DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “ONEAMERICA SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| NORTHCOAST RESEARCH PARTNERS, LLC state registered | Cleveland, Oh · principal | 21 | 5 | 1 | +4 | 4.8% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Spring, Tx | 21 | 4 | 1 | +3 | 4.8% | |||
| CHARLES SCHWAB & CO., INC. brokerage advisory | Troy, Mi | 21 | 5 | 1 | +4 | 4.8% | |||
| MORGAN STANLEY wirehouse | Ormond Beach, Fl | 21 | 1 | 1 | 0 | 4.8% | |||
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. BD affiliated | Columbus, Oh | 21 | 1 | 1 | 0 | 4.8% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Overland Park, Ks | 21 | 2 | 1 | +1 | 4.8% | |||
| L•• F•••••••• L•• BD affiliated | St George, Ut | 21 | 2 | 1 | +1 | 4.8% | |||
| B••••• G••••• A•••••• N••••••• L•• independent RIA | Atlanta, Ga · principal | 21 | 0 | 1 | -1 | 4.8% | |||
| T••••••••• C••••••• L•• asset manager | Lehi, Ut · principal | 21 | 6 | 1 | +5 | 4.8% | |||
| C••••••••• I••••••••• A•••••••• L•• independent RIA | Houston, Tx | 21 | 16 | 1 | +15 | 4.8% | 3 | ||
| M••••• S•••••• wirehouse | Ann Arbor, Mi | 21 | 2 | 1 | +1 | 4.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Downers Grove, Il | 21 | 3 | 1 | +2 | 4.8% | |||
| E••••• J•••• national BD | Bellingham, Wa | 21 | 1 | 1 | 0 | 4.8% | |||
| M•••••• W••••• M••••••••• L•• independent RIA | Fort Wayne, In · principal | 21 | 6 | 1 | +5 | 4.8% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Montvale, Nj | 21 | 1 | 1 | 0 | 4.8% | |||
| E••••• J•••• national BD | Colleyville, Tx | 21 | 2 | 1 | +1 | 4.8% | |||
| E••••• J•••• national BD | Evansville, In | 21 | 1 | 1 | 0 | 4.8% | |||
| W•••• F•••• A••••••• wirehouse | Mission Viejo, Ca | 21 | 1 | 1 | 0 | 4.8% | |||
| E••••• J•••• national BD | Abilene, Tx | 21 | 0 | 1 | -1 | 4.8% | |||
| S•••••• W••••• P•••••••• L•• BD affiliated | Scottsdale, Az | 21 | 1 | 1 | 0 | 4.8% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Guilford, Ct | 21 | 1 | 1 | 0 | 4.8% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Everett, Wa | 21 | 2 | 1 | +1 | 4.8% | |||
| H••• S••••••••• •••• I••• bank affiliated | San Francisco, Ca | 21 | 7 | 1 | +6 | 4.8% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Virginia Beach, Va | 21 | 0 | 1 | -1 | 4.8% | |||
| L•• F•••••••• L•• BD affiliated | San Ramon, Ca | 21 | 3 | 1 | +2 | 4.8% | 1 | ||
| R•• C•••••• M••••••• L•• national BD | Arlington, Va | 21 | 3 | 1 | +2 | 4.8% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | New York, Ny | 21 | 5 | 1 | +4 | 4.8% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Bellevue, Wa | 21 | 2 | 1 | +1 | 4.8% | |||
| L•• F•••••••• L•• BD affiliated | Saratoga Springs, Ny | 21 | 9 | 1 | +8 | 4.8% | 2 | ||
| O•••• I••••••••• I••• BD affiliated | New York, Ny | 21 | 2 | 1 | +1 | 4.8% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Toledo, Oh | 21 | 0 | 1 | -1 | 4.8% | |||
| E•••••••• A•••••••• L•• BD affiliated | Carmel, In | 21 | 5 | 1 | +4 | 4.8% | |||
| T••••••• I••••••••• M••••••••• institutional | Madison, Wi · principal | 21 | 1 | 1 | 0 | 4.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Peoria, Az | 21 | 3 | 1 | +2 | 4.8% | |||
| F••••• V••••• independent RIA | Greenville, Sc · principal | 20 | 4 | 1 | +3 | 5.0% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Pittsford, Ny | 20 | 4 | 1 | +3 | 5.0% | |||
| D•••••• A•••••••• G•••• • W••••• other | Dallas, Tx · principal | 20 | 14 | 1 | +13 | 5.0% | |||
| J••• M••••• S••••••••• L•• wirehouse | Long Beach, Ca | 20 | 3 | 1 | +2 | 5.0% | |||
| M••••• S•••••• wirehouse | Medford, Or | 20 | 1 | 1 | 0 | 5.0% | |||
| O•••• W•••••• I••• BD affiliated | Fort Wayne, In | 20 | 2 | 1 | +1 | 5.0% | |||
| S•••••••• W••••• P•••••••• L••• independent RIA | Independence, Oh · principal | 20 | 3 | 1 | +2 | 5.0% | |||
| O•••• W•••••• I••• BD affiliated | Boston, Ma | 20 | 8 | 1 | +7 | 5.0% | 2 | ||
| M••••• G••••• A••••••• I••• independent RIA | Newport Beach, Ca | 20 | 4 | 1 | +3 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Morristown, Nj | 20 | 2 | 1 | +1 | 5.0% | |||
| C•••••• A••••••• BD affiliated | Getzville, Ny | 20 | 0 | 1 | -1 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Laguna Niguel, Ca | 20 | 1 | 1 | 0 | 5.0% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Webster, Tx | 20 | 4 | 1 | +3 | 5.0% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Pittsburgh, Pa | 20 | 6 | 1 | +5 | 5.0% | 1 | ||
| U••• B•••••• A•••••••• L•• bank affiliated | Tempe, Az | 20 | 12 | 1 | +11 | 5.0% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Pittsburgh, Pa | 20 | 1 | 1 | 0 | 5.0% | |||
| E••••• P•••••• W•••••• L•• independent RIA | Los Angeles, Ca · principal | 20 | 12 | 1 | +11 | 5.0% | 2 | ||
| C•••••• independent RIA | Tulsa, Ok | 20 | 20 | 1 | +19 | 5.0% | |||
| R•• F•••••••• A••••••• I•• independent RIA | Philadelphia, Pa · principal | 20 | 5 | 1 | +4 | 5.0% | |||
| E•••• S••••••••• L•• BD affiliated | Irvine, Ca | 20 | 3 | 1 | +2 | 5.0% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Naples, Fl | 20 | 0 | 1 | -1 | 5.0% | |||
| M•••••• I••••••••• A•••••••• L•• platform/SMA | M••••••, Wi · principal | 20 | 2 | 1 | +1 | 5.0% | |||
| S•••••••• A••••••• L•• brokerage advisory | Reno, Nv | 20 | 3 | 1 | +2 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Fairhope, Al | 20 | 1 | 1 | 0 | 5.0% | |||
| F•••• T•••• S••••••••• I••• bank affiliated | Charlotte, Nc | 20 | 0 | 1 | -1 | 5.0% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Chicago, Il | 20 | 4 | 1 | +3 | 5.0% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.