DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK national BD | Marblehead, Ma | 8 | 0 | 1 | -1 | 13% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Hendersonville, Nc | 8 | 0 | 1 | -1 | 13% | 1 | ||
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC BD affiliated | Hays, Ks | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Prescott, Az | 8 | 1 | 1 | 0 | 13% | |||
| D•••••• C•••••• C••••••••• independent RIA | Denver, Co · principal | 8 | 1 | 1 | 0 | 13% | |||
| C••••••••• F•••••••• N•••••• national BD | Lancaster, Pa | 8 | 2 | 1 | +1 | 13% | |||
| L••••• F•••••••• G•••• independent RIA | Des Moines, Ia · principal | 8 | 0 | 1 | -1 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Clearfield, Ut | 8 | 1 | 1 | 0 | 13% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Brea, Ca | 8 | 2 | 1 | +1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Suwanee, Ga | 8 | 2 | 1 | +1 | 13% | 1 | ||
| B••••• P••••• A•••••••• L•• independent RIA | Pasadena, Ca | 8 | 0 | 1 | -1 | 13% | |||
| E••••• J•••• national BD | Irvine, Ca | 8 | 3 | 1 | +2 | 13% | |||
| E•••• A••••••••• L•• mixed wealth | Austin, Tx · principal | 8 | 2 | 1 | +1 | 13% | |||
| P•• W••••• M••••••••• bank affiliated | Jacksonville, Fl | 8 | 1 | 1 | 0 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Columbus, Ga | 8 | 1 | 1 | 0 | 13% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Perrysburg, Oh | 8 | 2 | 1 | +1 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Salt Lake City, Ut | 8 | 0 | 1 | -1 | 13% | |||
| E••••• J•••• national BD | Fort Smith, Ar | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Flagstaff, Az | 8 | 0 | 1 | -1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Chillicothe, Oh | 8 | 0 | 1 | -1 | 13% | 1 | ||
| U•••••• W••••• P••••••• independent RIA | Jacksonville Beach, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Albany, Or | 8 | 0 | 1 | -1 | 13% | |||
| P••••••• C•••••• M••••••••• L•• independent RIA | San Diego, Ca · principal | 8 | 3 | 1 | +2 | 13% | |||
| F•••• T•••• S••••••••• I••• bank affiliated | Nashville, Tn | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Menlo Park, Ca | 8 | 2 | 1 | +1 | 13% | |||
| E••••• J•••• national BD | Conyers, Ga | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Clermont, Fl | 8 | 0 | 1 | -1 | 13% | |||
| E•••• S••••••••• L•• BD affiliated | Pensacola, Fl | 8 | 2 | 1 | +1 | 13% | |||
| E•••• S••••••••• L•• BD affiliated | Newport Beach, Ca | 8 | 2 | 1 | +1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Berkeley, Ca | 8 | 1 | 1 | 0 | 13% | 1 | ||
| S••••••••• W•••••• L•• independent RIA | Lehi, Ut · principal | 8 | 2 | 1 | +1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Fairhope, Al | 8 | 2 | 1 | +1 | 13% | |||
| E••••• J•••• national BD | Boynton Beach, Fl | 8 | 2 | 1 | +1 | 13% | |||
| E••••• J•••• national BD | Battle Creek, Mi | 8 | 0 | 1 | -1 | 13% | |||
| H••• I••••• F•••••••• L•• independent RIA | Grand Rapids, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Santa Cruz, Ca | 8 | 2 | 1 | +1 | 13% | |||
| T•• A••••• G••••• L•• independent RIA | Wayne, Pa | 8 | 1 | 1 | 0 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Stockton, Ca | 8 | 0 | 1 | -1 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Noblesville, In | 8 | 0 | 1 | -1 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Princeton, Nj | 8 | 1 | 1 | 0 | 13% | |||
| S•••••• W••••• independent RIA | Chappaqua, Ny · principal | 8 | 0 | 1 | -1 | 13% | |||
| C••••••••• W••••• independent RIA | Lake Mary, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| Y••••• C•••••• M••••••••• L•• asset manager | Bloomfield Hills, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elmhurst, Il | 8 | 1 | 1 | 0 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Jupiter, Fl | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elkhart, In | 8 | 2 | 1 | +1 | 13% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | King Of Prussia, Pa | 8 | 2 | 1 | +1 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Pittsburgh, Pa | 8 | 0 | 1 | -1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Providence, Ri | 8 | 0 | 1 | -1 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Beavercreek, Oh | 8 | 0 | 1 | -1 | 13% | |||
| J•••• I••••••••• R••••••• I•• mixed wealth | Xenia, Oh · principal | 8 | 0 | 1 | -1 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Bend, Or | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carrollton, Tx | 8 | 1 | 1 | 0 | 13% | |||
| H••• S••••••••• •••• I••• bank affiliated | Tysons, Va | 8 | 1 | 1 | 0 | 13% | |||
| D••• D••••••• • C•• BD affiliated | Austin, Tx | 8 | 1 | 1 | 0 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Kerrville, Tx | 8 | 2 | 1 | +1 | 13% | |||
| R••••• W••••• A••••••• independent RIA | Bourbonnais, Il · principal | 8 | 0 | 1 | -1 | 13% | |||
| E•••••••• P•••• W••••• P•••••••• L•• independent RIA | Lafayette, La | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Upper Arlington, Oh | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Fresno, Ca | 8 | 1 | 1 | 0 | 13% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.