DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| DC GLOBAL VENTURES asset manager | $2.7B | +27% | 0.0% | 3 | 8 | ||||
| REMBERT PENDLETON JACKSON independent RIA | $2.7B | +15% | 16 | $170M | 96% | 89% | 90 | 1 | |
| 1789 CAPITAL MANAGEMENT asset manager | $2.7B | 0.0% | 2 | 26 | |||||
| K•• R••••• A•••••••• L•• other | $2.7B | -6.5% | 0.0% | 1 | |||||
| R•• F•••••••• A••••••• I•• independent RIA | $2.7B | +14% | 20 | $136M | 65% | 96% | 36 | 5 | |
| S•••• P•••• C••••••••• R••• E••••• F•••••• L•• other | $2.7B | +4.9% | 0.0% | 4 | 1 | ||||
| P•• L••• M••••••••• C•••••• 2• L•• asset manager | $2.7B | +7.0% | 0.0% | 1 | 8 | ||||
| B••• F•• A••••••••• I••• independent RIA | $2.7B | +3.0% | 28 | $97.3M | 99% | 26% | 106 | 3 | |
| E•• P••••••• C••••••• L• asset manager | $2.7B | +357% | 0.0% | 1 | 14 | ||||
| P•• S•••• C••• A•••••••• L•• asset manager | $2.7B | +308% | 0.0% | 4 | |||||
| I•••••• I••••••••• A•••••••• L••• other | $2.7B | +129% | 0.0% | 1 | |||||
| M••••••• P••••••• asset manager | $2.7B | +30% | 0.0% | 2 | 1 | ||||
| A•• I••••••••• P•••••••• L•• independent RIA | $2.7B | +52% | 5 | $541M | 74% | 97% | 69 | 1 | 2 |
| 1••• A•••• M••••••••• L•• asset manager | $2.7B | +17% | 0.0% | 1 | 14 | ||||
| W••••• • D••••• I••••••••• P•••••••• I••• asset manager | $2.7B | +15% | 0.0% | 1 | 20 | ||||
| G•••••• C•••••• independent RIA | $2.7B | +40% | 3 | $901M | 64% | 40% | 1,469 | 1 | 1 |
| S••••••• A•••• M••••••••• L• independent RIA | $2.7B | +0.8% | 89% | 100% | 1 | ||||
| 1•••••• C•••••• L•• asset manager | $2.7B | +28% | 0.0% | 2 | 4 | ||||
| M•• M••••••••• L• asset manager | $2.7B | 0.0% | 1 | 13 | |||||
| T•• P• M••••••••• C•••••• L•• asset manager | $2.7B | +250% | 20 | $135M | 0.0% | 6 | 2 | ||
| H••• M••• C•••••• P•••••••• L• asset manager | $2.7B | +26% | 0.0% | 1 | 1 | ||||
| 3• C••••••••• asset manager | $2.7B | +39% | 0.0% | 1 | 8 | ||||
| A••••••• P•••••••• M••••••••• L•• institutional | $2.7B | +24% | 0.0% | 1 | |||||
| G••••• A••••••• I••••••••• A•••••••• L•• asset manager | $2.7B | -4.2% | 2 | $1.3B | 0.0% | 1 | |||
| D••••• W••••••• A•••• M••••••••• L•• mixed wealth | $2.7B | +25% | 15 | $180M | 30% | 60% | 133 | 1 | |
| I••••• I••••••••• M••••••••• C•• L•• asset manager | $2.7B | +15% | 0.0% | 1 | 3 | ||||
| B••••••••• P••••••••• asset manager | $2.7B | +5.4% | 0.0% | 6 | 12 | ||||
| N•• I••••••••• A••••••• independent RIA | $2.7B | +6.6% | 13 | $207M | 88% | 93% | 72 | 1 | |
| R•• A•••• M••••••••• L•• asset manager | $2.7B | +19% | 0.0% | 2 | 76 | ||||
| G••• C•••••• L•• asset manager | $2.7B | +8.9% | 0.0% | 1 | 3 | ||||
| G••••••• M••••••••• C••••••• L•• asset manager | $2.7B | +15% | 0.0% | 2 | 7 | ||||
| S•••••• M•••• M••••••••• L•• independent RIA | $2.7B | +8.9% | 13 | $207M | 55% | 1 | |||
| P•••••••• C•••••• A•••••••• L•• asset manager | $2.7B | +17% | 0.0% | 1 | 34 | ||||
| M•••••••• C•••••• M••••••••• L•• asset manager | $2.7B | -55% | 0.0% | 1 | |||||
| C•••••• D•••••••• I••• asset manager | $2.7B | -4.5% | 0.0% | 1 | 27 | ||||
| A•••••• P•••••••• M••••••••• L••• mixed wealth | $2.7B | +79% | 35% | 43% | 1 | ||||
| V••••• W••••• M•••••••• I••• independent RIA | $2.7B | +16% | 47 | $57.1M | 77% | 90% | 18 | 13 | |
| W• C•••••• P••••••• asset manager | $2.7B | +13% | 0.0% | 1 | 15 | ||||
| M••• S••••• R••••••• L•• independent RIA | $2.7B | +12% | 17 | $158M | 98% | 97% | 60 | 5 | |
| C•• C••••••• L•• asset manager | $2.7B | +7.9% | 0.0% | 1 | |||||
| C••••• C•••••• M••••••••• L• asset manager | $2.7B | -19% | 0.0% | 1 | |||||
| M••••• P•••••••• L•• asset manager | $2.7B | +50% | 0.0% | 5 | 4 | ||||
| M••••• L•• independent RIA | $2.7B | +17% | 134 | $20.0M | 99% | 50% | 41 | 76 | |
| I••••••• C•••••• P•••••••• L• asset manager | $2.7B | +4.5% | 0.0% | 1 | 21 | ||||
| H•••• V••• P••••••• L•• asset manager | $2.7B | -96% | 0.0% | 2 | 22 | ||||
| P••• V••••• I••••••••• independent RIA | $2.7B | +22% | 33 | $81.0M | 86% | 83% | 63 | 2 | 2 |
| P•••••• A••••••• L•• asset manager | $2.7B | +6.5% | 0.0% | 1 | |||||
| 3• N•••• C•••••• M••••••••• L•• institutional | $2.7B | +14% | 3 | $890M | 0.0% | 1 | |||
| W••••••• A••••••• L•• independent RIA | $2.7B | +7.3% | 8 | $334M | 55% | 100% | 9 | 1 | 66 |
| M•••••••• G••••• I••• institutional | $2.7B | +20% | 15 | $178M | 6.1% | 81% | 9 | 1 | |
| R••• H••••• P••••••• L•• independent RIA | $2.7B | +15% | 96% | 100% | 1 | ||||
| P••••••• A•• C•••••• A••••••• L•• independent RIA | $2.7B | +17% | 13 | $205M | 70% | 87% | 85 | 1 | |
| M•••••••• M•••••• P••• • W•••••••• I••• independent RIA | $2.7B | +17% | 10 | $266M | 65% | 90% | 94 | 1 | |
| L••••• W••••• M••••••••• L•• independent RIA | $2.7B | +13% | 16 | $166M | 90% | 86% | 91 | 1 | |
| L•••••••• A••••••• L•• asset manager | $2.7B | -3.6% | 0.0% | 9 | 7 | ||||
| B••••••• C•••••• A••••••• L•• asset manager | $2.7B | +326% | 0.0% | 1 | 2 | ||||
| I•• W••••• M••••••••• I••• BD affiliated | $2.7B | +18% | 68 | $39.1M | 96% | 36% | 193 | 40 | |
| G•••• C••••••• I••• independent RIA | $2.7B | +18% | 9 | $295M | 85% | 97% | 51 | 1 | |
| C••••••••• I••••••••• P•••••••• L•• other | $2.7B | +24% | 8 | $332M | 10% | 67% | 30 | 1 | |
| I•••• I••• institutional | $2.7B | +19% | 3 | $885M | 2.2% | 100% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.