DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WILLIAMSON LEGACY GROUP, LLC independent RIA | $183M | -12% | 5 | $36.6M | 98% | 59% | 69 | 5 | |
| GREG JENNINGS, LLC independent RIA | $183M | 2 | $91.5M | 100% | 76% | 84 | 1 | ||
| NARDIS ADVISORS LLC independent RIA | $183M | +30% | 4 | $45.8M | 91% | 84% | 38 | 5 | |
| H••••••• H•••••••• independent RIA | $183M | 2 | $91.5M | 100% | 88% | 100 | 3 | ||
| G••••• M• H••••• C••••••••• L•• independent RIA | $183M | +7.5% | 5 | $36.6M | 98% | 81% | 85 | 1 | |
| W••••• F•••••••• independent RIA | $183M | +14% | 3 | $61.0M | 98% | 65% | 83 | 2 | |
| O•• W••••• M••••••••• independent RIA | $183M | +19% | 2 | $91.4M | 98% | 83% | 50 | 3 | |
| W•••• W••• W••••• M••••••••• L•• independent RIA | $183M | +20% | 2 | $91.4M | 100% | 82% | 75 | 1 | |
| M••••••• S•••••••• A•••••••• L•• independent RIA | $183M | 1 | $183M | 94% | 83% | 195 | 1 | ||
| I•••••••• I••••••••• M••••••••• independent RIA | $183M | +34% | 6 | $30.4M | 93% | 57% | 52 | 6 | |
| S•••••• A••••••••• F•••••••• S••••••• independent RIA | $183M | +23% | 2 | $91.3M | 100% | 61% | 140 | 1 | |
| G•••••• F•••••••• A••••••••• I••• independent RIA | $183M | +14% | 3 | $60.8M | 100% | 58% | 132 | 1 | |
| S••••• W••••• G••••• L•• independent RIA | $182M | +22% | 3 | $60.8M | 100% | 70% | 94 | 5 | |
| W••• F•••••••• G•••• independent RIA | $182M | +5.8% | 3 | $60.8M | 100% | 89% | 24 | 1 | |
| C•••••••• W••••• M••••••••• independent RIA | $182M | +6.8% | 3 | $60.8M | 100% | 79% | 48 | 1 | |
| M•••• W••••• M••••••••• L•• independent RIA | $182M | +8.2% | 3 | $60.8M | 100% | 68% | 60 | 1 | |
| K•••••••• C•••••• P••••••• T••••• L•• independent RIA | $182M | +15% | 6 | $30.4M | 99% | 68% | 31 | 4 | |
| A••••••••• F•••••••• A•••••••• I••• independent RIA | $182M | +18% | 7 | $26.0M | 95% | 67% | 48 | 1 | |
| F•••••••• A••••••• L•• independent RIA | $182M | +14% | 9 | $20.2M | 99% | 76% | 27 | 4 | |
| F•••••••• P•••••••• L•• independent RIA | $182M | +25% | 3 | $60.6M | 100% | 66% | 89 | 1 | |
| C••••• A••••••• independent RIA | $182M | +28% | 6 | $30.3M | 99% | 71% | 38 | 1 | |
| U••• W••••• G••••• L•• independent RIA | $182M | +18% | 100% | 72% | 2 | ||||
| R•• I••••••••• A••••••• I••• independent RIA | $182M | +7.0% | 1 | $182M | 95% | 85% | 102 | 2 | |
| L•••••••• C•••••• G••••• I••• independent RIA | $181M | +18% | 3 | $60.5M | 100% | 54% | 77 | 1 | |
| S•••• W••••• • R••••••••• L•• independent RIA | $181M | +8.4% | 1 | $181M | 100% | 75% | 133 | 1 | |
| F•••• P•••• F•••••••• A••••••• independent RIA | $181M | +26% | 2 | $90.6M | 62% | 80% | 57 | 1 | |
| P•••••• C••••• A•••• M••••••••• I••• independent RIA | $181M | +12% | 2 | $90.6M | 100% | 66% | 122 | 1 | |
| C•••• • A••••••••• I••• BD affiliated | $181M | +21% | 33 | $5.5M | 90% | 61% | 10 | 10 | |
| C••• W••••• M••••••••• L•• independent RIA | $181M | +13% | 4 | $45.3M | 95% | 57% | 70 | 1 | |
| C•••• A••••••• L•• independent RIA | $181M | +143% | 100% | 70% | 1 | ||||
| A•••• A•••••••• L•• independent RIA | $181M | +21% | 4 | $45.2M | 96% | 88% | 21 | 1 | |
| C••••••••• I••••••••• A•••••••• L•• independent RIA | $181M | +18% | 2 | $90.4M | 93% | 85% | 58 | 1 | |
| S•••••••• L••••• A•••••••• I••• independent RIA | $181M | +218% | 4 | $45.2M | 98% | 80% | 107 | 2 | |
| E•••• F•••••••• P••••••• independent RIA | $181M | +29% | 4 | $45.2M | 100% | 52% | 83 | 1 | |
| H••••••• • C••••••• I••• independent RIA | $181M | 2 | $90.3M | 75% | 68% | 100 | 1 | ||
| R•••••• B•••••••• F•••••••• A••••••• independent RIA | $181M | +24% | 6 | $30.1M | 99% | 78% | 29 | 1 | |
| P••••• W••••• L•• independent RIA | $181M | 1 | $181M | 98% | 77% | 125 | 1 | ||
| I•••••••• C•••••• M••••••••• independent RIA | $181M | +24% | 4 | $45.1M | 100% | 63% | 90 | 1 | |
| R•••••• F•••••••• independent RIA | $180M | +28% | 2 | $90.2M | 90% | 68% | 120 | 1 | |
| W••••• • A••••••••• I••• independent RIA | $180M | +27% | 3 | $60.1M | 53% | 55% | 57 | 2 | |
| C•• W••••• M••••••••• L•• independent RIA | $180M | +8.8% | 1 | $180M | 100% | 70% | 324 | 2 | |
| S••••••••• I••••••••• independent RIA | $180M | +160% | 28 | $6.4M | 100% | 75% | 27 | 23 | |
| W••••• • A••••••••• I••• independent RIA | $180M | +22% | 4 | $44.9M | 93% | 67% | 51 | 1 | |
| S••••••• F•••••••• G•••• independent RIA | $180M | +18% | 2 | $89.8M | 95% | 76% | 144 | 2 | |
| R•••• C••• W••••• M••••••••• independent RIA | $180M | +18% | 2 | $89.8M | 100% | 79% | 64 | 1 | |
| A•••• V••••••• independent RIA | $180M | +33% | 2 | $89.8M | 67% | 83% | 25 | 2 | 1 |
| W••••••• A••••••• L•• independent RIA | $179M | +32% | 4 | $44.8M | 100% | 69% | 76 | 5 | |
| T•• P•••••• I••••••••• G••••• I••• independent RIA | $179M | +14% | 2 | $89.7M | 100% | 78% | 92 | 1 | |
| T•••••• W••••• M••••••••• independent RIA | $179M | +24% | 1 | $179M | 100% | 77% | 150 | 1 | |
| D•••• C•••••• A•••••••• L•• independent RIA | $179M | +23% | 2 | $89.6M | 100% | 90% | 42 | 3 | |
| O••••••• W••••• M••••••••• I••• independent RIA | $179M | +13% | 2 | $89.6M | 99% | 75% | 111 | 1 | |
| B•••••••• W••••• M••••••••• L•• independent RIA | $179M | +66% | 2 | $89.5M | 100% | 81% | 96 | 1 | |
| P••••• A•••• M••••••••• L•• independent RIA | $179M | +27% | 4 | $44.7M | 92% | 88% | 24 | 1 | |
| M••••••• P••••••• W••••• S••••••••• L•• independent RIA | $179M | +11% | 3 | $59.6M | 98% | 70% | 59 | 3 | |
| C••••••••• P•••••••• M••••••••• independent RIA | $179M | +22% | 4 | $44.7M | 85% | 80% | 46 | 1 | |
| T•• P•••••••• E••• L•• independent RIA | $179M | -4.3% | 3 | $59.6M | 100% | 61% | 71 | 3 | |
| C•••••••• W••••• M••••••••• independent RIA | $179M | +12% | 2 | $89.3M | 92% | 70% | 170 | 1 | |
| A•• C•••••• M••••••••• I••• independent RIA | $179M | +20% | 4 | $44.6M | 97% | 72% | 70 | 3 | |
| K••••••• F•••••••• R••••••••• L•• independent RIA | $179M | 4 | $44.6M | 100% | 86% | 25 | 1 | ||
| C••• F•••••••• A••••••• independent RIA | $179M | +5.7% | 4 | $44.6M | 99% | 65% | 62 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.