DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BERKSHIRE ADVISORS, INC. independent RIA | $97.1M | -9.0% | 2 | $48.5M | 96% | 40% | 125 | 1 | |
| NOSURIS, INC. independent RIA | $95.0M | 2 | $47.5M | 95% | 11% | 95 | 1 | ||
| BAYRIDGE FINANCIAL GROUP, INC. independent RIA | $94.2M | +21% | 2 | $47.1M | 100% | 37% | 244 | 2 | |
| W••••••••• I••••••••• M••••••••• L•• independent RIA | $93.1M | +18% | 5 | $18.6M | 100% | 37% | 65 | 3 | |
| B•••••• F•••• W••••• M••••••••• L•• independent RIA | $91.7M | +20% | 4 | $22.9M | 87% | 33% | 111 | 1 | |
| I•••••••• P••••••••• S••••••• •••• S•••••••• C•••••• independent RIA | $90.9M | 1 | $90.9M | 100% | 11% | 194 | 1 | ||
| T••••••• independent RIA | $89.2M | 12 | $7.4M | 100% | 17% | 51 | 1 | ||
| O•••••• A••••••• independent RIA | $89.2M | +20% | 3 | $29.7M | 99% | 26% | 94 | 1 | |
| 7• S•••••• F••••••••• L•• independent RIA | $88.4M | -3.9% | 2 | $44.2M | 100% | 28% | 135 | 3 | |
| W••••••• independent RIA | $87.8M | +42% | 5 | $17.6M | 88% | 37% | 81 | 1 | |
| I•• F•••••••• S•••••••• I•• independent RIA | $87.7M | -51% | 19 | $4.6M | 85% | 24% | 26 | 1 | |
| J••••• J••• H••••• J• independent RIA | $86.8M | -7.8% | 98% | 39% | 1 | ||||
| I••••••••• F•••••••• S•••••••• I••• independent RIA | $85.4M | -35% | 12 | $7.1M | 100% | 13% | 23 | 10 | |
| A•• F•••••••• A•••••••• L•• independent RIA | $84.7M | +19% | 13 | $6.5M | 100% | 23% | 17 | 8 | |
| P•••• W••••• A••••••• L•• independent RIA | $83.3M | -7.5% | 12 | $6.9M | 89% | 31% | 50 | 3 | |
| D•••• I••••••••• L•• independent RIA | $81.8M | 1 | $81.8M | 100% | 25% | 27,037 | 1 | ||
| E••• G•••• W••••• M••••••••• L•• independent RIA | $80.3M | +27% | 2 | $40.1M | 100% | 15% | 182 | 1 | |
| F•••••• P••• independent RIA | $80.1M | -16% | 3 | $26.7M | 100% | 0.0% | 212 | 5 | |
| G•• F••••••••• L•• independent RIA | $77.3M | +34% | 1 | $77.3M | 100% | 22% | 263 | 1 | |
| I••••••••• R••••••• C••• independent RIA | $76.3M | +20% | 16 | $4.8M | 66% | 23% | 10 | 1 | |
| M•••• S••• independent RIA | $76.2M | +9.0% | 100% | 25% | 2 | ||||
| K••• F•••••••• independent RIA | $75.2M | +33% | 2 | $37.6M | 98% | 32% | 148 | 1 | |
| E•• independent RIA | $74.9M | +1279% | 100% | 0.0% | 1 | ||||
| V••• W••••• M••••••••• P••• independent RIA | $74.8M | 1 | $74.8M | 93% | 22% | 599 | 2 | ||
| L•••• I••••••••• independent RIA | $74.3M | +11% | 4 | $18.6M | 100% | 33% | 51 | 1 | |
| A•••• I••••••••• A•••••••• L•• independent RIA | $73.6M | +23% | 8 | $9.2M | 100% | 16% | 48 | 4 | |
| C••••••••• F•••••••• L•• independent RIA | $73.2M | 3 | $24.4M | 100% | 31% | 83 | 1 | ||
| W•• W••••• A••••••• L•• independent RIA | $72.4M | +12% | 3 | $24.1M | 100% | 27% | 118 | 1 | |
| P••••••• W••••• S••••••••• L•• independent RIA | $71.0M | +10% | 6 | $11.8M | 80% | 28% | 9 | 1 | |
| P•••••• F••••••••• L•• independent RIA | $70.2M | +41% | 2 | $35.1M | 98% | 0.0% | 426 | 2 | |
| I•• A••••••• S•••••••• I••• independent RIA | $69.8M | -62% | 8 | $8.7M | 90% | 19% | 25 | 1 | |
| O•••• C•••••• M••••••••• L•• independent RIA | $67.4M | +2.2% | 1 | $67.4M | 100% | 36% | 147 | 1 | |
| H•••••• F•••• C•••••• L•• independent RIA | $67.0M | 99% | 6.1% | 1 | |||||
| C• • C• F•••••••• S•••••••• I••• independent RIA | $66.2M | +7.9% | 62% | 35% | 1 | ||||
| P•••••• A•••• P••••••• independent RIA | $64.6M | +35% | 1 | $64.6M | 93% | 28% | 203 | 1 | |
| O•• A•••• M••••••••• L••• independent RIA | $63.8M | +18% | 52% | 21% | 1 | 1 | |||
| S•• W••••• independent RIA | $63.7M | +118% | 14 | $4.5M | 100% | 9.3% | 118 | 15 | |
| C••••••••• P••••••• A•••• M••••••••• L•• independent RIA | $62.9M | +36% | 4 | $15.7M | 63% | 19% | 57 | 3 | |
| B••••• independent RIA | $62.9M | +32% | 1 | $62.9M | 100% | 0.0% | 14,482 | 1 | |
| L••••• M•••• G••••••• independent RIA | $62.6M | +4.1% | 1 | $62.6M | 71% | 27% | 150 | 1 | |
| N•••••• I••••••••• A••••••• I••••••••• independent RIA | $57.4M | +7.0% | 1 | $57.4M | 100% | 36% | 118 | 1 | |
| E••••• W••••• M••••••••• L•• independent RIA | $57.4M | +11% | 3 | $19.1M | 100% | 20% | 123 | 1 | |
| Y•• W••••• independent RIA | $53.2M | +50% | 3 | $17.7M | 98% | 23% | 77 | 1 | |
| C•••••• M••••••••• A••••••• I•• independent RIA | $52.0M | -58% | 1 | $52.0M | 81% | 23% | 1 | ||
| M••• S••••• M••••••••• C•••••• independent RIA | $51.8M | 2 | $25.9M | 76% | 23% | 55 | 1 | ||
| C•••••• S•••••• • D•••••• A•••• M••••••••• L•• independent RIA | $50.7M | +16% | 64% | 0.0% | 2 | ||||
| R••• N•••• C•••••• I••••••••• A••••••• independent RIA | $50.6M | 11 | $4.6M | 93% | 20% | 37 | 3 | ||
| P•••••••• S••••••••• I•• independent RIA | $50.2M | -9.4% | 3 | $16.7M | 83% | 12% | 2 | ||
| B••• L••• I•••••••• L•• independent RIA | $48.2M | +25% | 6 | $8.0M | 100% | 29% | 18 | 6 | |
| D••••• C•••••• U•• I••• independent RIA | $47.9M | +27% | 100% | 2.8% | 1 | ||||
| I•••••••• L•• independent RIA | $46.2M | 2 | $23.1M | 54% | 34% | 49 | 1 | ||
| U•••• A•••••••• L•• independent RIA | $45.6M | +28% | 1 | $45.6M | 100% | 0.0% | 20,394 | 1 | |
| T••••••••• W••••• C••••••••• L•• independent RIA | $43.9M | +3.1% | 1 | $43.9M | 100% | 34% | 117 | 1 | |
| S••••• I••••••••• M••••••••• L•• independent RIA | $42.9M | +12% | 21 | $2.0M | 100% | 13% | 45 | 5 | |
| G••••••••• P••• C•••• independent RIA | $42.6M | +4.4% | 86% | 30% | 1 | ||||
| M••••••• V••••• • T••••• I•• independent RIA | $42.4M | -23% | 5 | $8.5M | 86% | 34% | 14 | 1 | |
| S•••• • S••••• A••••••• L•• independent RIA | $41.3M | +25% | 1 | $41.3M | 100% | 31% | 98 | 1 | |
| H•••••••• W••••• independent RIA | $37.5M | 5 | $7.5M | 80% | 20% | 39 | 1 | ||
| D••• H•••• W••••• L•• independent RIA | $36.6M | +25% | 1 | $36.6M | 97% | 38% | 94 | 1 | |
| S•••••• A••••••• L•• independent RIA | $35.3M | +93% | 14 | $2.5M | 100% | 15% | 8 | 2 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.