DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
627 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PETRA CAPITAL MANAGEMENT, INC. other | $1.8B | +44% | 0.8% | 100% | 1 | ||||
| QUANTUM ADVISORS PRIVATE LIMITED institutional | $1.8B | +14% | 0.3% | 1 | 1 | ||||
| QUEST INVESTMENT MANAGEMENT, LLC other | $1.7B | +8.0% | 6 | $285M | 6.0% | 64% | 13 | 1 | |
| P•• G••••• L•• institutional | $1.7B | +143% | 0.0% | 3 | 2 | ||||
| O••••••• P••••••• L•• institutional | $1.7B | -35% | 0.0% | 1 | 4 | ||||
| R•••• I••••••••• A••••••• other | $1.7B | +10% | 6 | $283M | 19% | 97% | 12 | 6 | |
| P••••••• institutional | $1.7B | 0.0% | 1 | ||||||
| L•• R••••• A••••••• I• L•• institutional | $1.6B | -11% | 0.0% | 1 | |||||
| L••• H••• C•••••• M••••••••• L•• other | $1.6B | +1.8% | 0.0% | 1 | 2 | ||||
| R••••••• C•••••• M••••••••• L•• institutional | $1.5B | +8.1% | 1 | $1.5B | 0.0% | 1 | |||
| A•••••••• C•••••• M••••••••• C• institutional | $1.5B | +18% | 1 | $1.5B | 0.0% | 1 | |||
| N••• C•••••• G••••• I•••••••• L•• institutional | $1.5B | +21% | 6 | $253M | 3.1% | 100% | 1 | ||
| F••••••• institutional | $1.5B | +12% | 6 | $250M | 0.0% | 5,135 | 1 | ||
| S•••• P•••• C•••••• institutional | $1.5B | +37% | 0.0% | 1 | 1 | ||||
| F•••• A•••• M••••••••• L•••••• institutional | $1.5B | +39% | 0.0% | 1 | |||||
| T•• I••••••• M••••••• C•••••• L•• institutional | $1.5B | +36% | 3 | $498M | 0.0% | 2 | |||
| K•••• L••• A•••• M••••••••• •••••••• C••• L••• institutional | $1.5B | +1.4% | 0.0% | 1 | |||||
| A••••••• C•••••• M••••••••• L•• institutional | $1.5B | -5.0% | 3.1% | 100% | 1 | 2 | |||
| A•••••• I••••••••• L•• institutional | $1.5B | +15% | 2 | $741M | 0.0% | 1 | 2 | ||
| N•••••• P•••••••• L•• institutional | $1.5B | -0.3% | 0.0% | 1 | |||||
| I•••••••• L•• other | $1.5B | +17% | 7 | $208M | 17% | 82% | 26 | 1 | |
| H•••• G••••• P•••••••• L•• institutional | $1.4B | +21% | 1 | $1.4B | 0.0% | 1 | 1 | ||
| G••••••••• A••••••••• F•••••• C••••••• L•• institutional | $1.4B | 0.0% | 1 | ||||||
| I•••••••• F•••••••• institutional | $1.4B | +18% | 1 | $1.4B | 0.0% | 3 | |||
| O•• C••• I••••••••• C••••••••• institutional | $1.4B | +13% | 3 | $477M | 1.4% | 0.0% | 11 | 1 | |
| P••••••• I••••••••• M••••••••• L•• institutional | $1.4B | -51% | 0.0% | 1 | |||||
| T•• E•••• L•••• C•••••• institutional | $1.4B | -14% | 1.4% | 1 | |||||
| A• C••••• A••••••••• S•••••••• L•• institutional | $1.4B | +90% | 0.0% | 2 | |||||
| D••••• A•••••••• L•• other | $1.4B | +16% | 17% | 74% | 3 | 1 | |||
| M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutional | $1.4B | +0.8% | 4 | $346M | 2.1% | 46% | 46 | 5 | |
| N••••••• P••• I••••••••• C•••••• L•• other | $1.4B | +1.3% | 10% | 94% | 1 | 1 | |||
| R•••••••• C•••••• M••••••••• L•• other | $1.4B | +346% | 2 | $683M | 16% | 98% | 26 | 1 | |
| M•••• L•••• M••••••••• L• institutional | $1.3B | +16% | 0.2% | 100% | 1 | 1 | |||
| P•••••• I••••••• A•••••••• L•• other | $1.3B | +13% | 4 | $326M | 10% | 70% | 45 | 1 | |
| D• A••••••• A••••••• L••••••••• institutional | $1.3B | +19% | 2 | $650M | 0.0% | 1 | |||
| A•••••• A•••• M••••••••• other | $1.3B | +115% | 2 | $644M | 0.0% | 3 | |||
| P•••• S•••••• • C•• institutional | $1.3B | -35% | 26 | $49.4M | 0.0% | 10 | |||
| N•••• P••• F•••••••• M••••••••• L•• institutional | $1.3B | +15% | 7 | $182M | 6.3% | 83% | 3 | 1 | |
| C••••••••• I••••••••• M••••••••• institutional | $1.3B | +9.5% | 0.0% | 1 | |||||
| P•••••••• C••••••• L•• institutional | $1.3B | +46% | 0.4% | 100% | 3 | ||||
| N•••••••• F•••••••• P•••••••• L•• institutional | $1.3B | +11% | 2 | $637M | 0.5% | 44% | 9 | 1 | |
| M••••••••• L•• institutional | $1.3B | +5.2% | 0.0% | 1 | |||||
| L••••• C•••••• M••••••••• L•• institutional | $1.3B | +21% | 1 | $1.3B | 0.0% | 1 | |||
| H••••• P•••••••• L•• institutional | $1.2B | +22% | 0.8% | 100% | 1 | 2 | |||
| H••••• R••••••••• S•••••••• 2• L•• institutional | $1.2B | +3.8% | 4 | $304M | 0.0% | 1 | |||
| W••••• A•••••••• L•• other | $1.2B | +12% | 9 | $134M | 12% | 69% | 32 | 3 | |
| W••••••• P•••••••• L•• institutional | $1.2B | +37% | 2.6% | 100% | 2 | ||||
| G••••••••• C•••••• M••••••••• L•• other | $1.2B | +12% | 2 | $577M | 15% | 81% | 138 | 2 | |
| L•••• A•••••••• I••• institutional | $1.1B | +20% | 2 | $574M | 4.8% | 88% | 17 | 1 | |
| C•••••• A••••••• S••••••••• P••••••• L•• institutional | $1.1B | +0.0% | 0.0% | 1 | 1 | ||||
| T•• D• B•••• G••••• I••• other | $1.1B | +10.0% | 4 | $283M | 16% | 94% | 23 | 1 | |
| W••• L••• A•••• M••••••••• L•• institutional | $1.1B | 0.0% | 1 | ||||||
| N•• C•••••• P••••••• institutional | $1.1B | +6.9% | 1 | $1.1B | 0.0% | 1 | |||
| M•••••• I••••••••• P••••••• institutional | $1.1B | 0.0% | 1 | 1 | |||||
| C••••••• G••••• A•••••••• L•• institutional | $1.1B | +32% | 0.0% | 2 | 3 | ||||
| C• C•••••• M••••••••• I•• institutional | $1.1B | -11% | 0.0% | 4 | |||||
| R••••••• C• I•• other | $1.1B | +15% | 4 | $271M | 16% | 95% | 13 | 2 | |
| P••••••• R••••••••• A••••••• institutional | $1.1B | +32% | 3 | $360M | 1.1% | 22% | 7 | 1 | |
| P•••••• A••••••• L•• institutional | $1.1B | 0.4% | 100% | 1 | |||||
| F•••••••• B••••••• G•••• other | $1.1B | +26% | 4 | $266M | 15% | 89% | 47 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.