DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ASPECT PARTNERS, LLC independent RIA | $418M | +19% | 5 | $83.6M | 95% | 89% | 56 | 2 | |
| MAUNEY-PITT FINANCIAL MANAGEMENT, INC. independent RIA | $418M | 3 | $139M | 98% | 65% | 233 | 2 | ||
| COQUINA PRIVATE WEALTH ADVISORS independent RIA | $418M | 7 | $59.7M | 95% | 67% | 213 | 5 | ||
| E•••• W••••• M••••••••• G•••• I••• independent RIA | $418M | +15% | 5 | $83.5M | 84% | 72% | 90 | 3 | |
| C••••••••• P•••••••• L•• independent RIA | $417M | +26% | 13 | $32.1M | 81% | 58% | 46 | 6 | |
| S•••••••• A•••• M••••••••• G•••• A••••••• independent RIA | $416M | +11% | 3 | $139M | 99% | 90% | 41 | 1 | |
| M••••••• C••••••••• G••••• L•• independent RIA | $416M | -5.8% | 3 | $139M | 98% | 81% | 112 | 1 | |
| R•••• O•• F•••••••• G•••• independent RIA | $416M | +39% | 3 | $139M | 100% | 71% | 137 | 2 | |
| D••••••• K••• C•••••• M••••••••• L•• independent RIA | $415M | +93% | 3 | $138M | 97% | 75% | 78 | 2 | |
| G•••••• A••••••• G••••• L•• independent RIA | $415M | +12% | 6 | $69.2M | 88% | 89% | 62 | 1 | |
| F••••••• S•••••• L•• independent RIA | $415M | +15% | 6 | $69.2M | 99% | 74% | 55 | 3 | |
| M••••••• A••••••• independent RIA | $415M | +3.6% | 6 | $69.1M | 85% | 73% | 59 | 3 | 1 |
| M•••••• A••••••• G••••• L•• independent RIA | $414M | +20% | 4 | $103M | 100% | 74% | 123 | 1 | |
| O•• A•••• M••••••••• L•• independent RIA | $414M | +8.0% | 4 | $103M | 98% | 90% | 61 | 3 | |
| T•• B••••• • C•••••• independent RIA | $413M | +19% | 2 | $207M | 100% | 86% | 192 | 1 | |
| G•••• S••••• F••••••••• L•• independent RIA | $413M | +14% | 2 | $207M | 100% | 88% | 146 | 1 | |
| N••••••••• F•••••••• G••••• L•• independent RIA | $413M | +35% | 9 | $45.9M | 98% | 82% | 54 | 1 | |
| A••••••• C•••••• M••••••••• independent RIA | $412M | +21% | 2 | $206M | 77% | 87% | 74 | 3 | |
| L••••••• A••••••• I•• independent RIA | $412M | +7.0% | 3 | $137M | 96% | 82% | 69 | 1 | |
| B•• H••••• W••••• M••••••••• L•• independent RIA | $412M | +22% | 3 | $137M | 99% | 76% | 132 | 1 | |
| P•••• • B•••• F•••••••• independent RIA | $412M | +13% | 4 | $103M | 99% | 83% | 118 | 1 | |
| H••• C•••••• M••••••••• C••••••• I••• independent RIA | $412M | +12% | 3 | $137M | 92% | 77% | 173 | 2 | |
| B••• C•••••• L•• independent RIA | $411M | +27% | 7 | $58.8M | 99% | 52% | 108 | 1 | |
| G••••••• W••••• M••••••••• L•• independent RIA | $411M | +20% | 6 | $68.5M | 99% | 85% | 58 | 2 | |
| A••••• F•••••••• R•••••••• I••• independent RIA | $411M | +16% | 7 | $58.7M | 54% | 56% | 67 | 1 | |
| T••••• F•••••••• G••••• I••• independent RIA | $410M | +12% | 4 | $102M | 100% | 71% | 125 | 1 | |
| M•••••••• W••••• M••••••••• I••• independent RIA | $410M | +15% | 8 | $51.2M | 89% | 80% | 62 | 4 | |
| P••••••••• F•••••••• S••••••••• L•• independent RIA | $410M | +24% | 6 | $68.3M | 100% | 85% | 47 | 1 | |
| H•••••••• A•••••••• I••• independent RIA | $410M | +30% | 8 | $51.2M | 98% | 81% | 43 | 8 | |
| B•••••••• F•••••••• M••••••••• independent RIA | $410M | +11% | 4 | $102M | 96% | 74% | 113 | 1 | |
| F••••• F•••••••• independent RIA | $409M | +94% | 22 | $18.6M | 96% | 85% | 13 | 1 | |
| M•••• W••••• M••••••••• independent RIA | $409M | +6.8% | 4 | $102M | 100% | 74% | 71 | 1 | |
| C••• W••••••• L•• independent RIA | $409M | +24% | 5 | $81.8M | 99% | 86% | 64 | 1 | |
| T••• F•••••••• G•••• independent RIA | $409M | +18% | 2 | $205M | 100% | 59% | 334 | 1 | |
| R••••• W••••• A••••••• independent RIA | $409M | +28% | 8 | $51.1M | 98% | 51% | 201 | 8 | |
| C••••••• C•••••• W••••• A••••••• independent RIA | $408M | +13% | 5 | $81.7M | 88% | 86% | 40 | 1 | |
| R•••• F•••••••• G••••• L•• independent RIA | $408M | +27% | 7 | $58.3M | 99% | 73% | 57 | 8 | |
| H••••••• F•••••••• L•• independent RIA | $408M | +22% | 7 | $58.3M | 92% | 81% | 50 | 3 | |
| Q••• C••• I••••••••• C••••• independent RIA | $408M | +32% | 6 | $68.0M | 92% | 76% | 118 | 2 | |
| R••••• A•••• independent RIA | $408M | +88% | 5 | $81.6M | 100% | 50% | 100 | 1 | |
| K•• W••••• M••••••••• G••••• L•• independent RIA | $408M | +5.9% | 6 | $68.0M | 100% | 67% | 95 | 1 | |
| C•••••• F•••••••• S••••••• independent RIA | $407M | +22% | 7 | $58.2M | 99% | 66% | 158 | 1 | |
| W••••••••• C•••••• P•••••••• L•• independent RIA | $407M | +23% | 8 | $50.9M | 95% | 61% | 89 | 5 | |
| G•••••••• F•••••••• G•••• independent RIA | $407M | +23% | 6 | $67.8M | 100% | 56% | 133 | 1 | |
| H•••••••• B••••••• F•••••••• P••••••• L•• independent RIA | $407M | 18 | $22.6M | 99% | 64% | 58 | 3 | ||
| U••••• W••••• M••••••••• L•• independent RIA | $407M | +31% | 6 | $67.8M | 100% | 85% | 43 | 3 | |
| T••••••• W••••• M••••••••• L•• independent RIA | $407M | +16% | 3 | $136M | 79% | 85% | 95 | 1 | |
| H••••• F•••••••• G••••• I••• independent RIA | $407M | +16% | 4 | $102M | 99% | 72% | 117 | 1 | |
| K•••••••• P•••••• F•••••••• A•••••••• L•• independent RIA | $406M | +8.8% | 5 | $81.3M | 95% | 74% | 83 | 1 | |
| G••••• W••••• A••••••• independent RIA | $406M | +56% | 16 | $25.4M | 95% | 56% | 184 | 1 | |
| B•••••• R••• P•••••• W••••• independent RIA | $406M | +70% | 9 | $45.1M | 95% | 79% | 26 | 1 | |
| P•••••• V•••• M••••••••• L••• independent RIA | $406M | -4.0% | 4 | $101M | 52% | 89% | 14 | 1 | 3 |
| N•••••••• A•••• M••••••••• independent RIA | $405M | +13% | 39 | $10.4M | 98% | 80% | 22 | 3 | |
| E•••••••• W••••• P••••••• L•• independent RIA | $405M | 4 | $101M | 98% | 57% | 177 | 2 | ||
| A•••• W••••• M••••••••• L•• independent RIA | $405M | +13% | 5 | $81.0M | 99% | 74% | 57 | 1 | |
| T••••• W••••• M••••••••• P••• independent RIA | $405M | +6.7% | 9 | $45.0M | 100% | 63% | 95 | 2 | |
| C••• W••••• M••••••••• I••• independent RIA | $405M | +17% | 3 | $135M | 96% | 83% | 93 | 1 | |
| A•••• P•••••• W••••• independent RIA | $405M | +130% | 7 | $57.8M | 81% | 84% | 32 | 8 | 7 |
| E•••• F••••••••• L•• independent RIA | $404M | +21% | 7 | $57.8M | 70% | 71% | 56 | 4 | |
| D••••• F•••••••• G••••• L•• independent RIA | $404M | +22% | 7 | $57.8M | 100% | 56% | 118 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.