +11 | 1.3% | 2 | ||
| S•••••••• A••••••• L•• brokerage advisory | Aurora, Co | 78 | 17 | 1 | +16 | 1.3% | |||
| I•••••• A•••••••• L•• independent RIA | Meridian, Id · principal | 77 | 28 | 1 | +27 | 1.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Louisville, Ky | 77 | 12 | 1 | +11 | 1.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Walnut Creek, Ca | 76 | 5 | 1 | +4 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tucson, Az | 76 | 9 | 1 | +8 | 1.3% | |||
| L•• F•••••••• L•• BD affiliated | Westlake Village, Ca | 75 | 6 | 1 | +5 | 1.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Bellevue, Wa | 75 | 10 | 1 | +9 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pittsford, Ny | 75 | 3 | 1 | +2 | 1.3% | |||
| W•••• F•••• A••••••• wirehouse | Washington, Dc | 75 | 6 | 1 | +5 | 1.3% | |||
| M••••• S•••••• wirehouse | Rochester, Ny | 74 | 2 | 1 | +1 | 1.4% | |||
| C••••••• P•••••••• I••• independent RIA | New York, Ny · principal | 74 | 11 | 1 | +10 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | La Jolla, Ca | 73 | 2 | 1 | +1 | 1.4% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Fountain Valley, Ca | 72 | 10 | 1 | +9 | 1.4% | |||
| H•••••••• A•••••••• L•• BD affiliated | New York, Ny | 71 | 9 | 1 | +8 | 1.4% | |||
| B••••••••• P••••••• independent RIA | Waltham, Ma · principal | 71 | 15 | 1 | +14 | 1.4% | |||
| L•• F•••••••• L•• BD affiliated | Brookfield, Wi | 70 | 11 | 1 | +10 | 1.4% | |||
| M•• S••••••••• L•• no RAUM | Boston, Ma | 70 | 6 | 1 | +5 | 1.4% | |||
| C•••••• S••••••••• M••••••••• I••• BD affiliated | Glen Allen, Va · principal | 70 | 4 | 1 | +3 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Greenwood Village, Co | 70 | 5 | 1 | +4 | 1.4% | |||
| L•• F•••••••• L•• BD affiliated | Los Angeles, Ca | 69 | 13 | 1 | +12 | 1.4% | 1 | ||
| B•• F•••••••• A••••••• bank affiliated | Tulsa, Ok · principal | 69 | 5 | 1 | +4 | 1.4% | |||
| R•• C•••••• M••••••• L•• national BD | Houston, Tx | 69 | 11 | 1 | +10 | 1.4% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Palo Alto, Ca | 69 | 13 | 1 | +12 | 1.4% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Naples, Fl | 69 | 7 | 1 | +6 | 1.4% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Lincoln, Ne · principal | 68 | 7 | 1 | +6 | 1.5% | |||
| W•••• F•••• A••••••• BD affiliated | Melville, Ny | 68 | 29 | 1 | +28 | 1.5% | 2 | ||
| C••• I••••••••• A••••••• S•••••••• L•• institutional | Cleveland, Oh · principal | 67 | 7 | 1 | +6 | 1.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Rochester, Ny | 67 | 6 | 1 | +5 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tulsa, Ok | 67 | 6 | 1 | +5 | 1.5% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Dallas, Tx | 67 | 6 | 1 | +5 | 1.5% | |||
| M••••• S•••••• wirehouse | Pepper Pike, Oh | 67 | 2 | 1 | +1 | 1.5% | |||
| C••• P•••••• W••••• A•••••••• I••• bank affiliated | Chicago, Il · principal | 66 | 5 | 1 | +4 | 1.5% | |||
| A•••• W••••• M••••••••• L•• independent RIA | Omaha, Ne · principal | 66 | 21 | 1 | +20 | 1.5% | |||
| P•••••••• A••••••• BD affiliated | Cincinnati, Oh | 66 | 3 | 1 | +2 | 1.5% | |||
| M••••• S•••••• wirehouse | Oakland, Ca | 66 | 2 | 1 | +1 | 1.5% | |||
| O•••• W•••••• I••• BD affiliated | San Diego, Ca | 66 | 4 | 1 | +3 | 1.5% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Summit, Nj | 66 | 2 | 1 | +1 | 1.5% | 1 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Frontenac, Mo | 65 | 3 | 1 | +2 | 1.5% | |||
| F•••• T•••• A••••••• L• asset manager | Austin, Tx | 65 | 11 | 1 | +10 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Minneapolis, Mn | 65 | 4 | 1 | +3 | 1.5% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.